Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 1 of 127 PageID #: 7465
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`VB ASSETS, LLC,
`
`Plaintiff,
`
`v.
`
`AMAZON.COM, INC., AMAZON.COM LLC,
`AMAZON WEB SERVICES, INC., A2Z
`DEVELOPMENT CENTER, INC. d/b/a LAB126,
`RAWLES LLC, AMZN MOBILE LLC, AMZN
`MOBILE 2 LLC, AMAZON.COM SERVICES, INC.
`f/k/a AMAZON FULFILLMENT SERVICES, INC.,
`and AMAZON DIGITAL SERVICES LLC,
`
`Defendants.
`
`C.A. No. 1:19-cv-01410-MN
`
`REDACTED PUBLIC VERSION
`
`DECLARATION OF SAINA S. SHAMILOV IN SUPPORT OF
`DEFENDANTS’ MOTIONS FOR SUMMARY JUDGMENT OF INVALIDITY
`AND NON-INFRINGEMENT
`
`(VOLUME I OF IV)
`Exhibits 1 – 6 (part 1 of 2)
`
`{01879211;v1 }
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`

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`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 2 of 127 PageID #: 7466
`
`
`
`VB ASSETS, LLC,
`
`
`
`
`v.
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`Plaintiff,
`
`
`AMAZON.COM, INC., AMAZON.COM LLC,
`AMAZON WEB SERVICES, INC., A2Z
`DEVELOPMENT CENTER, INC. d/b/a LAB126,
`RAWLES LLC, AMZN MOBILE LLC, AMZN
`MOBILE 2 LLC, AMAZON.COM SERVICES, INC.
`f/k/a AMAZON FULFILLMENT SERVICES, INC.,
`and AMAZON DIGITAL SERVICES LLC,
`
`
`Defendants.
`
`C.A. No. 1:19-cv-01410-MN
`
`CONFIDENTIAL –
`
`FILED UNDER SEAL
`
`
`
`DECLARATION OF SAINA S. SHAMILOV IN SUPPORT OF DEFENDANTS’
`MOTIONS FOR SUMMARY JUDGMENT OF INVALIDITY
`AND NON-INFRINGEMENT
`
`
`
`
`Of counsel:
`
`J. David Hadden, CSB No. 176148
`Saina S. Shamilov, CSB No. 215636
`Ravi R. Ranganath, CSB No. 272981
`Vigen Salmastlian, CSB No. 276846
`Allen Wang, CBS No. 278953
`Johnson Kuncheria, CSB No. 335765
`Min Wu, CSB No. 307512
`Jeffrey A. Ware, CSB No. 271603
`Rebecca A.E. Fewkes, CSB No. 209168
`FENWICK & WEST LLP
`801 California Street
`Mountain View, CA 94041
`(650) 988-8500
`
`Dated: February 3, 2023
`
`ASHBY & GEDDES, P.A.
`Steven J. Balick (#2114)
`sbalick@ashbygeddes.com
`Andrew C. Mayo (#5207)
`amayo@ashbygeddes.com
`500 Delaware Avenue, 8th Floor
`P.O. Box 1150
`Wilmington, DE 19899
`(302) 654-1888
`
`Counsel for Defendants
`Amazon.com, Inc., Amazon.com LLC, Amazon
`Web Services, Inc., A2Z Development Center,
`Inc. d/b/a Lab126, Rawles, LLC, AMZN
`Mobile LLC, AMZN Mobile 2 LLC,
`Amazon.com Services, Inc. f/k/a Amazon
`Fulfillment Services, Inc., and Amazon.com
`Services LLC
`
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`1
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`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 3 of 127 PageID #: 7467
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`
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`I, Saina S. Shamilov, declare as follows:
`
`1.
`
`I am a licensed attorney admitted in the State of California and admitted pro hac
`
`vice to this Court. I am a partner at the law firm of Fenwick & West LLP, counsel of record for
`
`Defendants Amazon.com, Inc., Amazon.com LLC, Amazon Web Services, Inc., A2Z
`
`Development Center, Inc. d/b/a Lab126, Rawles, LLC, AMZN Mobile LLC, AMZN Mobile 2
`
`LLC, Amazon.com Services, Inc. f/k/a Amazon Fulfillment Services, Inc., and Amazon Digital
`
`Services LLC (collectively, “Amazon”) in this matter. I have personal knowledge of the facts in
`
`this declaration and can competently testify to those facts.
`
`2.
`
`Attached hereto as Exhibit 1 is a true and correct copy of U.S. Patent No.
`
`8,073,681.
`
`3.
`
`Attached hereto as Exhibit 2 is a true and correct copy of U.S. Patent No.
`
`7,818,176.
`
`4.
`
`Attached hereto as Exhibit 3 is a true and correct copy of U.S. Patent No.
`
`8,886,536.
`
`5.
`
`Attached hereto as Exhibit 4 is a true and correct copy of U.S. Patent No.
`
`9,269,097.
`
`6.
`
`Attached hereto as Exhibit 5 is a true and correct copy of U.S. Patent No.
`
`9,626,703.
`
`7.
`
`Attached hereto as Exhibit 6 is a true and correct copy of the Opening Expert
`
`Report of Michael T. Johnson, Ph.D. served in this case on August 15, 2022.
`
`8.
`
`Attached hereto as Exhibit 7 is a true and correct copy of the Rebuttal Expert
`
`Report of Michael T. Johnson, Ph.D. served in this case on September 22, 2022.
`
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`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 4 of 127 PageID #: 7468
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`
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`9.
`
`Attached hereto as Exhibit 8 is a true and correct copy of the Reply Expert Report
`
`of Michael T. Johnson, Ph.D. served in this case on October 14, 2022.
`
`10.
`
`Attached hereto as Exhibit 9 is a true and correct copy of the Opening Expert
`
`Report of Nathaniel Polish, Ph.D. served in this case on August 15, 2022.
`
`11.
`
`Attached hereto as Exhibit 10 is a true and correct copy of the Rebuttal Expert
`
`Report of Nathaniel Polish, Ph.D. served in this case on September 22, 2022.
`
`12.
`
`Attached hereto as Exhibit 11 is a true and correct copy of the Reply Expert Report
`
`of Nathaniel Polish, Ph.D. served in this case on October 14, 2022.
`
`13.
`
`Attached hereto as Exhibit 12 is a true and correct copy of the Opening Expert
`
`Report of John Charles Peck, Jr. served in this case on August 15, 2022.
`
`14.
`
`Attached hereto as Exhibit 13 is a true and correct copy of the Rebuttal Expert
`
`Report of Keith R. Ugone, Ph.D. served in this case on September 22, 2022.
`
`15.
`
`Attached hereto as Exhibit 14 is a true and correct copy of an excerpt from the
`
`deposition transcript of Michael T. Johnson, Ph.D. (November 18, 2022).
`
`16.
`
`Attached hereto as Exhibit 15 is a true and correct copy of an excerpt from the
`
`deposition transcript of Nathaniel Polish, Ph.D. (December 8, 2022).
`
`17.
`
`Attached hereto as Exhibit 16 is a true and correct copy of an excerpt from the
`
`deposition transcript of Nathaniel Polish, Ph.D. (December 16, 2022).
`
`18.
`
`Attached hereto as Exhibit 17 is a true and correct copy of an excerpt from the
`
`deposition transcript of John Charles Peck, Jr. (November 3, 2022).
`
`19.
`
`Attached hereto as Exhibit 18 is a true and correct copy of an excerpt from the
`
`deposition transcript of Björn Hoffmeister (May 27, 2022).
`
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`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 5 of 127 PageID #: 7469
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`
`
`20.
`
`Attached hereto as Exhibit 19 is a true and correct copy of an excerpt from the
`
`deposition transcript of Kelly Vanee (July 1, 2022).
`
`21.
`
`Attached hereto as Exhibit 20 is a true and correct copy of an excerpt from the
`
`deposition transcript of Vinod Krishnan (June 3, 2022).
`
`22.
`
`Attached hereto as Exhibit 21 is a true and correct copy of an excerpt from the
`
`deposition transcript of Michael Rye Kennewick (May 16, 2022).
`
`23.
`
`Attached hereto as Exhibit 22 is a true and correct copy of an excerpt from the
`
`deposition transcript of Thomas Freeman (June 1, 2022).
`
`24.
`
`Attached hereto as Exhibit 23 is a true and correct copy of an excerpt from the
`
`deposition transcript of Larry Baldwin (June 7, 2022).
`
`25.
`
`Attached hereto as Exhibit 24 is a true and correct copy of an excerpt from the
`
`deposition transcript of Rajiv Mehta (May 19, 2022).
`
`26.
`
`Attached hereto as Exhibit 25 is a true and correct copy of a June 3, 2022 email
`
`from Ian Liston, VB Assets’ counsel, to Vigen Salmastlian, Amazon’s counsel, stating
`
`“Plaintiff reduces its asserted claims to the following.”
`
`27.
`
`Attached hereto as Exhibit 26 is a true and correct copy of an August 14, 2022
`
`email from James Yoon, VB Assets’ counsel, to Vigen Salmastlian, Amazon’s counsel, stating
`
`“[a]n updated list of VB Assets’ currently asserted claims is provided.”
`
`28.
`
`Attached hereto as Exhibit 27 is a true and correct copy of Amazon.com, Inc. v. VB
`
`Assets, LLC, IPR2020-01367, Exhibit 2005 (May 21, 2021).
`
`29.
`
`Attached hereto as Exhibit 28 is a true and correct copy of Amazon.com, Inc. v. VB
`
`Assets, LLC, IPR2020-01367, Paper 6 (Dec. 17, 2020).
`
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`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 6 of 127 PageID #: 7470
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`
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`30.
`
`Attached hereto as Exhibit 29 is a true and correct copy of Exhibit 79 of Vinod
`
`Krishnan’s June 3, 2022 deposition in this case (documents produced as AMZ_VB_00068155-59,
`
`00068264-73, 00068510-12, 00068572-87, 00068902-05, 00070899-993, 00073659-66,
`
`00075565-74, 00076106-10, 00076298-303, 00076547-50, 00077160-65, 00077372-79,
`
`00078459-64, 00079299-306, 00085025-29, 00085439-42, 00085450-56, 00085657-59,
`
`00085809-20, 00085835-47, 00086136, 00086242-46, 00086247-48, 00090426-32, 00093366-70,
`
`and 00094584-99).
`
`31.
`
`Attached hereto as Exhibit 30 is a true and correct copy of a document produced
`
`as AMZ_VB_PA_00012284-94, titled “Logic and Conversation” (Exhibit 6 of Thomas Freeman’s
`
`deposition).
`
`32.
`
`Attached hereto as Exhibit 31 is a true and correct copy of a document produced
`
`as AMZ_VB_00483521-28,
`
`
`
`
`
`33.
`
`Attached hereto as Exhibit 32 is a true and correct copy of a document produced
`
`as VoiceBox-0006684-91, titled “Enhancing the VUE (Voice-User-Experience) Through
`
`Conversational Speech.”
`
`34.
`
`Attached hereto as Exhibit 33 is a true and correct copy of VB Assets’ February
`
`18, 2021 Response to Amazon’s Interrogatories.
`
`35.
`
`Attached hereto as Exhibit 34 is a true and correct copy of Amazon’s July 30, 2021
`
`Response to VB Assets’ Interrogatories.
`
`36.
`
`Attached hereto as Exhibit 35 is a true and correct copy of an excerpt from the
`
`deposition transcript of Frederic Deramat (June 14, 2022).
`
`
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`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 7 of 127 PageID #: 7471
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`
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`I declare under penalty of perjury under the laws of the United States of America that the
`
`foregoing is true and correct. Executed in Mountain View, California on February 3, 2023.
`
`
`
`
`
`/s/ Saina S. Shamilov
`Saina S. Shamilov
`
`
`
`
`
`
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`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 8 of 127 PageID #: 7472
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`
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`CERTIFICATE OF SERVICE
`
`I hereby certify that on the 3rd day of February, 2023, the attached DECLARATION OF
`
`SAINA S. SHAMILOV IN SUPPORT OF DEFENDANTS’ MOTIONS FOR SUMMARY
`
`JUDGMENT OF INVALIDITY AND NON-INFRINGEMENT was served upon the below-
`
`named counsel of record at the address and in the manner indicated:
`
`
`
`Ian R. Liston, Esquire
`WILSON SONSINI GOODRICH & ROSATI, P.C.
`222 Delaware Avenue, Suite 800
`Wilmington, DE 19801
`
`
`Edward G. Poplawski, Esquire
`WILSON SONSINI GOODRICH & ROSATI, P.C.
`633 West Fifth Street, Suite 1550
`Los Angeles, CA 90071-2027
`
`
`
`James C. Yoon, Esquire
`WILSON SONSINI GOODRICH & ROSATI, P.C.
`650 Page Mill Road
`Palo Alto, CA 94304
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`VIA ELECTRONIC MAIL
`
`VIA ELECTRONIC MAIL
`
`VIA ELECTRONIC MAIL
`
` /s/ Andrew C. Mayo
`
`Andrew C. Mayo
`
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`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 9 of 127 PageID #: 7473
`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 9 of 127 PagelD #: 7473
`
`EXHIBIT 1
`
`

`

`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 10 of 127 PageID #: 7474
`
`'ffl)A.'1111,'ffl)~'llH!ES~ ~S \E~ Slfl\WS,(!10MIB:;J
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`
`April 11, 2019
`
`THIS IS TO CERTIFY THAT ANNEXED HERETO IS A TRUE COPY FROM
`THE RECORDS OF THIS OFFICE OF:
`
`U.S. PATENT: 8,073,681
`ISSUE DATE: December 06, 2011
`
`By Authority of the
`Under Secretary of Commerce for Intellectual Property
`and Director of the United States Patent and Trademark Office
`
`VoiceBox-0000420
`
`

`

`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 11 of 127 PageID #: 7475
`
`I !El 11111111 Ill 11111 lllll 111111111111111 Hll 11111111111■ 111111111111
`US008073681B2
`
`c12> United States Patent
`Baldwin et al.
`
`( IO) Patent No.:
`(45) Date of Patent:
`
`US 8,073,681 B2
`Dec. 6, 2011
`
`(54) SYSTEM AND METHOD FOR A
`COOPERATIVE CONVERSATIONAL VOICE
`USER INTERFACE
`
`(75)
`
`Inventors: Larry Baldwin, Maple Valley, WA (US);
`Tom Freeman, Mercer Island, WA (US);
`Michael Tjalve, Bellevue, WA (US);
`Blane Ebersold, Seattle, WA (US);
`Chris Welder, Everett, WA (US)
`
`5,424,947 A
`5,471,318 A
`5,475,733 A
`5,488,652 A •
`5,499,289 A
`5,500,920 A
`5,517,560 A
`5,533,108 A
`5,537,436 A
`
`6/1995 Nagao et al .............. 364/419.08
`11/1995 Ahuja et al. .. ................ 358/400
`12/1995 Eisdorfer et al. .. ............. 379/52
`1/ I 996 Bielby et al ............... 379/88.03
`3/1996 Bruno et al ................... 379/2.20
`3/1996 Kupiec ......................... 395/2.79
`5/1996 Greenspan .................... 379/114
`7/1996 Harris et al ................... 379/201
`7/1996 Bottoms et al ................ 375/222
`(Continued)
`
`(73) Assignee: VolceBox Technologies, Inc., Bellevue,
`WA(US)
`
`EP
`
`( •) Notice:
`
`Subject to any disclaimer, tbe term oftbis
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 1217 days.
`
`(21) Appl. No.: 11/580,926
`
`(22) Filed:
`
`Oct.16, 2006
`
`(65)
`
`(51)
`
`(52)
`(58)
`
`(56)
`
`Pr ior Publication Data
`
`US 2008/0091406 Al
`
`Apr. 17, 2008
`
`Int.Cl.
`(2006.01)
`G06F 17127
`Gl0L 21100
`(2006.01)
`GIOL 11100
`(2006.01)
`U.S. CL ............................. 704/9; 704/270; 704/275
`Field of Classification Search .......... 704/270----275,
`704/9
`See application file for complete search history.
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`4,430,669 A
`2/ 1984 Cheung ......................... 35&/122
`5,027,406 A
`6/1991 Robertsetal ................... 381/43
`5,155,743 A
`10/ 1992 Jacobs ............................ 375/28
`5,274,560 A
`12/1993 LaRue .......................... 364/444
`5,377,350 A
`12/1994 Slcioner ......................... 395/600
`5,386,556 A
`111995 Hedin et al. . ................. 395/600
`
`FOREIGN PATENT DOCUMENTS
`I 320 043 Al
`6/2003
`(Continued)
`
`ITTHER PUBLICATIONS
`
`Chai et al., .. Mind: A Semantics-Based Multimodal lnteipretation
`Framework for Conversational System", Proceedings of the Intema(cid:173)
`tional CLASS Workshop on Natural, l111eiligent a,1d Effective /Iller(cid:173)
`action In Multimoda/ Dialogue Systems, Jun. 2002, pp. 37-46.
`
`(Continued)
`
`Primary Examiner - Eric Yen
`(74) Allorney, Agent, or Firm - Pillsbury Wmthrop Shaw
`PittmanLLP
`
`(57)
`
`ABSTRACT
`A cooperative conversational voice user interface is provided.
`The cooperative conversational voice user interface may
`build upon short-term and long-tenn shared knowledge to
`generate one or more explicit and/or implicit hypotheses
`about an intent of a user utterance. The hypotheses may be
`ranked based on varying degrees of certainty, and an adaptive
`response may be generated for the user. Responses may be
`worded based on tbe degrees of certainty and to frame an
`appropriate domain for a subsequent utterance. In one imple(cid:173)
`mentation, misrecognit:ions may be tolerated, and conversa(cid:173)
`tional course may be corrected based on subsequent utter(cid:173)
`ances and/or responses.
`
`42 Claims, 3 Drawing Sheets
`
`Cooperative Conversations 300
`
`.__ __ o_a1a __ __,I '-I __ o_e<:l_·s_1o_n _ __,I ~I _ _ Respo __ nse _ _ ~
`
`305
`
`310
`
`315
`
`~
`-(cid:173)
`~
`
`Intelligent
`Hypothesis
`Builder
`
`Adaptive
`Response
`Builder
`
`•• ·· -··· · ► Response
`
`+
`
`Input
`
`Copy provided by USPTO from the PIRS Image Database on 04-10-2019
`
`VoiceBox-0000421
`
`

`

`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 12 of 127 PageID #: 7476
`
`US 8,073,681 B2
`Page2
`
`U.S. PATENT DOCUMENTS
`5,539,744 A
`7/ 1996 Chu et al . ........................ 370/60
`9/1996 Bruno et al ................... 379/201
`5,557,667 A
`5,563,937 A
`10/1996 Bruno et al .
`.................. 379/201
`5,590,039 A
`12/1996 Ikeda et al .................... 395n59
`5,617,407 A
`4/1997 Bareis ........................ 369/275.3
`5,633,922 A
`5/1997 August et al .................. 379/220
`5,675,629 A
`10/1997 Raffel etal ..................... 379/58
`5,696,965 A
`12/1997 Dedrick ........................ 395/610
`I/ 1998 Blonder et al. .......... 340/825.34
`5,708,422 A
`2/1998 Stuckey ........................ 395n54
`5,721,938 A
`5,722,084 A
`2/1998 Chakrin et al. ··············· 4551551
`5,742,763 A
`4/ 1998 Jones ......................... 395/200.3
`5,748,841 A •
`5/ 1998 Morin et al. . ................. 704/257
`5,752,052 A
`511998 Richardson et al . .......... 39Sn59
`5,754,784 A
`5/1998 Garland et al ........... 395/200.49
`5,761,631 A
`6/.1998 Nasukawa ........................ 704/9
`5,774,859 A
`6/1998 Houser et al .................. 704/275
`5,794,050 A
`8/1998 Dahlgren et al .............. 395n08
`5,794,196 A
`8/1998 Yegnanarayanan et al ... 704/255
`5,797,112 A
`8/1998 Komatsu et al ............... 701/201
`5,7')9,276 A
`8/1998 Komissarchik et al ....... 704/251
`5,802,510 A
`9/ 1998 Jones ................................ 707/2
`5,832,221 A
`11/1998 Jones ....................... 375/200.36
`I I/ 1998 Gupta et al. . ................. 704/270
`5,839,107 A
`5,867,817 A
`2/ 1999 Catal.lo et al .................. 704/255
`5,878,385 A
`3/ 1999 Bralich et al. . ................... 704/9
`5,878,386 A
`3/ 1999 Coughlin ........................ 704/ IO
`5,892,813 A
`4/1999 Morin et al ................ 379/88.01
`5,895,464 A
`4/ 1999 Bhandari et al ................... 707/3
`5,895,466 A
`4/ 1999 Goldberg et al. ................. 707/5
`5,897,613 A
`4/1999 Chan ............................. 704/210
`5,902,347 A
`5/1999 Backman et al .............. 701/200
`5,911,120 A
`6/1999 Jarett el al ..................... 455/417
`5,918,222 A
`6/1999 Fukui et al ........................ 707/J
`5,926,784 A
`7/ 1999 Richardson et al. . ............. 704/9
`s·,933,822 A
`8/1999 Braden-Harder ct al. . ....... 707/5
`9/1999 Culbreth et al ............ 379/88.25
`5,953,393 A
`5,960,399 A
`9/1999 Barclay et al ................. 704/270
`9/1999 Holt et al ...................... 707/500
`5,960,447 A
`5,963,894 A
`10/1999 Richardson el al ............... 704/9
`5,963,940 A
`I0/ 1999 Liddy ct al ........................ 707/5
`5,987,404 A
`11/ 1999 Della Pietra et al .............. 704/9
`tu 1999 Asano et al ................... 704/257
`5,991,721 A
`5,995,119 A
`11/1999 Cosatto et al ................. 345/473
`5,995,928 A
`11/ 1999 Nguyen et al ................. 704/251
`6,009,382 A
`12/1999 Martino et al. .. ................. 704/1
`1/2000 Amin ............................ 4 55/413
`6,014,559 A
`l/2000 Dahan et al ................... 704/244
`6,018,708 A
`6,021,384 A
`2/2000 Gorin et al. . ...................... 704/ l
`6,044,347 A
`3/2000 Abella ct al ................... 704/272
`6,049,602 A
`4/2000 Foladarc ct al .
`.............. 379/265
`4/2000 Marash et al ................. 379/410
`6,049,607 A
`5/2000 Chen ............................... 380/21
`6,058,187 A
`6/2000 Dragosh ct al, ............... 704/270
`6,078,886 A
`6/2000 De Hila et al ..................... 704/9
`6,081,774 A
`7/2000 Christianson et al. ............ 707/3
`6,085,186 A
`8/2000 Boyce et al ................ 379/88.01
`6,101,241 A
`8/2000 Ruhl ............................. 704/270
`6,108,631 A
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`Case 1:19-cv-01410-MN Document 196 Filed 02/10/23 Page 13 of 127 PageID #: 7477
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`US 8,073,681 B2
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