`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
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`VB ASSETS, LLC,
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`Plaintiff,
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`v.
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`AMAZON.COM, INC., AMAZON.COM LLC,
`AMAZON WEB SERVICES, INC., A2Z
`DEVELOPMENT CENTER, INC. d/b/a LAB126,
`RAWLES LLC, AMZN MOBILE LLC, AMZN
`MOBILE 2 LLC, AMAZON.COM SERVICES, INC.
`f/k/a AMAZON FULFILLMENT SERVICES, INC.,
`and AMAZON DIGITAL SERVICES LLC,
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`Defendants.
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`C.A. No. 1:19-cv-01410-MN
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`REDACTED PUBLIC VERSION
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`DECLARATION OF VIGEN SALMASTLIAN IN SUPPORT OF DEFENDANTS’
`MOTIONS FOR SUMMARY JUDGMENT OF INVALIDITY
`AND NON-INFRINGEMENT
`
`ASHBY & GEDDES, P.A.
`Steven J. Balick (#2114)
`sbalick@ashbygeddes.com
`Andrew C. Mayo (#5207)
`amayo@ashbygeddes.com
`500 Delaware Avenue, 8th Floor
`P.O. Box 1150
`Wilmington, DE 19899
`(302) 654-1888
`
`Counsel for Defendants
`Amazon.com, Inc., Amazon.com LLC, Amazon
`Web Services, Inc., A2Z Development Center,
`Inc. d/b/a Lab126, Rawles, LLC, AMZN
`Mobile LLC, AMZN Mobile 2 LLC,
`Amazon.com Services, Inc. f/k/a Amazon
`Fulfillment Services, Inc., and Amazon.com
`Services LLC
`
`Of counsel:
`
`J. David Hadden, CSB No. 176148
`Saina S. Shamilov, CSB No. 215636
`Ravi R. Ranganath, CSB No. 272981
`Vigen Salmastlian, CSB No. 276846
`Allen Wang, CBS No. 278953
`Johnson Kuncheria, CSB No. 335765
`Min Wu, CSB No. 307512
`Jeffrey A. Ware, CSB No. 271603
`Rebecca A.E. Fewkes, CSB No. 209168
`FENWICK & WEST LLP
`801 California Street
`Mountain View, CA 94041
`(650) 988-8500
`
`Dated: March 24, 2023
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`{01892111;v1 }
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`1
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 2 of 58 PageID #: 8910
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`I, Vigen Salmastlian, declare as follows:
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`1.
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`I am a licensed attorney admitted in the State of California and admitted pro hac
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`vice to this Court. I am a partner at the law firm of Fenwick & West LLP, counsel of record for
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`Defendants Amazon.com, Inc., Amazon.com LLC, Amazon Web Services, Inc., A2Z
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`Development Center, Inc. d/b/a Lab126, Rawles, LLC, AMZN Mobile LLC, AMZN Mobile 2
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`LLC, Amazon.com Services, Inc. f/k/a Amazon Fulfillment Services, Inc., and Amazon Digital
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`Services LLC (collectively, “Amazon”) in this matter. I have personal knowledge of the facts in
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`this declaration and can competently testify to those facts.
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`2.
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`Attached hereto as Exhibit 15 is a true and correct copy of an excerpt from the
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`deposition transcript of Nathaniel Polish, Ph.D. (December 8, 2022), which includes additional
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`testimony cited in Amazon’s reply brief.
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`3.
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`Attached hereto as Exhibit 17 is a true and correct copy of an excerpt from the
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`deposition transcript of John Charles Peck, Jr. (November 3, 2022), which includes additional
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`testimony cited in Amazon’s reply brief.
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`4.
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`Attached hereto as Exhibit 18 is a true and correct copy of an excerpt from the
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`deposition transcript of Björn Hoffmeister (May 27, 2022), which includes additional testimony
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`cited in Amazon’s reply brief.
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`5.
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`Attached hereto as Exhibit 19 is a true and correct copy of an excerpt from the
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`deposition transcript of Kelly Vanee (July 1, 2022), which includes additional testimony cited in
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`Amazon’s reply brief.
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`6.
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`Attached hereto as Exhibit 20 is a true and correct copy of an excerpt from the
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`deposition transcript of Vinod Krishnan (June 3, 2022), which includes additional testimony cited
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`in Amazon’s reply brief.
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 3 of 58 PageID #: 8911
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`7.
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`Attached hereto as Exhibit 21 is a true and correct copy of an excerpt from the
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`deposition transcript of Michael Rye Kennewick (May 16, 2022), which includes additional
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`testimony cited in Amazon’s reply brief.
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`8.
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`Attached hereto as Exhibit 22 is a true and correct copy of an excerpt from the
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`deposition transcript of Thomas Freeman (June 1, 2022), which includes additional testimony cited
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`in Amazon’s reply brief.
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`9.
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`Attached hereto as Exhibit 36 is a true and correct copy of Amazon.com, Inc. v. VB
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`Assets, LLC, IPR2020-01380, Paper 6 (Nov. 9, 2020).
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`
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`I declare under penalty of perjury under the laws of the United States of America that the
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`foregoing is true and correct. Executed in Mountain View, California on March 24, 2023.
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`/s/ Vigen Salmastlian
`Vigen Salmastlian
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 4 of 58 PageID #: 8912
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`CERTIFICATE OF SERVICE
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`I hereby certify that on the 24th day of March, 2023, the attached DECLARATION OF
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`VIGEN SALMASTLIAN IN SUPPORT OF DEFENDANTS’ MOTIONS FOR
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`SUMMARY JUDGMENT OF INVALIDITY AND NON-INFRINGEMENT was served
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`upon the below-named counsel of record at the address and in the manner indicated:
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`
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`Ian R. Liston, Esquire
`WILSON SONSINI GOODRICH & ROSATI, P.C.
`222 Delaware Avenue, Suite 800
`Wilmington, DE 19801
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`
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`Erik J. Carlson, Esquire
`WILSON SONSINI GOODRICH & ROSATI, P.C.
`633 West Fifth Street, Suite 1550
`Los Angeles, CA 90071-2027
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`
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`James C. Yoon, Esquire
`WILSON SONSINI GOODRICH & ROSATI, P.C.
`650 Page Mill Road
`Palo Alto, CA 94304
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`VIA ELECTRONIC MAIL
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`VIA ELECTRONIC MAIL
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`VIA ELECTRONIC MAIL
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`/s/ Andrew C. Mayo
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`Andrew C. Mayo
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 5 of 58 PagelD #: 8913
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`EXHIBIT 15
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 6 of 58 PageID #: 8914
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 12 of 58 PageID #: 8920
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`EXHIBIT 20
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 18 of 58 PageID #: 8926
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 19 of 58 PageID #: 8927
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 20 of 58 PageID #: 8928
`Paper No. ___
`Filed: November 9, 2020
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_____________________________
`
`AMAZON.COM, INC.; AMAZON.COM LLC; AMAZON WEB
`SERVICES, INC.; A2Z DEVELOPMENT CENTER, INC. D/B/A LAB126;
`RAWLES LLC; AMZN MOBILE LLC; AMZN MOBILE 2 LLC;
`AMAZON.COM SERVICES, INC. F/K/A AMAZON FULFILLMENT
`SERVICES, INC.; AND AMAZON.COM SERVICES LLC (formerly AMAZON
`DIGITAL SERVICE LLC),
`Petitioners,
`
`v.
`
`VB ASSETS, LLC,
`Patent Owner.
`_____________________________
`
`Case IPR2020-01380
`Patent No. 9,626,703
`_____________________________
`
`
`PATENT OWNER’S PRELIMINARY RESPONSE
`PURSUANT TO 37 C.F.R. § 42.107
`
`
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 21 of 58 PageID #: 8929
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`I.
`II.
`III.
`
`INTRODUCTION ........................................................................................... 1
`CLAIM CONSTRUCTION ............................................................................ 3
`PETITIONERS HAVE FAILED TO ESTABLISH THAT COHEN IN
`COMBINATION WITH HAO AND KENNEWICK-II RENDER
`OBVIOUS THE CHALLENGED CLAIMS................................................... 4
`A.
`Petitioners have failed to articulate their ground of challenge with
`particularity ........................................................................................... 4
`Petitioners have failed to provide a sufficient rationale to combine the
`references ............................................................................................... 9
`Petitioners fail to establish that “determining … a context based at
`least on the one or more words or phrases” is obvious ....................... 15
`1. Cohen ............................................................................................ 16
`2. Hao
` ............................................................................................ 17
`3. Petitioners’ proposal to modify Cohen and Hao in view of
`Kennewick-II is illogical .............................................................. 21
`Petitioners fail to establish that the obviousness combination identifies
`a product based on the determined context ......................................... 22
`Petitioners fail to establish that the obviousness combination obtains
`payment information ........................................................................... 24
`Petitioners fail to establish that the asserted combination obtains
`shipping information with which to deliver the product or service. ... 25
`Petitioners fail to establish that Cohen and Hao disclose completing,
`without further user input, a purchase transaction based on the
`payment information and shipping information .................................. 28
`IV. PETITIONERS FAIL TO EXPLAIN WHY TWO PETITIONS AGAINST
`THE ’703 PATENT ARE NECESSARY ..................................................... 31
`CONCLUSION .............................................................................................. 35
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`B.
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`C.
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`D.
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`E.
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`F.
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`G.
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`V.
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`i
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 22 of 58 PageID #: 8930
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`I.
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`INTRODUCTION
`The Board should not institute inter partes review (IPR) on claims 1, 7-15,
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`21-24, and 30-33 of U.S. Patent No. 9,626,703 (the “’703 patent”) because
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`Petitioners have not met their burden of showing that they have a reasonable
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`likelihood of prevailing on its proposed ground of unpatentability.
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`Petitioners’ case is riddled with flaws. Although Petitioners claim that the
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`challenged claims are obvious in view of the combination of Cohen, Hao, and
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`Kennewick-II, Petitioners rely on different and inconsistent combinations from
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`page-to-page, including what appears to be parallel grounds of challenge using
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`either Cohen or Hao as primary references in contrast to Petitioners’ initial claim
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`that Cohen is the primary reference. Moreover, these various combinations
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`frequently lack any explanation of rationale to combine, and even for the rationales
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`presented, they are presented as a single conclusory sentence unsupported by any
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`expert testimony. It is simply unclear what Petitioners’ obviousness case is
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`supposed to be.
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`Petitioners’ mapping of the references to the limitations is also highly
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`flawed. The challenged claims of the ’703 patent recite systems and methods
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`where a context is determined for a user’s utterance which results in the
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`identification and purchase of a product or service without any further user input.
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`Petitioners rely on two single-word statements: in Cohen, “Yes” in response to a
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`1
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 23 of 58 PageID #: 8931
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`rental car offer and, in Hao, “need” followed by a list of items to be purchased.
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`Yet nothing in Cohen or Hao disclose any determination of context for these single
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`words, nor is context determination even necessary given the simplicity of the
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`commands. For example, in Hao, Petitioners attempt to distinguish a so-called
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`shopping request context from a shopping cart interaction context when no such
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`distinction is warranted by Hao’s disclosures. Instead, Hao simply involves a user
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`interacting with an e-commerce shopping cart—no context determination is
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`described or needed. Furthermore, Petitioners’ assertion that it would have been
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`obvious to modify Cohen or Hao in view of Kennewick-II to enhance context
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`determination is illogical given that Cohen and Hao do not have any context
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`determination to enhance.
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`Petitioners also fail to show that Cohen’s system identifies a product based
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`on the relied-upon spoken word, given that the product was already identified prior
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`to the user’s response, and that Cohen’s system obtains shipping information,
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`given that the relied-upon activity is a car rental. Additionally, Petitioners fail to
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`show that Hao’s “need” statement (which Hao makes clear is a textual input not a
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`spoken input) results in automatic purchasing of the items without further user
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`input—indeed, Hao is clear that stating “need” merely adds those items to a
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`shopping cart and that a user must subsequently check-out before the items are
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`purchased.
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`2
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 24 of 58 PageID #: 8932
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`Accordingly, institution of inter partes review should be denied.
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`II. CLAIM CONSTRUCTION
`In a boilerplate section, Petitioners cite the Philips standard and merely state
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`that for “the purposes of this Petition, the challenged claims should be interpreted
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`in accordance with ‘the ordinary and customary meaning of such claim as
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`understood by one of ordinary skill in the art and the prosecution history pertaining
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`to the patent.” Paper 1 (“Pet.”), 6–7 (citing § 42.100(b)). However, Petitioners
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`telegraph claim construction gamesmanship by purporting that “nothing in this
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`Petition is a waiver of any arguments, positions, or appellate rights of Petitioners,
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`including, but not limited to, claim construction.” Pet., 7 n.4 (emphasis added).
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`Yet this runs directly counter to the Patent Office’s intent to “reduce the potential
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`for inconsistent results between different fora” and “promote a more fair and
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`balanced system because parties will no longer be able to argue for a broader claim
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`scope in PTAB proceedings than that used by federal courts.” Claim Construction
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`Final Rule, 83 Fed. Reg. 51340, 51348-350 (Oct. 11, 2018).
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`A petition “must identify … [h]ow the challenged claim is to be construed.”
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`37 CFR §42.104(b)(3) (emphasis added). Yet Petitioners do not explicitly construe
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`any terms, instead reserving the right to rely on new claim constructions later in
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`this proceeding as well as to take inconsistent positions before the Board and in
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`court. When reviewing the ground of challenge, the Board should consider this
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`3
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 25 of 58 PageID #: 8933
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`signaling of future gamesmanship, which should weigh heavily against granting
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`institution.
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`III. PETITIONERS HAVE FAILED TO ESTABLISH THAT COHEN IN
`COMBINATION WITH HAO AND KENNEWICK-II RENDER
`OBVIOUS THE CHALLENGED CLAIMS
`The petition should be denied because of its many flaws. First, the petition
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`fails to identify a coherent combination. Second, Petitioners’ rationales to combine
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`are cursory and conclusory. Third, the petition does not cite to anything in Cohen
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`or Hao that determines context, and therefore Petitioners’ proposal to improve
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`context determination in view of Kennewick-II is illogical. Finally, Petitioners fail
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`to establish that Cohen or Hao disclose several limitations, including a failure to
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`establish that Cohen obtains payment and shipping information for a car rental
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`reservation and a failure to establish that Hao completes a purchase transaction
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`without further user input—instead, Hao expressly states that further user input is
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`required.
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`A.
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`Petitioners have failed to articulate their ground of challenge with
`particularity
`The petition should be denied because it fails to articulate a ground of
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`challenge with particularity. See Hulu, LLC v. Sound View Innovations, LLC,
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`IPR2018-01039, Paper 29 at 13 (Dec. 20, 2019) (Precedential Opinion Panel)
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`(“[T]he petition must identify with particularity … the grounds on which that
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`challenge is based.”); 35 U.S.C. § 312(a)(3); see also Adaptics Ltd. v. Perfect Co.,
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`4
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 26 of 58 PageID #: 8934
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`IPR2018-01596, Paper 20 at 18-24 (declining to institute for lack of particularity
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`with respect to identifying obviousness combinations). Although Petitioners
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`challenge the claims based on the Cohen, Hao, and Kennewick-II references (Pet.,
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`3), Petitioners fail to clearly articulate how and why these references should be
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`combined, presenting combinations and rationales that lack consistency from page
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`to page.
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`The heading and first sentence of Petitioners’ single ground of challenge
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`states that Cohen is the primary reference and Hao and Kennewick-II are
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`secondary references. Pet., 16 (“Cohen, in view of Hao and Kennewick-II”).
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`Petitioners’ subsequent paragraphs, addressing purported reasons a “POSITA
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`would have found it obvious to combine Cohen, Hao, and Kennewick-II”1 follow
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`this combination, at least in part. Pet., 16; see also id. 16-19. For example, the
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`petition asserts that it would have been obvious to modify Cohen in view of
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`Kennewick-II. Pet., 18 (“A POSITA would have been motivated to implement
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`Kennewick[-II]’s scoring system in the natural language interpreter 616 of Cohen
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`… to enhance how context is determined.”). The petition likewise contends it
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`would have been obvious to modify Cohen in view of Hao. Pet., 19 (“A POSITA
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`1 As explained in the next section, Petitioners’ rationale to combine is also
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`insufficient.
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`5
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 27 of 58 PageID #: 8935
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`would have been motivated to combine Hao with Cohen, by for example, refining
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`the system of Cohen to assign tokens to words of the user’s utterance that
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`correspond to information in the user profile.”).
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`Yet, at the same time, Petitioners stray from this combination by also
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`asserting that a “POSITA would have been motivated to implement Kennewick[-
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`II]’s scoring system in … the NLU engine 132 of Hao to enhance how context is
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`determined.” Pet., 18. In view of the fact that Petitioners assert that Hao discloses
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`every limitation in claim 1, Petitioners appear to be making a parallel challenge
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`based on Hao as a primary reference modified in view of Kennewick-II—but such
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`a challenge is never expressly identified or fully fleshed out. A challenge using
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`Hao as a primary reference also fails because Petitioners rely only on Cohen’s
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`disclosures for several of the dependent claims, and no assertion is made that it
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`would have been obvious to modify Hao in view of such disclosures in Cohen.
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`See, e.g., Pet., 43-47 (claim 8), 47-51 (claim 9), 52 (claim 11), 53-54 (claim 12),
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`54-56 (claim 13), 59-60 (claim 21), 61 (claims 22 and 23), 62 (claim 24).
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`Petitioners’ limitation-by-limitation analysis further muddies the picture,
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`repeatedly asserting different combinations and failing to proffer any
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`corresponding rationale to combine. For example, in Petitioners’ analysis for
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`claim 1’s preamble (limitation [1(pre)]), Petitioners assert that each of the three
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`references individually disclose the limitation, and then concludes that “[a]
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`6
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 28 of 58 PageID #: 8936
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`POSITA would have found it obvious to combine Cohen, Hao, and Kennewick-II
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`as each of these references disclose similar speech architectures that provide voice
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`commerce.” Pet., 19-22. But beyond pointing out that the references are
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`analogous art, Petitioner does not specify how these references should be
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`combined or provide any rationale to do so. Petitioners also provide no
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`explanation for how the asserted modifications addressed in the initial paragraphs
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`of the ground (i.e., incorporating Kennewick-II’s scoring system and Hao’s tokens)
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`relate to this limitation. Petitioners merely present disparate teachings of the three
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`references and invite the Board to select those it may find relevant, without any
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`explanation how the teachings would be applied in a combination of the references.
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`Petitioners’ analysis for limitations [1.a], [1.b], and [1.c] also suffer from the same
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`flaw. Pet., 25, 27, 28 (all asserting each reference discloses the limitation and
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`alleging obvious to combine “for the same reasons identified in IX.A1[1(pre)]”).
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`Petitioners’ analysis for limitation [1.d] is even more problematic.
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`Petitioners again assert that each of the three references individually disclose this
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`limitation. Pet., 31. But Petitioners also assert that it would have been obvious to
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`modify Cohen by “implement[ing] user profile and purchase history to resolve
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`words of the utterance after determining that the context of the request is for the
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`speaker, as taught by Hao.” Pet., 31. Thus, for this limitation, Petitioners appear
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`to rely on (1) Cohen alone, (2) Hao alone, (3) Kennewick-II alone, and (4) Cohen
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`7
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 29 of 58 PageID #: 8937
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`modified in view of Hao. Yet the identified modification to Cohen is wholly
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`disconnected from the proposed modification in the rationale to combine section,
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`which involved incorporation of Hao’s tokens, not context determination. See Pet.,
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`19. Thus, this is yet another combination of Cohen and Hao, but one that lacks
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`any asserted rationale to combine.
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`Likewise, with respect to Petitioners’ analyses for limitations [1.f], [1.g], and
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`[1.h], Petitioners simply assert that both Cohen and Hao disclose those limitations.
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`Pet., 34, 36, 38. Again, it is not clear whether Petitioners are arguing a parallel
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`challenge using Hao as a primary reference. Petitioners do not assert that Cohen
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`and Hao should be combined for these limitations, nor does Petitioners’ analysis
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`for these limitations tie into the purported rationale to combine Cohen and Hao
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`discussed earlier.
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`To summarize, Petitioners initially assert that the challenged claims are
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`obvious in view of Cohen as a primary reference modified with Hao’s tokens and
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`Kennewick-II’s scoring system, but then in their analysis rely on a scattershot
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`approach where several other combinations are asserted, such as Hao modified in
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`view of Kennewick-II, Cohen modified in of Hao’s alleged context determination,
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`all three references being combined in some unspecified way, and, at least with
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`respect to claim 1, what appears to be a parallel argument relying on Hao either
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`alone or as a primary reference combined with Kennewick-II and/or Cohen. These
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`8
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 30 of 58 PageID #: 8938
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`disparate and inconsistent positions altogether fail to articulate a challenge with
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`particularity, and leave Patent Owner unable to substantively respond to the
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`various potential combinations. It also should not and cannot be the Board’s
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`responsibility to pick among these combinations those that merit institution. See
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`SAS Inst. Inc. v. Iancu, 138 S. Ct. 1348, 1356 (2018) (“Nothing suggests the
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`Director enjoys a license to depart from the petition and institute a different inter
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`partes review of his own design.”) (emphasis in original). Thus, the petition
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`should be denied for failure to articulate a ground of challenge with particularity.
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`B.
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`Petitioners have failed to provide a sufficient rationale to combine
`the references
`Petitioners have also failed to provide a sufficient rationale to combine
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`Cohen, Hao and Kennewick-II. Petitioners’ failure stems from several flaws: (1)
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`Petitioners do not rely on any expert testimony, (2) Petitioners’ analysis in support
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`of the proffered rationales to combine largely relies on the assertion that the
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`references are analogous art, which is not a cognizable rationale to combine but
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`merely a threshold showing, (3) Petitioners’ single-sentence assertions of a
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`motivation are vague and conclusory, lacking any articulation, and (4) Petitioners
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`fail to assert a reasonable expectation of success.
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`In order to establish that a patent is obvious, it is Petitioners’ burden to
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`provide “some articulated reasoning with some rational underpinning to support
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`the legal conclusion of obviousness.” KSR Intern. Co. v. Teleflex, Inc., 550 U.S.
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`9
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 31 of 58 PageID #: 8939
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`398, 418 (2007) (emphasis added). When combining teachings from multiple
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`references, as Petitioners have done, there must be “a reason that would have
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`prompted a person of ordinary skill in the relevant field to combine the elements in
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`the way the claimed new invention does.” Id., 550 U.S. at 418. Petitioners have
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`not articulated any cogent reason for combining the references.
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`At the outset, Petitioners’ analysis for rationale to combine does not cite to
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`any expert evidence. Pet., 16-19. Petitioners frequently make assertions regarding
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`the knowledge of a person of ordinary skill in the art and what said person would
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`find obvious, but never cite to any expert evidence to support those assertions. Id.
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`Instead, Petitioners’ attorney arguments rely almost entirely on their
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`assertion that the references are analogous art. Petitioners assert that “[a] POSITA
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`would have found it obvious to combine Cohen, Hao, and Kennewick-II because
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`each is in the same field and accomplishes the same goal using interactive speech
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`technology to complete a purchase for products and services.” Pet., 16. The rest
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`of Petitioners’ analysis largely focuses on alleged similarities in disclosures
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`between the three references. Id. 16-18.
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`However, these assertions at best merely support an argument that the
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`references are analogous art. Establishing that references are “[a]nalogous art is
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`merely a threshold inquiry as to whether a reference can be considered in an
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`obviousness analysis,” but “[d]emonstrating that a reference is analogous art or
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`relevant to the field of endeavor of the challenged patent is not sufficient to
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`establish that one of ordinary skill would have had reason to combine its teachings
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`with other prior art in the manner set forth in the claim.” Johns Manville Corp. v.
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`Knauf Insulation, Inc., IPR2018-00827, Paper 9 at 10 (Oct. 16, 2018)
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`(informative); see also Securus Techs., Inc. v. Global Tel*Link Corp., 701 F.
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`App’x 971, 977 (Fed. Cir. 2017) (“[A] broad characterization of [references] as
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`both falling within the same alleged field … without more, is not enough for
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`[Petitioners] to meet its burden of presenting a sufficient rationale to support an
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`obviousness conclusion.”).
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`Beyond Petitioners’ analogous art assertions, Petitioners merely provide two
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`sentences specifying the proposed combination and rationale, both of which are far
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`too minimal to support an adequate showing of obviousness. First, Petitioners
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`assert that “[a] POSITA would have been motivated to implement Kennewick[-
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`II]’s scoring system in the natural language interpreter 616 of Cohen and/or the
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`NLU engine 132 of Hao to enhance how context is determined.” Pet., 18. As
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`discussed above, Petitioners do not cite to any evidence for this assertion, not even
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`expert testimony. In any case, such a vague and conclusory sentence by no means
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`provides a sufficient “articulated reasoning” for a motivation to combine.
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`Petitioners do not explain at all what it means for determination of context to be
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`enhanced—what aspect of context determination is being enhanced? Nor do
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 33 of 58 PageID #: 8941
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`Petitioners explain how Kennewick-II’s scoring system would provide such an
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`enhancement. Indeed, as discussed below, Petitioners’ rationale to enhance Cohen
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`and Hao’s context determination is completely illogical because Cohen and Hao do
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`not disclose any determination of context.
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`Petitioners also do not explain why a person of ordinary skill in the art
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`would find it beneficial or desirable to enhance context determination, including
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`how such enhancements would at all improve Cohen or Hao. For example,
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`Petitioners assert that Cohen teaches that its “natural language interpreter 616
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`determines that the context of the user’s utterance is an authorization based on the
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`word ‘yes.’” Pet., 28. But Petitioners never explain how adding Kennewick-II’s
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`scoring system would enhance such a determination regarding the single word
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`“Yes,” which is a response to a question posed by the system. Similarly, for Hao,
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`Petitioners assert “Hao’s NLU detects the word ‘need’ and determines the context
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`is a ‘shopping request’ for the specified products” (Pet., 29) but never explains
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`what benefit Kennewick-II is supposed to provide in determining a context from
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`the single word “need,” particularly in a system wholly devoted to e-commerce
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`shopping. EX1021, Title (“Populating an e-commerce shopping cart and other e-
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`commerce fields based upon content extracted from natural language input”).
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`Despite Petitioners’ assertion that Kennewick-II’s scoring system would improve
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`Cohan and Hao, there is simply no explanation for how Kennewick-II’s scoring
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`12
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`Case 1:19-cv-01410-MN Document 218 Filed 03/30/23 Page 34 of 58 PageID #: 8942
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`system would operate to improve detection of the word “Yes” in Cohen or the
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`word “need” in Hao.
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`Another striking flaw with Petitioners’ obviousness analysis is that there is
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`very little discussion regarding how Cohen and Hao would be combined, and what
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`rationale a person of ordinary skill would have to combine the references. As an
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`initial matter, it is not at all clear how the Cohen and Hao combination fits with
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`Petitioners’ obviousness theory—Petitioners’ analysis for the claims largely treat
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`Cohen and Hao’s teachings as separate bases of invalidity, even though
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`Petitioners’ obviousness theory purports to be based on “Cohen, in view of Hao
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`and Kennewick-II.” Pet., 16. As discussed below, this flaw proves fatal.
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`Petitioners do assert that it would be obvious to an ordinary artisan “that Cohen
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`could implement user profile and purchase history to resolve words of the
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`utterance after determining that the context of the request is for the speaker, as
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`taught by Hao.” Pet., 31. But Petitioners do not assert, much less explain, how
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`any of Hao’s other teachings that Petitioners rely upon would be incorporated into
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`Cohen. Patent Owner is unable to assess the scope of Petitioners’ theories.
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`Petitioners second single-sentence rationale asserts that “[a] POSITA would
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`have been motivated to combine Hao with Cohen, by for example, refining the
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`system of Cohen to assign tokens to words of the user’s utterance that correspond
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`to information in the user profile -e.g., ‘my home’ and ‘my credit card.’” Pet., 19.
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`13
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`But this “analysis” does not actually provide any rationale beyond vaguely
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`asserting Cohen’s system would be “refin[ed].” Id. In other words, Petitioners
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`assert that the combination could be made, but does not actually explain why a
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`person of ordinary skill in the art would be motivated to make it beyond vaguely
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`asserting it would be a refinement. No explanation is provided for how Hao’s
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`tokens would improve Cohen’s system. Petitioners’ analysis is therefore not
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`enough to sustain even a prima facie case of obviousness. Belden Inc. v. Berktek
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`LLC, 805 F.3d 1063, 1074 (Fed. Cir. 2015) (“[O]bviousness concerns whether a
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`skilled artisan not only could have made but would have been motivated to make
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`the combinations or modifications of prior art to arrive at the claimed invention.”).
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`Moreover, as discussed above, Petitioners never art