throbber
Case 1:19-cv-01410-MN Document 292 Filed 11/08/23 Page 1 of 5 PageID #: 11127
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`UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
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`
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`C.A. No. 19-1410 (MN)
`
`Plaintiff,
`
`Defendant.
`
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`)
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`VB ASSETS LLC,
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`AMAZON.COM SERVICES LLC,
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`
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`
`
`v.
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`JOINT EXHIBIT & WITNESS LIST [LOCAL VERSION]
`
`
`PLAINTIFF’S COUNSEL
`Smith Katzenstein Jenkins/Wilson Sonsini
`DEFENDANT’S COUNSEL
`Ashby & Geddes/Fenwick & West
`
`REPORTER
`Dale Hawkins
`COURTROOM DEPUTY
`Mark Buckson
`
`PRESIDING JUDGE
`Judge Maryellen Noreika
`DATES OF TRIAL
`11/2/2023 to 11/8/2023
`JTX
`PTX
`DTX
`No.
`No.
`No.
`JTX 1
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`JTX 2
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`JTX 3
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`JTX 5
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`PTX 6
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`Date
`Offered Marked Admitted
`11/2
`Yes
`Yes
`11/2
`Yes
`Yes
`11/2
`Yes
`Yes
`11/2
`Yes
`Yes
`11/7
`Yes
`Yes
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`PTX 7
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`PTX 8
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`PTX
`33
`PTX
`37
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`PTX
`38
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`PTX
`42
`PTX
`48
`PTX
`55
`PTX
`56
`PTX
`57
`PTX
`58
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`11/7
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`11/7
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`11/6
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`11/6
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`Yes
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`Yes
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`Yes
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`Yes
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`11/6
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`Yes
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`11/3
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`11/3
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`11/3
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`11/3
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`11/3
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`11/3
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Description of Exhibits
`U.S. Patent No. 8,073,681 (“the ’681 patent”)
`U.S. Patent No. 9,626,703 (“the ’703 patent”)
`U.S. Patent No. 7,818,176 (“the ’176 patent”)
`U.S. Patent No. 9,269,097 (“the ’097 patent”)
`Excerpt of File History for U.S. Patent No. 8,073,681 (“the
`’681 patent”)
`Excerpt of File History for U.S. Patent No. 9,626,703 (“the
`’703 patent”)
`Excerpt of File History for U.S. Patent No. 7,818,176 (“the
`’176 patent”)
`"Email string from Al Lindsay to Marcello Typrin, Greg
`Hart, Jeffrey Adams, Nikko Strom, Stephen Potter, John
`Thimsen re: RE: VoiceBox Update and Next Steps"
`Partnering Strategy for Natural Language Capabilities
`"Email Meeting Invite from Douglas Booms to Manoj
`Sindhwani, Karthik Ramakrishnan, Nikko Strom, Deepesh
`Mohnani, Brock Hayes re: CONFIRMED for VoiceBox
`Meeting"
`Philippe Di Cristo LinkedIn Profile
`Email string Rich Kennewick to Bob Kennewick, Michael
`R. Kennewick, Philippe D Cristo, Mike Kennewick, Todd
`Kenck, Victor Melfi re: FW: Next steps - VoiceBox / Intel
`Text Messages between Kelley Price and Philippe Di
`Cristo
`Text Messages between Kelley Price and Philippe Di
`Cristo
`Text Messages between Kelley Price and Philippe Di
`Cristo
`eventbrite.com Event Description
`
`
`
`Witness
`Kennewick
`Kennewick
`Kennewick
`Kennewick
`Dr. Polish
`
`Dr. Polish
`
`Dr. Polish
`
`Dr. Strom
`
`Thomas
`
`Dr. Strom
`
`Dr. Di Cristo
`
`Dr. Di Cristo
`
`Dr. Di Cristo
`
`Dr. Di Cristo
`
`Dr. Di Cristo
`
`Dr. Di Cristo
`
`Page 1 of 5
`
`

`

`Case 1:19-cv-01410-MN Document 292 Filed 11/08/23 Page 2 of 5 PageID #: 11128
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`PTX
`No.
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`PTX
`65
`PTX
`68
`PTX
`78
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`PTX
`80
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`PTX
`84
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`PTX
`87
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`PTX
`90
`PTX
`158
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`PTX
`173
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`PTX
`226
`PTX
`256
`PTX
`261
`PTX
`271
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`JTX
`No.
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`DTX
`No.
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`Date
`Offered Marked Admitted
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`Description of Exhibits
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`Witness
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`11/2
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`11/3
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`11/3
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`11/3
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`Yes
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`Yes
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`11/3
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`Yes
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`Yes
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`11/3
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`Yes
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`Yes
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`11/6
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`11/3
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`Yes
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`Yes
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`Yes
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`Yes
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`11/3
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`Yes
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`Yes
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`11/3
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`11/7
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`11/2
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`11/2
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
`
`VoiceBox Technologies PowerPoint Presentation
`
`ASR Overview and Workflows
`
`History of Alexa Shopping and Alexa
`"Email string from Michele Solano to Chuck Moore, Doug
`Herrington, James Dibbo, Matt Furlong, Tom Taylor,
`Jonathan Werner, Guy Bialostocki, Jenny Blackburn,
`Cindy Culbertson, Ivy Cunningham, Paco Farias, Amit
`Fisher, Michael Fleming, Vicky Gkiza, Jackie Goldberg,
`Dave Hodson, Eyal Itah, Vinod Krishnan, Chelsea
`Krueger, John Love, Piyush Lumba, Yoelle Maarek,
`Lovina Mcmurchy, Ran Mokady, Dave Limp, Douglas
`Booms, Rick Loch, Bob Black, Tobias Straub, Rajiv
`Mehta, Allen Parker, Amotz Maimon, Andrew Hamel,
`Sharon Chiarella, Lou Reid, Rohit Prasad re: Docs
`Attached for 2019 NA Consumer OP1: Alexa Shopping
`Attachments: Alexa Shopping OP1 Narrative.pdf; Alexa
`Shopping 2019 OP1 FAQs.pdf; Alexa Shopping 2019 OP1
`Appendices.pdf"
`Alexa Shopping / Dialog Platform
`"Email from Tiago Wright to Will Ambrosini, Sylvia
`Armstead, Guy Bialostocki, Jacqui Chin, Jim Dantzler,
`Amit Fisher, Eyal Itah, Peri Kar, Vinod Krishnan, Marie-
`Eve Logan, John Love, Yoelle Maarek, Kevin Maher,
`Rajiv Mehta, Jason Merron, Chuck Moore, Dylan Nooney,
`Shelly Kay Pfeiffer, Fabrice Rousseau, Tiago Wright,
`Carmen Zuckerman, Kelly Wood, Gaurav Mehra
`Subject: OP1-- word docs -- please don't forward
`Attachments:Alexa_Shopping_OP1_11_9_2021_5p_FINA
`L.docx;
`2022_Alexa_Shopping_OP1_Appendix_1109_2_final.doc
`x"
`"Email string from Ryan Thomas to Nick Komorous,
`Marcello Typrin, Frederic Deramat
`Re: **HOLD** VoiceBox Meeting"
`Defendant’s objections and responses to interrogatories -
`PTX 158.0020 to 158.0022
`"Email string from Andy Vu to Nathan Gooden, Tom
`Taylor, tomt-directs, Aaron Rubenson, Miriam Daniel,
`Kevin Burkhart, Nick Siska, Manoj Sindhwani, Al
`Taveras, Brandon (Alexa) Singer, Nathan, Johnsen,
`Shannon Wicke, Erik Johnson, Chuck Moore, David
`Shearer, Shelly Kay Pfeiffer, Jace McLaws, Matt Mulkeen,
`Alan Han, Kelly Regan, Kendra Mathias, Katherine
`Nagele, Bil Barton, Jonathan Werner, Bryan Lin, Yannick
`Pellet re: RE: OP1 Outputs Review (10yr P&L, LTVLF
`and IBVLF) Attachments: 2022 Alexa OP1 Outputs
`Review - Final - (9-8-21).docx"
`Natural Language Understanding Deep Dive by Kelly
`Vanee Sukhada Palkar, Ying Shi, Melanie Gens
`Press Release: Amazon Announces Alexa for Automotive,
`a Fully Featured Automotive Solution, Powered by Voice
`News Release: VoiceBox Technologies and Toyota
`Announce Multiyear Licensing and Development
`Agreement
`Email from M. Kennewick to T. Kenck re Amazon Kindle
`Fire
`
`Kennewick
`
`Dr. Polish
`
`Dr. Polish
`
`Krishnan
`
`Dr. Polish
`
`Krishnan
`
`Thomas
`
`Reed
`
`Caruccio
`
`Vanee
`
`Dr. Ugone
`
`Kennewick
`
`Kennewick
`
`Page 2 of 5
`
`

`

`Case 1:19-cv-01410-MN Document 292 Filed 11/08/23 Page 3 of 5 PageID #: 11129
`
`PTX
`No.
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`DTX
`No.
`
`Date
`Offered Marked Admitted
`
`Description of Exhibits
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`Witness
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`11/2
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`11/6
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`11/2
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`11/6
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`11/6
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`11/6
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`11/2
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`11/3
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`11/7
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`11/2
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`11/3
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`11/3
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
`
`Yes
`
`Joint Software Development and License Agreement
`between Samsung Electronics and VoiceBox Technologies
`Doppler Launch Status Report
`Patent Purchase Agreement by and between Nuance
`Communications and VoiceBox Technologies
`2019 Alexa 3-Year Strategy Review
`
`Alexa OP1 2019
`
`Draft Alexa Economic Profit Statement Review
`
`"Patent Power 2013," IEEE Spectrum, Oct. 23, 2013
`
`Blueshift Services
`
`Flexible Feature Arbitration
`
`VoiceBox Technologies Business Plan
`
`Selected source code - UNDER PROTECTIVE ORDER
`
`Selected source code – UNDER PROTECTIVE ORDER
`
`Kennewick
`
`Reed
`
`Kennewick
`
`Reed
`
`Reed
`
`Reed
`
`Kennewick
`
`Dr. Polish
`
`Dr. Johnson
`
`Kennewick
`
`Mr. Peck
`
`Mr. Peck
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`Freeman
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`JTX
`No.
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`PTX
`275
`PTX
`277
`PTX
`281
`PTX
`301
`PTX
`306
`PTX
`351
`PTX
`429
`PTX
`472
`PTX
`474
`PTX
`526
`PTX
`541-a
`PTX
`541-b
`PTX
`543
`PTX
`575
`PTX
`621
`PTX
`622
`PTX
`629
`PTX
`631
`PTX
`632
`PTX
`640
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`PTX
`642
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`PTX
`669
`PTX
`674
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`DTX
`58
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`DTX
`77
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`DTX
`80
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`11/3
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`11/2
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`11/2
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`11/2
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`11/2
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`11/2
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`11/2
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`11/2
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`11/2
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`Yes
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`11/2
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`11/3
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`11/2
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
`
`11/7
`
`Yes
`
`Yes
`
`11/7
`
`Yes
`
`Yes
`
`Video - Seattle King 5 News Report regarding Voice Box
`Email from Mike Kennewick to Mike Kennewick
`regarding Voice Box Business Plan (AndroFactory)
`Correspondence from Mike Kennewick to Jeff Bezos
`regarding VoiceBox and Nuance being leaders in Speech
`and NLU services for the automotive marketplace
`Email from Mike Kennewick to Brian Cassidy regarding
`email from VoiceBox
`amazon.com - VoiceBox - Prelinary Due Diligence List
`Email from Mike Kennewick to Douglas Booms, et al.,
`regarding tomorrow
`VoiceBox presentation
`Email from Mike Kennewick to Rich Kennewick and Todd
`Kenck
`Email from Mike Kennewick to Douglas Booms regarding
`article -- Amazon Strategy Teardown: Building New
`Business Pillars In AI, Next-Gen Logistics, And Enterprise
`Cloud Apps
`VoiceBox Business Plan
`
`Amazon Echo Dot 3rd Generation, Model no. D9N29T
`6/5/2015 email from D. Carter to M. Kuhne et al. with
`subject line, "Helios Array Microphone" (VoiceBox-
`0012929-VoiceBox-0012934)
`8/17/2017 email chain from M. Miller to C. Elston with
`subject line, "RE: Voicebox portfolio offering: Voice-
`enabled advertising & conversational commerce"
`(ELSTON0001133-ELSTON0001134)
`8/9/2017 email chain from R. Mashouf to C. Elston with
`subject line, "RE: Voicebox offering: Voice-enabled
`adrtising, mufti-modal ecommerce and navigation"
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Dr. Polish
`
`Kennewick
`
`Dr. Ugone
`
`Dr. Ugone
`
`Page 3 of 5
`
`

`

`Case 1:19-cv-01410-MN Document 292 Filed 11/08/23 Page 4 of 5 PageID #: 11130
`
`PTX
`No.
`
`DTX
`No.
`
`Date
`Offered Marked Admitted
`
`JTX
`No.
`
`
`Description of Exhibits
`
`Witness
`
`
`
`
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`DTX
`93
`
`DTX
`96
`
`DTX
`102
`DTX
`108
`
`DTX
`167
`
`DTX
`168
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`11/7
`
`Yes
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`Yes
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`11/7
`
`Yes
`
`Yes
`
`11/3
`
`11/7
`
`Yes
`
`Yes
`
`11/2
`
`Yes
`
`11/2
`
`Yes
`
`11/2
`
`11/2
`
`11/2
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Dr. Ugone
`
`Dr. Ugone
`
`Freeman
`
`Dr. Johnson
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`(ELSTON0001215-ELSTON0001220)
`3/2/2018 email from D. Kerstein to C. Elston and
`Offerings with subject line, "Re: Voicebox V-ads & V-
`commerce sale imminent -- update" (ELSTON0000316-
`ELSTON0000317)
`3/2/2018 email from C. Elston to G. Alexander with
`subject line, "Voicebox V-ads & V-commerce sale
`imminent -- update" (AMZ_VB_100000324-
`AMZ_VB_100000332)
`Enhancing the VUETM (Voice-User-Experience) Through
`Conversational Speech by Tom Freeman and Larry
`Baldwin (VoiceBox-0006684-VoiceBox-0006691)
`Alexa Overview PowerPoint Slide Deck
`(AMZ_VB_00377839)
`11/10/2011 email from J. Zenner to M. Kennewick et al.
`with subject line, "Amazon.com quietly has acquired a
`Siri-like speech recognition start-up called Yap."
`(VoiceBox-0118607-VoiceBox-0118608)
`3/15/2012 email from J. Zenner to M. Kennewick et al.
`with
`subject line, "We have to find a way into AMAZON. 2
`things:" (VoiceBox-0219531-VoiceBox-0219533)
`VoiceBox Response to Intel - Interview Questions
`(VoiceBox-0050184-VoiceBox-0050195)
`10/2/2014 email from P. Cristo to M. Kennewick and B.
`Kennewick with subject line, "Speech Scientist from
`Amazon" (VoiceBox-0183825)
`VCommerce Proposal - "Informed Launch" (VoiceBox-
`0042772-VoiceBox-0042793)
`2/1/2016 email chain from P. Cristo to D. Green et al. with
`subject line, "RE: Plan for AM training Parallelization"
`(VoiceBox-0126503-VoiceBox-0126506)
`7/6/2016 email chain from B. Bargen to B. Kennewick et
`al. with subject line, "Re: What's new with Alexa?"
`(VoiceBox-0021331-VoiceBox-0021338)
`10/4/2016 email chain from T. Gotuzzo to M. Kennewick
`et al. with subject line, "RE: Semantic Parsing Project
`Executive Summary" (VoiceBox-0023395-VoiceBox-
`0023426)
`9/23/2016 email from S. Menaker to T. Kenck with subject
`line, "Confidential: VBT technology" (VoiceBox-
`0245093-VoiceBox-0245094)
`5/4/2017 email chain from S. Menaker's email to R.
`Kennewick et al. with subject line, "CY17 reco results
`from usability study" (VoiceBox-0029128-VoiceBox-
`0029150)
`9/26/2019 email from M. Kennewick to R. Kennewick
`with no subject line (VoiceBox-0369265-VoiceBox-
`0369294)
`1/3/2018 email chain from C. Elston to M. Kennewick et
`al. with subject line, "Re: TiVo Locks in New Deal With
`Altice USA I Broadcasting & Cable" (VoiceBox-0270523-
`VoiceBox-0270527)
`1/30/2018 Forwarded email chain with subject line, "FW:
`arnold response by rich" - unknown sender and receiver
`(VoiceBox-0052396-VoiceBox-0052398)
`United Air Lines: Reservations Automation CTI Phase 1,
`Detail Design Specification for VWAP CTI Version 2.04
`UAL CB&T Call Flow Key (NUAN-19-1410-00003147-
`NUAN-19-1410-00003149)
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Kennewick
`
`Dr. Johnson
`
`Dr. Johnson
`Page 4 of 5
`
`DTX
`169
`DTX
`172
`DTX
`177
`DTX
`183
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`DTX
`186
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`DTX
`187
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`DTX
`188
`
`DTX
`194
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`DTX
`195
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`DTX
`196
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`DTX
`197
`DTX
`208
`DTX
`209
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`11/2
`
`Yes
`
`11/2
`
`Yes
`
`Yes
`
`11/2
`
`Yes
`
`Yes
`
`11/2
`
`Yes
`
`Yes
`
`11/2
`
`Yes
`
`Yes
`
`11/2
`
`Yes
`
`Yes
`
`11/2
`
`Yes
`
`Yes
`
`11/2
`
`11/7
`
`11/7
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`

`

`Case 1:19-cv-01410-MN Document 292 Filed 11/08/23 Page 5 of 5 PageID #: 11131
`
`PTX
`No.
`
`DTX
`No.
`
`Date
`Offered Marked Admitted
`
`Description of Exhibits
`
`Witness
`
`
`
`
`
`
`
`
`
`
`
`
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`DTX
`232
`DTX
`246-a
`DTX
`248
`DTX
`291
`
`DTX
`293
`
`DTX
`294
`
`DTX
`301
`
`11/6
`
`11/7
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`11/6
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`11/7
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`Yes
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`Yes
`
`Yes
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`Yes
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`11/7
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`Yes
`
`11/6
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`Yes
`
`11/6
`
`Yes
`
`Yes
`
`Reed
`
`Peck
`
`Dr. Polifroni
`
`Dr. Johnson
`
`Dr. Johnson
`
`Dr. Polifroni
`
`Dr. Polifroni
`
`JTX
`No.
`
`
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`
`
`
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`
`
`
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`
`
`VB Assets Responses to Defendants' First Set of
`Interrogatories (Nos. 1-16)
`v1.8.tar (MIT_001/Galaxy )
`The MIT Galaxy Spoken Language System (1994).avi
`(MIT_001/Videos)
`Victor Zue et al. “Jupiter: A Telephone-Based
`Conversational Interface for Weather Information” (2000)
`(AMZ_VB_PA_00010498-AMZ_VB_PA_00010510)
`Stephanie Seneff “Response Planning and Genearation in
`the Mercury Flight Reservation System” (2002)
`(AMZ_VB_PA_00010514-AMZ_VB_PA_00010543)
`Stephanie Seneff et al. “Dialogue Management in the
`Mercury Flight Reservation System” (2000)
`(AMZ_VB_PA_00010545-AMZ_VB_PA_00010550)
`Stephanie Seneff et al. "Hypothesis Selection and
`Resolution in the Mercury Flight Reservation System"
`(2001) (AMZ_VB_PA_00010799-
`AMZ_VB_PA_00010806)
`Edward A. Filisko “A Context Resolution Server for the
`GALAXY Conversational Systems”(2003)
`(AMZ_VB_PA_00011046-AMZ_VB_PA_00011200)
`11-19-2018 Ranking & Arbitration Tech Plan v0.2
`(AMZ_VB_00013255-AMZ_VB_00013275)
`Unisys and Amazon Agreement (AMZ_VB_00232966-
`AMZ_VB_00232994)
`Comverse and Amazon Agreement (AMZ_VB_00232995-
`AMZ_VB_00233014)
`https://www.slideshare.net/AmazonWebServices/alx307int
`egrate-alexa-into-your-product
`Email Re Notes from 10.19.11 mtng with VoiceBox(2)
`(AMZ_VB_100000991-AMZ_VB_100000994)
`U.S. Patent 7,376,586 B1 (AMZ_VB_PA_00003696-
`AMZ_VB_PA_00003722)
`Smarter AI Theme Review Q3 2021
`(AMZ_VB_00341244-AMZ_VB_00341248)
`Testimony of Mike Kennewick
`Testimony of Thomas Freeman
`Video deposition of Kelly Vanee
`Expert testimony of Dr. Nathaniel Polish
`Expert testimony of John Peck
`Video deposition of Dr. Phillipe Di Cristo
`Video deposition of Rino Caruccio
`Video deposition of Vinod Krishnan
`Video deposition of Scott Hayden
`Expert testimony of Brett Reed
`Testimony of Dr. Nikko Strom
`Testimony of Ryan Thomas
`Video deposition of Dr. David Pepper
`Testimony of Dr. Joseph Polifroni
`Expert testimony of Dr. Michael Johnson
`Expert testimony of Dr. Keith Ugone
`Rebuttal expert testimony of John Peck
`Rebuttal expert testimony of Dr. Nathaniel Polish
`
`
`Dr. Polifroni
`
`Dr. Johnson
`
`Dr. Ugone
`
`Dr. Ugone
`
`Dr. Polish
`
`Thomas
`
`Dr. Johnson
`
`Dr. Johnson
`
`
`
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`Page 5 of 5
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`X
`X
`X
`X
`X
`X
`X
`X
`X
`X
`
`
`
`
`
`
`X
`X
`
`
`DTX
`308
`DTX
`389
`DTX
`472
`DTX
`473
`DTX
`586
`DTX
`648
`DTX
`653
`DTX
`711
`
`
`
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`
`
`
`
`
`
`X
`X
`X
`X
`X
`X
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`
`
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`11/6
`
`11/7
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`11/7
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`11/7
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`11/3
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`11/6
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`11/7
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`11/6
`11/2
`11/3
`11/3
`11/3
`11/3
`11/3
`11/3
`11/3
`11/3
`11/6
`11/6
`11/6
`11/6
`11/6
`11/6 &
`11/7
`11/7
`11/7
`11/7
`
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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`Yes
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