`
`IN THE UNITED STATES DISTRICT COURT
`
`FOR THE DISTRICT OF DELAWARE
`
`DNA GENOTEK INC.,
`
`Plaintiff,
`
`v.
`
`C.A. No. ____________
`
`SPECTRUM DNA; SPECTRUM SOLUTIONS
`L.L.C.; and SPECTRUM PACKAGING L.L.C.,
`
`JURY TRIAL DEMANDED
`
`
`Defendants.
`
`COMPLAINT
`
`Plaintiff DNA Genotek Inc. (“DNA Genotek”), by its attorneys, alleges as follows:
`
`1.
`
`This is an action for patent infringement arising under the patent laws of the
`
`United States, Title 35, United States Code, involving United States Patent No. 8,221,381 B2
`
`(“the ’381 patent”) (attached as Exhibit A hereto).
`
`PARTIES
`
`2.
`
`Plaintiff DNA Genotek is a Canadian corporation with its principal place of
`
`business in Kanata, Ontario. DNA Genotek is a wholly-owned subsidiary of OraSure
`
`Technologies, Inc., a Delaware corporation with its principal place of business in Bethlehem,
`
`Pennsylvania.
`
`3.
`
`Upon information and belief, Defendants Spectrum DNA, Spectrum Solutions
`
`L.L.C., and Spectrum Packaging, L.L.C. (collectively “Spectrum”) are Utah limited liability
`
`companies with their principal place of business in Draper, Utah.
`
`
`
`
`
`
`
`Case 1:99-mc-09999 Document 465 Filed 07/30/15 Page 2 of 9 PageID #: 39635Case 1:15-cv-00661-SLR Document 1 Filed 07/30/15 Page 2 of 9 PageID #: 2
`
`JURISDICTION AND VENUE
`
`4.
`
`This is an action for patent infringement arising under the patent laws of the
`
`United States, Title 35, Section 1, et seq. of the United States Code. This Court has subject
`
`matter jurisdiction under 28 U.S.C. §§ 1331 and 1338(a).
`
`5.
`
`This Court has personal jurisdiction over Spectrum because it has purposefully
`
`availed itself of the privileges and benefits of the laws of the State of Delaware. Upon
`
`information and belief, Spectrum, its agents, subsidiaries, employees, and/or affiliates sell
`
`products in Delaware and ship products to Delaware that infringe the ’381 Patent. Spectrum
`
`maintains at least two websites. It registered the domain name, www.spectrum-dna.com, on July
`
`28, 2015. Spectrum also hired a marketing company that launched an additional website,
`
`through which Spectrum markets its DNA collection devices throughout the United States,
`
`including Delaware. On information and belief, before July 28, 2015, Spectrum concealed its
`
`making, using, selling, and offering for sale of the Spectrum product from DNA Genotek and
`
`much of the public. Spectrum, its agents, subsidiaries, employees, and/or affiliates target
`
`customers with ties to Delaware through at least one of their websites, which describes Spectrum
`
`as a company responding to a need “in the DNA space calling for an innovative saliva DNA
`
`collection device” and offering “an innovative device that is user friendly and produces excellent
`
`clinical results.”
`
`6.
`
`Upon information and belief, Defendant Spectrum Solutions L.L.C. manufactures
`
`at least one DNA saliva collection device that infringes the ‘381 Patent. Infringing products
`
`include Spectrum Model No. SS-SAL-1. Upon information and belief, Defendant Spectrum
`
`DNA sells and offers to sell DNA saliva collection devices that infringe the ‘381 Patent. Upon
`
`information and belief, Defendant Spectrum Packaging L.L.C. assembles and sells DNA saliva
`
`collection devices that are shipped in interstate commerce, including to Delaware, and that
`
`
`
`2
`
`
`
`
`
`
`
`Case 1:99-mc-09999 Document 465 Filed 07/30/15 Page 3 of 9 PageID #: 39636Case 1:15-cv-00661-SLR Document 1 Filed 07/30/15 Page 3 of 9 PageID #: 3
`
`infringe the’381 Patent.
`
`7.
`
`8.
`
`Venue is proper in this District under 28 U.S.C. §§ 1391(b), (c), and 1400(b).
`
`FACTUAL BACKGROUND
`
`DNA Genotek is a leading provider of products for biological sample collection,
`
`including oral fluid sample collection and stabilization solutions for molecular applications.
`
`DNA Genotek has revolutionized the nucleic acid (DNA and RNA) collection market with
`
`products that provide substantial advantages over traditional methods of biological sample
`
`collection. DNA Genotek’s products incorporate proprietary technology that is protected by a
`
`robust patent estate.
`
`9.
`
`DNA Genotek developed and patented its proprietary saliva DNA collection kits
`
`(“DNA Genotek Saliva Collection Products”). DNA Genotek sells the DNA Genotek Saliva
`
`Collection Products to customers and distributors worldwide.
`
`10.
`
`DNA Genotek is the owner by assignment of all right, title, and interest in and to
`
`United States Patent No. 8,221,381 B2 (“the ’381 Patent”), entitled “Container System for
`
`Releasably Storing a Substance,” which duly and legally issued to DNA Genotek, as assignee of
`
`Rod Muir, Derek Kirkland, Ian Curry, Roy Sunstrum, Paul Lem, and H. Chaim Birnboim, on
`
`July 17, 2012.
`
`11.
`
`DNA Genotek filed suit against Ancestry.com DNA, LLC (“Ancestry”) in this
`
`District, alleging patent infringement, among other claims, because Ancestry offers for sale,
`
`sells, markets, and distributes a saliva collection device (the “Ancestry Product”) that infringes
`
`the ’381 Patent. Ancestry is a Delaware corporation that offers DNA testing services to
`
`customers researching their ethnic and family histories. Ancestry customers receive in the mail a
`
`DNA saliva collection kit and a return envelope to send the collection kit to a lab for DNA
`
`testing. After the testing, Ancestry sends the customer information about the customer’s
`
`
`
`3
`
`
`
`
`
`
`
`Case 1:99-mc-09999 Document 465 Filed 07/30/15 Page 4 of 9 PageID #: 39637Case 1:15-cv-00661-SLR Document 1 Filed 07/30/15 Page 4 of 9 PageID #: 4
`
`ethnicity and relatives.
`
`12.
`
`DNA Genotek has learned that the Ancestry Product is also made, used, offered
`
`for sale, marketed, distributed, and/or imported by Spectrum. Upon information and belief,
`
`Spectrum also makes, uses, offers for sale, markets, distributes, and/or imports products other
`
`than the Ancestry Product that infringe the ’381 Patent, including the Spectrum Saliva Collection
`
`Kit (the “Spectrum Product”).
`
`13.
`
`Spectrum has been and is now infringing on one or more claims of the ’381
`
`Patent.
`
`14.
`
`Spectrum infringes the ’381 Patent at least by making, using, offering for sale,
`
`selling, marketing, distributing, and/or importing the Ancestry Product and/or the Spectrum
`
`Product.
`
`15.
`
`Spectrum is infringing the ’381 Patent, either literally or by the doctrine of
`
`equivalents.
`
`16.
`
`Spectrum was aware of the ’381 Patent when engaging in these knowing and
`
`purposeful activities and was aware that the making, using, selling, or offering for sale of the
`
`Ancestry Product or services incorporating the Ancestry Product constituted an act of
`
`infringement of the ’381 Patent.
`
`17.
`
`Spectrum was aware of the ’381 Patent when engaging in these knowing and
`
`purposeful activities and was aware that the making, using, selling, or offering for sale of the
`
`Spectrum Product or services incorporating the Spectrum Product constituted an act of
`
`infringement of the ’381 Patent.
`
`18.
`
`Spectrum has been aware of the ’381 Patent and the applications leading to the
`
`publication of the ’381 Patent since at least November 14, 2014. The Spectrum Product is an
`
`
`
`4
`
`
`
`
`
`
`
`Case 1:99-mc-09999 Document 465 Filed 07/30/15 Page 5 of 9 PageID #: 39638Case 1:15-cv-00661-SLR Document 1 Filed 07/30/15 Page 5 of 9 PageID #: 5
`
`embodiment of a DNA saliva collection device depicted in PCT Patent Application No. WO
`
`2015/017710 A1 (the “’701 Application”), entitled “Sample Collection Device,” which was filed
`
`on July 31, 2014. On November 14, 2014, the patent office reviewing the ’701 Application
`
`indicated that the device claimed in the ’701 Application would be “easily conceived from the
`
`disclosure” two prior art references, including U.S. Patent Application Publication No.
`
`20090216213 (the “’213 Application”). The ’213 Application ultimately issued as the ’381
`
`Patent.
`
`19.
`
`Ancestry is the owner by assignment of the ’701 Application. The ’701
`
`Application lists Frederico Gaeta as an inventor. Frederico Gaeta has been employed, at least as
`
`a consultant, by both Ancestry, a Delaware corporation, and Spectrum.
`
`20.
`
`Federico Gaeta is listed on the Spectrum website in conjunction with the
`
`development and production of the infringing Ancestry Product and/or the Spectrum Product.
`
`21.
`
`Upon information and belief, Spectrum decided to make the infringing Ancestry
`
`Product and/or the infringing Spectrum Product after partnering with Ancestry, Spectrum’s
`
`largest genotyping customer.
`
`22.
`
`The Spectrum website indicates that the Ancestry Product and/or the Spectrum
`
`Product are labelled as “Patent Pending.” The pending application that encompasses the
`
`embodiments of the Ancestry Product and/or the Spectrum Product is the ’701 Application.
`
`23.
`
`The Spectrum website includes a customer testimonial from an Ancestry
`
`employee and inventor listed on the ’701 Application praising the company for its assistance in
`
`making, using, offering for sale, selling, marketing, distributing, and/or importing the Ancestry
`
`Product, which is offered for sale and sold in Delaware.
`
`24.
`
`On its website, Spectrum claims to have “[c]omplete fulfillment capabilities,”
`
`
`
`5
`
`
`
`
`
`
`
`Case 1:99-mc-09999 Document 465 Filed 07/30/15 Page 6 of 9 PageID #: 39639Case 1:15-cv-00661-SLR Document 1 Filed 07/30/15 Page 6 of 9 PageID #: 6
`
`including “[d]irect shipping” to customers. Examples of products shipped to the District of
`
`Delaware described on Spectrum’s website include this device:
`
`
`
`This is another example of the Spectrum Product described on Spectrum’s website:
`
`
`
`25.
`
` Spectrum’s website identifies the Ancestry Product as one such product that it
`
`manufactures, sells, and ships. Upon information and belief, Spectrum offers for sale and/or
`
`ships the Ancestry Product and/or the Spectrum Product to customers throughout the country,
`
`including those located in or residing in Delaware.
`
`
`
`6
`
`
`
`
`
`
`
`
`
`Case 1:99-mc-09999 Document 465 Filed 07/30/15 Page 7 of 9 PageID #: 39640Case 1:15-cv-00661-SLR Document 1 Filed 07/30/15 Page 7 of 9 PageID #: 7
`
`26.
`
`Upon information and belief, apart from its sales of the Ancestry Product and/or
`
`the Spectrum Product to individuals throughout the country, including Delaware, Spectrum has
`
`offered for sale the Ancestry Product and/or the Spectrum Product to a least one other Delaware
`
`Corporation besides Ancestry, namely Complete Genomics Incorporated.
`
`COUNT I – INFRINGEMENT OF THE ’381 PATENT
`
`27.
`
`DNA Genotek restates and incorporates by reference paragraphs 1-26, as if fully
`
`set forth herein.
`
`28.
`
`Spectrum has been and is now infringing one or more claims of the ’381 patent,
`
`either literally or by the doctrine of equivalents.
`
`29.
`
`Spectrum’s infringing activities include making, using, offering for sale, selling,
`
`marketing, distributing, and/or importing products that infringe one or more claims of the ’381
`
`Patent.
`
`30.
`
`Spectrum infringes the ’381 Patent at least by making, using, offering for sale,
`
`selling, marketing, distributing, and/or importing the Ancestry Product or services incorporating
`
`the Ancestry Product.
`
`31.
`
`Spectrum infringes the ’381 Patent at least by making, using, offering for sale,
`
`selling, marketing, distributing, and/or importing the Spectrum Product or services incorporating
`
`the Spectrum Product.
`
`32.
`
`33.
`
`Spectrum’s infringing activities violate 35 U.S.C. § 271.
`
`As a result of Spectrum’s infringement of the ’381 Patent, DNA Genotek has been
`
`and will be damaged, and DNA Genotek is entitled to be compensated for such damages
`
`pursuant to 35 U.S.C. § 284 in an amount to be determined at trial, but in no event less than a
`
`reasonable royalty.
`
`34.
`
`Upon information and belief, Spectrum’s infringement of the ’381 Patent has been
`
`
`
`7
`
`
`
`
`
`
`
`Case 1:99-mc-09999 Document 465 Filed 07/30/15 Page 8 of 9 PageID #: 39641Case 1:15-cv-00661-SLR Document 1 Filed 07/30/15 Page 8 of 9 PageID #: 8
`
`and continues to be willful and deliberate.
`
`35.
`
`DNA Genotek has complied with any statutory requirement for placing a notice of
`
`its patents on its products, including but not limited to its Oragene●DNA®,
`
`Oragene●DISCOVER®, and Oragene●Dx® branded saliva collection kits.
`
`36.
`
`Upon information and belief, Spectrum’s infringement of the ’381 Patent will
`
`continue unless enjoined by this Court. As a result of Spectrum’s infringement, DNA Genotek
`
`has suffered and will continue to suffer irreparable harm for which there is no adequate remedy
`
`at law. Accordingly, DNA Genotek is entitled to injunctive relief against such infringement.
`
`37.
`
`As a result of Spectrum’s infringement, DNA Genotek has suffered and will
`
`continue to suffer significant damages.
`
`PRAYER FOR RELIEF
`
`WHEREFORE, DNA Genotek respectfully requests the following relief:
`
`(a)
`
`(b)
`
`Entry of judgment that Spectrum has infringed the ’381 patent;
`
`Preliminary and permanent injunctive relief enjoining Spectrum, its officers,
`
`agents, servants, employees, attorneys, and all other persons in active concert or participation
`
`with them, from directly or indirectly infringing the ’381 patent;
`
`(c)
`
`An award of damages adequate to compensate DNA Genotek for Spectrum’s
`
`infringement of the ’381 patent;
`
`(d)
`
`An award of increased damages, under 35 U.S.C. § 284, in an amount three times
`
`the actual damages awarded to DNA Genotek, by reason of Spectrum’s willful infringement of
`
`the ’381 patent;
`
`(e)
`
`(f)
`
`A declaration that this case is exceptional under 35 U.S.C. § 285;
`
`An award of DNA Genotek’s costs and attorneys’ fees incurred in connection
`
`with this action, under 35 U.S.C. § 285 and other applicable authority;
`
`
`
`8
`
`
`
`
`
`
`
`Case 1:99-mc-09999 Document 465 Filed 07/30/15 Page 9 of 9 PageID #: 39642Case 1:15-cv-00661-SLR Document 1 Filed 07/30/15 Page 9 of 9 PageID #: 9
`
`(g)
`
`(h)
`
`An award of pre-judgment interest; and
`
`Such other and further relief as this Court deems just and proper.
`
`DEMAND FOR JURY TRIAL
`
`DNA Genotek hereby demands trial by jury on all issues so triable.
`
`
`OF COUNSEL:
`David C. Doyle
`Brian M. Kramer
`MORRISON FOERSTER LLP
`12531 High Bluff Drive
`Suite 100
`San Diego, CA 92130
`(858) 314-5415
`
`Dated: July 30, 2015
`
`
`
`
`
`
`
`/s/ Karen E. Keller
`John W. Shaw (No. 3362)
`Karen E. Keller (No. 4489)
`300 Delaware Avenue, Suite 1120
`SHAW KELLER LLP
`Wilmington, DE 19801
`(302) 298-0700
`kkeller@shawkeller.com
`Attorneys for Plaintiff
`
`
`
`9