throbber
Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 1 of 108 PageID #: 2891
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`GENENTECH, INC. and CITY OF HOPE,
`
`
`
`Plaintiffs and Counterclaim
`Defendants,
`
` v.
`
`
`PFIZER INC.
`
`
`
`Defendant and Counterclaim
`Plaintiff.
`
`
`
`
`
`
`
`
`
`
`
`
`C.A. No. 17-1672-GMS
`
`
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`
`DEFENDANT PFIZER INC.’S FIRST AMENDED ANSWER,
`AFFIRMATIVE DEFENSES, AND COUNTERCLAIMS
`TO PLAINTIFFS’ FIRST AMENDED COMPLAINT
`
`Defendant and Counterclaim-Plaintiff Pfizer Inc. (“Pfizer”), by and through its attorneys,
`
`hereby submits this First Amended Answer, Affirmative Defenses, and Counterclaims to the
`
`First Amended Complaint filed by Plaintiffs Genentech, Inc. and City of Hope (collectively,
`
`“Genentech” or “Plaintiffs”) on March 28, 2018 (the “First Amended Complaint”). (D.I. 23.)
`
`ANSWER TO FIRST AMENDED COMPLAINT
`
`
`
`Each of the paragraphs below corresponds to the same-numbered paragraphs (each a
`
`“Paragraph”) in the First Amended Complaint. Pfizer denies all allegations in the First Amended
`
`Complaint, whether express or implied, that are not specifically admitted below. Any factual
`
`allegation below is admitted only as to the specific admitted facts, not as to any purported
`
`conclusions, characterizations, implications, or speculations that arguably follow from the
`
`admitted facts. Moreover, to the extent that any of Plaintiffs’ allegations are vague and/or
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 2 of 108 PageID #: 2892
`
`ambiguous, Pfizer denies said allegations. Pfizer denies that Genentech is entitled to the relief
`
`requested or any other relief. Pfizer responds to the First Amended Complaint as follows:
`
`NATURE OF THE CASE
`
`1.
`
`Admitted in part; denied in part. Pfizer admits that breast cancer is a disease
`
`affecting women in the United States. Pfizer lacks knowledge or information sufficient to form a
`
`belief as to the truth or falsity of the remaining allegations of Paragraph 1 and, therefore, denies
`
`the same.
`
`2.
`
`Pfizer lacks knowledge or information sufficient to form a belief as to the truth of
`
`the allegations of Paragraph 2 and, therefore, denies the same.
`
`3.
`
`Admitted in part; denied in part. Pfizer admits that Herceptin® contains
`
`trastuzumab, which is an antibody. Pfizer lacks knowledge or information sufficient to form a
`
`belief as to the truth of the allegations of Paragraph 3 and, therefore, denies the same.
`
`4.
`
`Pfizer admits that the sources cited in Paragraph 4 include the quoted language.
`
`Pfizer lacks knowledge or information sufficient to form a belief as to the truth of the other
`
`allegations of Paragraph 4 and, therefore, denies the same.
`
`5.
`
`Pfizer admits that Herceptin® was approved by the FDA in 1998. Pfizer lacks
`
`knowledge or information sufficient to form a belief as to the truth or falsity of the remaining
`
`allegations of Paragraph 5 and, therefore, denies the same.
`
`6.
`
`Pfizer lacks knowledge or information sufficient to form a belief as to the truth of
`
`the allegations of Paragraph 6 and, therefore, denies the same.
`
`7.
`
`Pfizer admits that it is seeking FDA approval of a biosimilar version of
`
`Herceptin® called PF-05280014. Pfizer admits that it is relying in part on data concerning
`
`Genentech’s U.S.-licensed Herceptin® product. Also, Pfizer admits to proposing a draft label for
`
`- 2 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 3 of 108 PageID #: 2893
`
`PF-05280014 consistent with that of Genentech’s U.S.-licensed Herceptin® product, including all
`
`indications for which U.S.-licensed Herceptin® is currently approved. Pfizer otherwise denies
`
`the allegations of Paragraph 7.
`
`8.
`
`Pfizer admits that in 2010, Congress passed the Biologics Price Competition and
`
`Innovation Act (“BPCIA”). Pfizer admits that pursuant to the BPCIA, biosimilar applicants and
`
`reference product sponsors exchange the biosimilar application submitted to the FDA for
`
`approval, and a list and description of patents that the reference product sponsor believes a claim
`
`of patent infringement could reasonably be asserted by the reference product sponsor. See 42
`
`U.S.C. §262(1). Also, Pfizer admits that on November 17, 2017, consistent with the BPCIA and
`
`pursuant to 42 U.S.C. §262(1)(8)(A), Pfizer provided notice to Genentech of its intent to begin
`
`commercial marketing of its trastuzumab biosimilar, PF-05280014, as described in BLA No.
`
`761081, as early as 180 days from the date of the notice. The remaining allegations of Paragraph
`
`8 contain conclusions of law for which no response is required. To the extent an answer is
`
`required, Pfizer denies the remaining allegations of Paragraph 8.
`
`9.
`
`Admitted in part; denied in part. Pfizer admits only that Plaintiffs brought this
`
`action for infringement pursuant to 35 U.S.C. § 271(e)(2). Pfizer admits only that Plaintiffs seek
`
`a declaratory judgment pursuant to 42 U.S.C. § 262(l)(9) and 28 U.S.C. § 2201 that the
`
`manufacture, use, offer to sell, sale, or importation into the United States of the Pfizer aBLA
`
`product would infringe the 20 patents in dispute in this case, to which they are not entitled.
`
`Pfizer also admits only that Plaintiffs seek a preliminary and/or permanent injunction pursuant to
`
`42 U.S.C. § 262(l)(8)(B) barring Pfizer’s manufacture, use, offer to sell, sale, or importation of
`
`its biosimilar product prior to the expiration of those patents, to which they are not entitled.
`
`Pfizer lacks sufficient knowledge or information to form a belief as to the truth of the last
`
`- 3 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 4 of 108 PageID #: 2894
`
`sentence of paragraph 9 concerning Plaintiffs’ future plans based on an event that has not
`
`occurred, and therefore denies the same.
`
`THE PARTIES
`
`On information and belief, admitted.
`
`On information and belief, Pfizer admits that Genentech was founded in 1976.
`
`10.
`
`11.
`
`Pfizer lacks knowledge or information sufficient to form a belief as to the truth of the allegations
`
`of Paragraph 11 and, therefore, denies the same.
`
`12.
`
`13.
`
`On information and belief, admitted.
`
`On information and belief, Pfizer admits that City of Hope was founded in 1913.
`
`Pfizer lacks knowledge or information sufficient to form a belief as to the truth of the allegations
`
`of Paragraph 13 and, therefore, denies the same.
`
`14.
`
`15.
`
`Admitted.
`
`Pfizer admits that it is seeking licensure in the United States pursuant to 42 U.S.C.
`
`§ 262(k) for the importation, commercial manufacture, offer to sell, sale and/or use of the drug
`
`product (“Pfizer Product”) described in Pfizer’s BLA No. 761081 (“Pfizer’s BLA”), which is a
`
`biological drug. Pfizer admits that the BLA Product will be distributed in the United States,
`
`including the State of Delaware, but not before the date provided to Genentech in Pfizer’s
`
`statement pursuant to 42 U.S.C. § 262(l)(3)(B). Pfizer otherwise denies the allegations of
`
`Paragraph 15.
`
`JURISDICTION AND VENUE
`
`16.
`
`Pfizer admits that the First Amended Complaint purports to bring an action under
`
`the BPCIA, 42 U.S.C. § 262(l) and the Patent Laws of the United States, Title 35, United State
`
`Code, and the Declaratory Judgment Act, 28 U.S.C. §§ 2201-2202. Pfizer denies that Genentech
`
`- 4 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 5 of 108 PageID #: 2895
`
`is entitled to any relief in this action. The remaining allegations of Paragraph 16 contain
`
`conclusions of law for which no response is required. To the extent an answer is required, Pfizer
`
`denies the remaining allegations of Paragraph 16.
`
`17.
`
`Pfizer does not contest venue for purposes of this action only. Pfizer admits that
`
`Pfizer is incorporated in Delaware. The remaining allegations of Paragraph 17 contain
`
`conclusions of law for which no response is required. To the extent an answer is required, Pfizer
`
`denies the remaining allegations of Paragraph 17.
`
`18.
`
`Pfizer admits that it is a corporation incorporated in Delaware. Pfizer admits that
`
`it has filed Biologics License Application No. 761081 with the FDA seeking approval to market
`
`the Pfizer product described therein. Pfizer does not contest personal jurisdiction for purposes of
`
`this action only. The remaining allegations of Paragraph 18 contain conclusions of law for
`
`which no response is required. To the extent an answer is required, Pfizer denies the remaining
`
`allegations of Paragraph 18.
`
`THE PARTIES’ EXCHANGES UNDER THE BPCIA
`
`19.
`
`Pfizer admits that it submitted BLA No. 761081 to the FDA seeking approval for
`
`the commercial manufacture, use, offer for sale, or sale of the product described therein, a
`
`biosimilar version of Herceptin® called PF-05280014. Upon information and belief, Pfizer
`
`admits that trastuzumab is subject to BLA No. 103792 to Genentech.
`
`20.
`
`21.
`
`22.
`
`Admitted.
`
`Admitted.
`
`Pfizer admits that on September 5, 2017, Pfizer provided Genentech with a
`
`complete copy of Pfizer’s BLA, in compliance with § 262(l)(2)(A). Indeed, Pfizer’s BLA
`
`contains over two-hundred and fifty thousand pages of information on Pfizer’s Product and the
`
`- 5 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 6 of 108 PageID #: 2896
`
`processes to manufacture it. The produced information completely “describe[d] the process or
`
`processes used to manufacture the biological product that is the subject of such application” as
`
`contemplated by the BPCIA. Pfizer otherwise denies the allegations of Paragraph 22.
`
`23.
`
`Pfizer admits that it received a letter from Genentech dated October 19, 2017,
`
`alleging that “the documents that Pfizer has produced so far do not appear to fully describe the
`
`PF-05280014 manufacturing processes.” Pfizer admits that Genentech identified several
`
`categories of information for which it requested production of the information or identification of
`
`where the information may be found in Pfizer’s BLA. Pfizer admits that it responded to
`
`Genentech in a letter dated November 1, 2017, which identified for each of Genentech’s
`
`categories the sections of Pfizer’s BLA that contain related information. Although the
`
`production of Pfizer’s BLA satisfied 42 U.S.C. § 262(l)(2), Pfizer admits that it produced some
`
`additional documents in response to some of Genentech’s categories in the spirit of cooperation.
`
`Pfizer admits that Genentech responded on November 3, 2017 with allegations that Pfizer’s
`
`November 1, 2017 production was deficient in contravention of 42 U.S.C. § 262(l)(2). Pfizer
`
`otherwise denies the allegations of Paragraph 23.
`
`24.
`
`The documents that Pfizer produced to Genentech demonstrate that Genentech
`
`had no reasonable basis to assert certain patents that it listed purportedly pursuant to 42 U.S.C. §
`
`262(l)(3)(A). Pfizer admits that Genentech requested additional information purportedly
`
`pursuant to 42 U.S.C. § 262(l)(2)(A). Pfizer otherwise denies the allegations of Paragraph 24.
`
`25.
`
`Pfizer admits that Genentech provided a list of patents purportedly pursuant to 42
`
`U.S.C. 262(l)(3)(A) on November 3, 2017 (“Genentech’s 3A List”). Pfizer otherwise denies the
`
`allegations of Paragraph 25.
`
`- 6 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 7 of 108 PageID #: 2897
`
`26.
`
`Pfizer admits that on November 17, 2017, it notified Genentech pursuant to 42
`
`U.S.C. § 262(l)(8)(A) that it intends to commence commercial marketing of PF-05280014 in the
`
`United States as early as 180 days from the date of the notice. Pfizer also admits that Genentech
`
`filed the original complaint in this action on November 17, 2017. Pfizer admits that Exhibit A
`
`purports to be a copy of Pfizer’s notice of commercial marketing.
`
`27.
`
`Pfizer admits that on January 2, 2018, pursuant to and in compliance with 42
`
`U.S.C. § 262(l)(3)(B), Pfizer provided its detailed statement, spanning over six hundred pages,
`
`that describes on a claim by claim basis, the factual and legal basis for its opinion that each of the
`
`patents listed by Genentech is invalid, unenforceable, and/or will not be infringed by the
`
`biological product that is the subject of Pfizer’s BLA (“Pfizer’s 3B Statement”). Pfizer
`
`otherwise denies the allegations of Paragraph 27.
`
`28.
`
`Pfizer admits that on March 2, 2018, Genentech purported to provide its response
`
`to Pfizer’s 3B Statement pursuant to 42 U.S.C. § 262(l)(3)(C) (“Genentech’s 3C Statement”).
`
`Pfizer also admits Genentech purported to include responses to Pfizer’s non-infringement and
`
`invalidity statements for 18 of the 38 patents addressed in Pfizer’s 3B Statement. Pfizer admits
`
`that Genentech proposed agreeing that all patents in Genentech’s 3C Statement and two patents
`
`included on Genentech’s 3A List be included in this infringement action. Pfizer otherwise
`
`denies the allegations of Paragraph 28.
`
`PFIZER’S aBLA PRODUCT
`
`29.
`
`Pfizer admits that the sources cited in Paragraph 29 include the quoted language.
`
`The remaining allegations of Paragraph 29 contain conclusions of law for which no response is
`
`required.
`
`- 7 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 8 of 108 PageID #: 2898
`
`30.
`
`Admitted in part; denied in part. Pfizer admits that a justiciable case or
`
`controversy exists between the parties, but denies that any act of infringement has occurred.
`
`GENENTECH’S ASSERTED PATENTS
`
`31.
`
`Pfizer lacks knowledge or information sufficient to form a belief as to the truth of
`
`the allegations of Paragraph 31 and, therefore, denies the same.
`
`32.
`
`Admitted in part; denied in part. Pfizer admits that Genentech has asserted that
`
`Pfizer’s BLA product will infringe the patents cited in Paragraph 32. Pfizer denies the remaining
`
`allegations of Paragraph 32.
`
`The Cabilly Patents
`
`33.
`
`Pfizer admits that U.S. Patent Nos. 6,331,415 and 7,923,221 purport to relate to
`
`processes for producing an immunoglobulin. Pfizer lacks knowledge or information sufficient to
`
`form a belief as to the truth of the remaining allegations of Paragraph 33 and, therefore, denies
`
`the same.
`
`34.
`
`Pfizer admits that U.S. Patent No. 6,331,415 is titled “Methods of Producing
`
`Immunoglobulins, Vectors and Transformed Host Cells for Use Therein,” and was issued on
`
`December 18, 2001 by the Patent Office. Pfizer admits that what purports to be a copy of the
`
`’415 patent is attached to the First Amended Complaint as Exhibit B. Pfizer admits that U.S.
`
`Patent No. 6,331,415, on its face, is assigned to Genentech, Inc. Pfizer lacks knowledge or
`
`information sufficient to form a belief as to the truth of the remaining allegations of Paragraph 34
`
`and, therefore, denies the same.
`
`35.
`
`Pfizer admits that U.S. Patent No. 7,923,221 is titled “Methods of Making
`
`Antibody Heavy and Light Chains Having Specificity for a Desired Antigen,” and was issued on
`
`April 12, 2011 by the Patent Office. Pfizer admits that what purports to be a copy of the ’221
`
`patent is attached to the First Amended Complaint as Exhibit C. Pfizer admits that U.S. Patent
`
`- 8 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 9 of 108 PageID #: 2899
`
`No. 7,923,221, on its face, is assigned to Genentech, Inc. and City of Hope. Pfizer lacks
`
`knowledge or information sufficient to form a belief as to the truth of the remaining allegations
`
`of Paragraph 35 and, therefore, denies the same.
`
`The ’213 Patent
`
`36.
`
`Pfizer admits that U.S. Patent No. 6,407,213 purports to relate to methods for the
`
`preparation and use of variant antibodies. Pfizer lacks knowledge or information sufficient to
`
`form a belief as to the truth of the remaining allegations of Paragraph 36 and, therefore, denies
`
`the same.
`
`37.
`
`Pfizer admits that U.S. Patent No. 6,407,213 is titled “Method for Making
`
`Humanized Antibodies,” and was issued on June 18, 2002 by the Patent Office. Pfizer admits
`
`that what purports to be a copy of the ’213 patent is attached to the First Amended Complaint as
`
`Exhibit D. Pfizer admits that U.S. Patent No. 6,407,213 is assigned on its face to Genentech,
`
`Inc. Pfizer lacks knowledge or information sufficient to form a belief as to the truth of the
`
`remaining allegations of Paragraph 37 and, therefore, denies the same.
`
`The Combination Chemotherapy Patents
`
`38.
`
`Pfizer admits that U.S. Patent No. 7,846,441 purports to relate to the treatment of
`
`disorders characterized by the overexpression of ErbB2. Pfizer lacks knowledge or information
`
`sufficient to form a belief as to the truth of the remaining allegations of Paragraph 38 and,
`
`therefore, denies the same.
`
`39.
`
`Pfizer admits that U.S. Patent No. 7,846,441 is titled “Treatment with Anti-ErbB2
`
`Antibodies,” and was issued on December 7, 2010 by the Patent Office. Pfizer admits that what
`
`purports to be a copy of the ’441 patent is attached to the First Amended Complaint as Exhibit E.
`
`Pfizer admits that U.S. Patent No. 7,846,441, on its face, is assigned to Genentech, Inc. Pfizer
`
`- 9 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 10 of 108 PageID #: 2900
`
`lacks knowledge or information sufficient to form a belief as to the truth of the remaining
`
`allegations of Paragraph 39 and, therefore, denies the same.
`
`40.
`
`Pfizer admits that U.S. Patent No. 7,892,549 is a continuation of U.S. Patent No.
`
`7,846,441 and purports to relate to the treatment of disorders characterized by the overexpression
`
`of ErbB2. Pfizer lacks knowledge or information sufficient to form a belief as to the truth of the
`
`remaining allegations of Paragraph 40 and, therefore, denies the same.
`
`41.
`
`Pfizer admits that U.S. Patent No. 7,892,549 is titled “Treatment with Anti-ErbB2
`
`Antibodies,” and was issued on February 22, 2011 by the Patent Office. Pfizer admits that what
`
`purports to be a copy of the ’549 patent is attached to the First Amended Complaint as Exhibit F.
`
`Pfizer admits that U.S. Patent No. 7,892,549, on its face, is assigned to Genentech, Inc. Pfizer
`
`lacks knowledge or information sufficient to form a belief as to the truth of the remaining
`
`allegations of Paragraph 41 and, therefore, denies the same.
`
`42.
`
`Pfizer admits that U.S. Patent Nos. 8,425,908, 7,846,441, and 7,892,549 identify
`
`Provisional Application No. 60/069,346 on the face of the patent as a related U.S. application.
`
`Pfizer admits that U.S. Patent No. 8,425,908 purports to relate to the treatment of disorders
`
`characterized by the overexpression of ErbB2. Pfizer lacks knowledge or information sufficient
`
`to form a belief as to the truth of the remaining allegations of Paragraph 42 and, therefore, denies
`
`the same.
`
`43.
`
`Pfizer admits that U.S. Patent No. 8,425,908 is titled “Treatment with Anti-ErbB2
`
`Antibodies,” and was issued on April 23, 2013 by the Patent Office. Pfizer admits that what
`
`purports to be a copy of the ’908 patent is attached to the First Amended Complaint as Exhibit G.
`
`Pfizer admits that U.S. Patent No. 8,425,908, on its face, is assigned to Genentech, Inc. Pfizer
`
`- 10 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 11 of 108 PageID #: 2901
`
`lacks knowledge or information sufficient to form a belief as to the truth of the remaining
`
`allegations of Paragraph 43 and, therefore, denies the same.
`
`The Method of Administration Patents
`
`44.
`
`Pfizer admits that U.S. Patent Nos. 6,627,196 and 7,371,379 purport to relate to
`
`the treatment of disorders characterized by the overexpression of ErbB2. Pfizer lacks knowledge
`
`or information sufficient to form a belief as to the truth of the remaining allegations of Paragraph
`
`44 and, therefore, denies the same.
`
`45.
`
`Pfizer admits that U.S. Patent No. 6,627,196 is titled “Dosages for Treatment with
`
`Anti-ErbB2 Antibodies,” and was issued on September 30, 2003 by the Patent Office. Pfizer
`
`admits that what purports to be a copy of the ’196 patent is attached to the First Amended
`
`Complaint as Exhibit H. Pfizer admits that U.S. Patent No. 6,627,196, on its face, is assigned to
`
`Genentech, Inc. Pfizer lacks knowledge or information sufficient to form a belief as to the truth
`
`of the remaining allegations of Paragraph 45 and, therefore, denies the same.
`
`46.
`
`Pfizer admits that U.S. Patent No. 7,371,379 is titled “Dosages for Treatment with
`
`Anti-ErbB2 Antibodies,” and was issued on May 13, 2008 by the Patent Office. Pfizer admits
`
`that what purports to be a copy of the ’379 patent is attached to the First Amended Complaint as
`
`Exhibit I. Pfizer admits that U.S. Patent No. 7,371,379, on its face, is assigned to Genentech,
`
`Inc. Pfizer lacks knowledge or information sufficient to form a belief as to the truth of the
`
`remaining allegations of Paragraph 46 and, therefore, denies the same.
`
`The Acidic Variants Patents
`
`47.
`
`Pfizer admits that U.S. Patent Nos. 6,339,142 and 9,249,218 purport to relate to
`
`methods for purifying a polypeptide by ion exchange chromatography. Pfizer lacks knowledge
`
`or information sufficient to form a belief as to the truth of the remaining allegations of Paragraph
`
`47 and, therefore, denies the same.
`
`- 11 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 12 of 108 PageID #: 2902
`
`48.
`
`Pfizer admits that U.S. Patent No. 6,339,142 is titled “Protein Purification,” and
`
`was issued on January 15, 2002 by the Patent Office. Pfizer admits that what purports to be a
`
`copy of the ’142 patent is attached to the First Amended Complaint as Exhibit J. Pfizer admits
`
`that U.S. Patent No. 6,339,142, on its face, is assigned to Genentech, Inc. Pfizer lacks
`
`knowledge or information sufficient to form a belief as to the truth of the remaining allegations
`
`of Paragraph 48 and, therefore, denies the same.
`
`49.
`
`Pfizer admits that U.S. Patent No. 9,249,218 is titled “Protein Purification,” and
`
`was issued on February 2, 2016 by the Patent Office. Pfizer admits that what purports to be a
`
`copy of the ’218 patent is attached to the First Amended Complaint as Exhibit K. Pfizer admits
`
`that U.S. Patent No. 9,249,218, on its face, is assigned to Genentech, Inc. Pfizer lacks
`
`knowledge or information sufficient to form a belief as to the truth of the remaining allegations
`
`of Paragraph 49 and, therefore, denies the same.
`
`HER2 Diagnostic Patents
`
`50.
`
`Pfizer admits that U.S. Patent Nos. 7,993,834, 8,076,066, and 8,440,402 purport
`
`to relate to the treatment of cancers characterized by the overexpression of a tumor antigen.
`
`Pfizer lacks knowledge or information sufficient to form a belief as to the truth of the remaining
`
`allegations of Paragraph 50 and, therefore, denies the same.
`
`51.
`
`Pfizer admits that U.S. Patent No. 7,993,834 is titled “Detection of ErbB2 Gene
`
`Amplification to Increase the Likelihood of the Effectiveness of ErbB2 Antibody Breast Cancer
`
`Therapy,” and was issued on August 9, 2011 by the Patent Office. Pfizer admits that what
`
`purports to be a copy of the ’834 patent is attached to the First Amended Complaint as Exhibit L.
`
`Pfizer admits that U.S. Patent No. 7,993,834, on its face, is assigned to Genentech, Inc. Pfizer
`
`lacks knowledge or information sufficient to form a belief as to the truth of the remaining
`
`allegations of Paragraph 51 and, therefore, denies the same.
`
`- 12 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 13 of 108 PageID #: 2903
`
`52.
`
`Pfizer admits that U.S. Patent No. 8,076,066 is titled “Gene Detection Assay for
`
`Improving the Likelihood of an Effective Response to a HER2 Antibody Cancer Therapy,” and
`
`was issued on December 13, 2011 by the Patent Office. Pfizer admits that what purports to be a
`
`copy of the ’066 patent is attached to the First Amended Complaint as Exhibit M. Pfizer admits
`
`that U.S. Patent No. 8,076,066, on its face, is assigned to Genentech, Inc. Pfizer lacks
`
`knowledge or information sufficient to form a belief as to the truth of the remaining allegations
`
`of Paragraph 52 and, therefore, denies the same.
`
`53.
`
`Pfizer admits that U.S. Patent No. 8,440,402 is titled “Gene Detection Assay for
`
`Improving the Likelihood of an Effective Response to a HER2 Antibody Cancer Therapy,” and
`
`was issued on May 14, 2013 by the Patent Office. Pfizer admits that what purports to be a copy
`
`of the ’402 patent is attached to the First Amended Complaint as Exhibit N. Pfizer admits that
`
`U.S. Patent No. 8,440,402, on its face, is assigned to Genentech, Inc. Pfizer lacks knowledge or
`
`information sufficient to form a belief as to the truth of the remaining allegations of Paragraph 53
`
`and, therefore, denies the same.
`
`Cell Culture, Purification, and Antibody Manufacturing Patents
`
`54.
`
`Pfizer admits only that U.S. Patent Nos. 6,242,177, 6,610,516, 8,574,869,
`
`6,121,428, 7,485,704, 7,807,799 and 8,314,225 purport to relate to various subject matter. Pfizer
`
`lacks knowledge or information sufficient to form a belief as to the truth of the remaining
`
`allegations of Paragraph 54 and, therefore, denies the same.
`
`55.
`
`Pfizer admits that U.S. Patent No. 7,485,704 is titled “Reducing Protein A
`
`Leaching During Protein A Affinity Chromatography,” and was issued on February 3, 2009 by
`
`the Patent Office. Pfizer admits that what purports to be a copy of the ’704 patent is attached to
`
`the First Amended Complaint as Exhibit O. Pfizer admits that U.S. Patent No. 7,485,704, on its
`
`- 13 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 14 of 108 PageID #: 2904
`
`face, is assigned to Genentech, Inc. Pfizer lacks knowledge or information sufficient to form a
`
`belief as to the truth of the remaining allegations of Paragraph 55 and, therefore, denies the same.
`
`56.
`
`Pfizer admits that U.S. Patent No. 7,807,799 is titled “Reducing Protein A
`
`Leaching During Protein A Affinity Chromatography,” and was issued on October 5, 2010 by
`
`the Patent Office. Pfizer admits that what purports to be a copy of the ’799 patent is attached to
`
`the First Amended Complaint as Exhibit P. Pfizer admits that U.S. Patent No. 7,807,799, on its
`
`face, is assigned to Genentech, Inc. Pfizer lacks knowledge or information sufficient to form a
`
`belief as to the truth of the remaining allegations of Paragraph 56 and, therefore, denies the same.
`
`57.
`
`Pfizer admits that U.S. Patent No. 6,242,177 is titled “Methods and Compositions
`
`for Secretion of Heterologous Polypeptides,” and was issued on June 5, 2001 by the Patent
`
`Office. Pfizer admits that what purports to be a copy of the ’177 patent is attached to the First
`
`Amended Complaint as Exhibit Q. Pfizer admits that U.S. Patent No. 6,242,177, on its face, is
`
`assigned to Genentech, Inc. Pfizer lacks knowledge or information sufficient to form a belief as
`
`to the truth of the remaining allegations of Paragraph 57 and, therefore, denies the same.
`
`58.
`
`Pfizer admits that U.S. Patent No. 6,610,516 is titled “Cell Culture Process,” and
`
`was issued on August 26, 2003 by the Patent Office. Pfizer admits that what purports to be a
`
`copy of the ’516 patent is attached to the First Amended Complaint as Exhibit R. Pfizer admits
`
`that U.S. Patent No. 6,610,516, on its face, is assigned to Genentech, Inc. Pfizer lacks
`
`knowledge or information sufficient to form a belief as to the truth of the remaining allegations
`
`of Paragraph 58 and, therefore, denies the same.
`
`59.
`
`Pfizer admits that U.S. Patent No. 8,574,869 titled “Prevention of Disulfide Bond
`
`Reduction During Recombinant Production of Polypeptides,” and was issued on November 5,
`
`2013 by the Patent Office. Pfizer admits that what purports to be a copy of the ’869 patent is
`
`- 14 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 15 of 108 PageID #: 2905
`
`attached to the First Amended Complaint as Exhibit S. Pfizer admits that U.S. Patent No.
`
`8,574,869, on its face, is assigned to Genentech, Inc. Pfizer lacks knowledge or information
`
`sufficient to form a belief as to the truth of the remaining allegations of Paragraph 59 and,
`
`therefore, denies the same.
`
`60.
`
`Pfizer admits that U.S. Patent No. 8,314,225 titled “Heavy Chain Mutant Leading
`
`to Improved Immunoglobulin Production,” and was issued on November 20, 2012 by the Patent
`
`Office. Pfizer admits that what purports to be a copy of the ’225 patent is attached to the First
`
`Amended Complaint as Exhibit T. Pfizer admits that U.S. Patent No. 8,314,225 is assigned on
`
`its face to Hoffmann-La Roche Inc. Pfizer lacks knowledge or information sufficient to form a
`
`belief as to the truth of the remaining allegations of Paragraph 60 and, therefore, denies the same.
`
`61.
`
`Pfizer admits that U.S. Patent No. 6,121,428 titled “Protein Recovery,” and was
`
`issued on September 19, 2000 by the Patent Office. Pfizer admits that what purports to be a copy
`
`of the ’428 patent is attached to the First Amended Complaint as Exhibit U. Pfizer admits that
`
`U.S. Patent No. 6,121,428, on its face, is assigned to Genentech, Inc. Pfizer lacks knowledge or
`
`information sufficient to form a belief as to the truth of the remaining allegations of Paragraph 61
`
`and, therefore, denies the same.
`
`COUNT I
`INFRINGEMENT OF U.S. PATENT NO. 6,331,415
`
`62.
`
`Pfizer incorporates by reference its answers to Paragraphs 1-61 as if fully set forth
`
`herein.
`
`63.
`
`Pfizer admits that Genentech included the ’415 patent in the list of patents
`
`provided on November 3, 2017. Pfizer admits that on November 17, 2017, Pfizer provided
`
`notice to Genentech of its intent to begin commercial marketing of its trastuzumab biosimilar,
`
`- 15 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 16 of 108 PageID #: 2906
`
`PF-05280014, as described in BLA No. 761081, as early as 180 days from the date of the notice.
`
`Pfizer admits that Exhibit A purports to be a copy of Pfizer’s notice of commercial marketing.
`
`64.
`
`Pfizer denies any allegation of infringement based on the submission of Pfizer’s
`
`BLA. Pfizer lacks knowledge or information sufficient to form a belief as to the truth of the
`
`remaining allegations of Paragraph 64 and, therefore, denies the same.
`
`65.
`
`Pfizer denies any allegation of infringement based on Pfizer’s activities relating to
`
`the manufacture, importation, sale, offer for sale, use, and/or promotion of the use of the PF-
`
`05280014 drug substance and its proposed PF-05280014 drug product. Pfizer also denies that
`
`Plaintiffs are entitled to a declaratory judgment that Pfizer’s manufacture, importation, sale, offer
`
`for sale, use, and promotion of the use of the PF-05280014 drug substance and Pfizer’s proposed
`
`PF-05280014 drug product will infringe the ’415 patent pursuant to 35 U.S.C. §§ 271(a), (b),
`
`and/or (g). Pfizer lacks knowledge or information sufficient to form a belief as to the truth of the
`
`remaining allegations of Paragraph 65 and, therefore, denies the same.
`
`66.
`
`Pfizer has knowledge of and is aware of U.S. Patent No. 6,331,415. Pfizer
`
`otherwise denies the allegations of Paragraph 66.
`
`67.
`
`68.
`
`Denied.
`
`Denied.
`
`COUNT II
`INFRINGEMENT OF U.S. PATENT NO. 7,923,221
`
`69.
`
`Pfizer incorporates by reference its answers to Paragraphs 1-68 as if fully set forth
`
`herein.
`
`70.
`
`Pfizer admits that Genentech included the ’221 patent in its list of patents
`
`provided on November 3, 2017. Pfizer admits that on November 17, 2017, Pfizer provided
`
`notice to Genentech of its intent to begin commercial marketing of its trastuzumab biosimilar,
`
`- 16 -
`
`

`

`Case 1:17-cv-01672-GMS Document 28 Filed 04/24/18 Page 17 of 108 PageID #: 2907
`
`PF-05280014, as described in BLA No. 761081, as early as 180 days from the date of the notice.
`
`Pfizer admits that Exhibit A purports to be a copy of Pfizer’s notice of commercial marketing.
`
`71.
`
`Pfizer denies any allegation of infringement based on the submission of Pfizer’s
`
`BLA. Pfizer admits that on March 2, 2018, Genentech provided to Pfizer its 3C Statement
`
`pursuant to 42 U.S.C.§ 262(l)(3)(C). Pfizer lacks knowledge or information sufficient to form a
`
`belief as to the truth of the remaining allegations of Paragraph 71 and, therefore, denies the same.
`
`72.
`
`Pfizer denies any allegation of infringement based on Pfizer’s activities relating to
`
`the manufacture, importation, sale, offer for sale, use, and/or promotion of the use of the PF-
`
`05280014 drug substance and its proposed PF-05280014 drug product. Pfizer also denies that
`
`Plaintiffs are entitled to a declaratory judgment t

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket