Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 1 of 24 PageID #: 28042
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`
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`Plaintiff,
`
`Defendants.
`
`ELM 3DS INNOVATIONS, LLC,
`
`
`
`
`
`SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG SEMICONDUCTOR, INC.,
`SAMSUNG ELECTRONICS AMERICA,
`INC., and SAMSUNG AUSTIN
`SEMICONDUCTOR, LLC,
`
`
`
`
`
`
`v.
`
`
`
`
`
`
`
`C.A. No. 14-cv-01430-CJB
`
`JURY TRIAL DEMANDED
`
`NOTICE OF SUBPOENA TO JIMMY LU
`
`TO ALL PARTIES AND THEIR ATTORNEYS OF RECORD:
`
`PLEASE TAKE NOTICE that pursuant to Federal Rules of Civil Procedure Rules 26,
`
`34, and 45, Defendants Samsung Electronics Co., Ltd., Samsung Semiconductor, Inc., Samsung
`
`Electronics America, Inc., and Samsung Austin Semiconductor, LLC (collectively, “Samsung”)
`
`intend to serve Mr. Jimmy Lu with (1) a subpoena to produce documents commanding production
`
`of documents, electronically stored information, or other tangible things as set forth in Exhibit A,
`
`and (2) a subpoena to testify at a deposition as set forth in Exhibit B.
`
`PLEASE TAKE FURTHER NOTICE that the subpoena to produce documents compels
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`the production of documents, information, or objects described in Exhibit A. The documents shall
`
`be produced at the time and location specified in the subpoena to produce documents, or at such
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`alternative time and location as may be mutually agreed upon.
`
`
`
`-1-
`
`

`

`Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 2 of 24 PageID #: 28043
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`
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`PLEASE TAKE FURTHER NOTICE that the deposition will be taken by stenographic,
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`videographic, and/or remote means before a court reporter or other person authorized to administer
`
`oaths, and will be conducted at the time and location in the subpoena, or alternatively at a mutually
`
`agreed upon time and location. Samsung reserves the right to seek additional testimony on the
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`Topics of Examination listed in Exhibit B in the event additional facts or documents become
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`available after the conclusion of the deposition on this Notice.
`
`
`
`-2-
`
`

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`Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 3 of 24 PageID #: 28044
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`
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`DATED: April 13, 2022
`
`
`OF COUNSEL:
`
`Allan M. Soobert
`Naveen Modi
`Phillip W. Citroen
`Koichiro Kidokoro
`PAUL HASTINGS LLP
`875 15th Street, N.W.
`Washington, D.C. 20005
`(202) 551-1700
`allansoobert@paulhastings.com
`naveenmodi@paulhastings.com
`phillipcitroen@paulhastings.com
`koichirokidokoro@paulhastings.com
`
`Yar R. Chaikovsky
`Philip Ou
`Joseph J. Rumpler, II
`PAUL HASTINGS LLP
`1117 California Avenue
`Palo Alto, CA 94304
`(650) 320-1800
`yarchaikovsky@paulhastings.com
`philipou@paulhastings.com
`josephrumpler@paulhastings.com
`
`Elizabeth L. Brann
`PAUL HASTINGS LLP
`4747 Executive Drive, 12th Floor
`San Diego, CA 92121
`(858) 458-3000
`elizabethbrann@paulhastings.com
`
`Soyoung Jung
`PAUL HASTINGS LLP
`515 S. Flower Street, 25th Floor
`Los Angeles, CA 90071
`(213) 683-6000
`soyoungjung@paulhastings.com
`
`
`
`Respectfully submitted,
`
` /s/ Adam W. Poff
`YOUNG CONAWAY STARGATT &
`TAYLOR, LLP
`Adam W. Poff (No. 3990)
`Pilar G. Kraman (No. 5199)
`Rodney Square
`1000 North King Street
`Wilmington, DE 19801
`(302) 571-6600
`apoff@ycst.com
`pkraman@ycst.com
`
`Attorneys for Defendants Samsung Electronics
`Co., Ltd., Samsung Semiconductor, Inc.,
`Samsung Electronics America, Inc., and
`Samsung Austin Semiconductor, LLC
`
`-3-
`
`

`

`Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 4 of 24 PageID #: 28045
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`
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`
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`CERTIFICATE OF SERVICE
`
`I, Adam W. Poff, hereby certify that on April 13, 2022, I caused to be electronically filed
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`a true and correct copy of the foregoing document with the Clerk of the Court using CM/ECF,
`
`which will send notification that such filing is available for viewing and downloading to the
`
`following counsel of record:
`
`Joseph J. Farnan, Jr.
`Brian E. Farnan
`Michael J. Farnan
`Farnan Law LLP
`919 North Market Street, 12th Floor
`Wilmington, DE 19801
`farnan@farnanlaw.com
`bfarnan@farnanlaw.com
`mfarnan@farnanlaw.com
`
`John M. Hughes
`Nosson D. Knobloch
`Katherine L.I. Hacker
`Daniel C. Taylor
`Bartlit Beck LLP
`1801 Wewatta Street, Suite 1200
`Denver, CO 80202
`john.hughes@bartlitbeck.com
`nosson.knobloch@bartlitbeck.com
`kat.hacker@bartlitbeck.com
`dan.taylor@bartlitbeck.com
`
`Matthew R. Ford
`Bartlit Beck LLP
`54 W. Hubbard Street, Suite 300
`Chicago, IL 60654
`matthew.ford@bartlitbeck.com
`
`Adam K. Mortara
`Bartlit Beck LLP
`125 South Wacker Dr., Suite 300
`Chicago, IL 60606
`adam@mortaralaw.com
`
`Attorneys for Plaintiff Elm 3DS Innovations, LLC.
`
`
`-4-
`
`

`

`Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 5 of 24 PageID #: 28046
`
`
`
`
`
`YOUNG CONAWAY STARGATT &
`TAYLOR, LLP
`
`
`/s/ Adam W. Poff
`Adam W. Poff (No. 3990)
`Pilar G. Kraman (No. 5199)
`YOUNG CONAWAY STARGATT &
`TAYLOR, LLP
`Rodney Square
`1000 North King Street
`Wilmington, DE 19801
`(302) 571-6600
`apoff@ycst.com
`pkraman@ycst.com
`
`Attorneys for Defendants Samsung Electronics Co.,
`Ltd., Samsung Semiconductor, Inc., Samsung
`Electronics America, Inc., and Samsung Austin
`Semiconductor, LLC
`
`
`
`
`
`
`
`
`
`
`
`-5-
`
`

`

`Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 6 of 24 PageID #: 28047
`
`AO 88A (Rev. (cid:20)(cid:21)/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action
`
`UNITED STATES DISTRICT COURT
`for the
` District of Delaware
`__________ District of __________
`
`Civil Action No.
`
`14-cv-01430-CJB
`
`))))))
`
`Elm 3DS Innovations, LLC
`Plaintiff
`v.
`Samsung Electronics Co., Ltd., et al.
`
`Defendant
`
`SUBPOENA TO TESTIFY AT A DEPOSITION IN A CIVIL ACTION
`
`To:
`
`Jimmy Lu
`45 Anzavista Ave, San Francisco, CA 94115
`(Name of person to whom this subpoena is directed)
`✔
`(cid:117) (cid:55)(cid:72)(cid:86)(cid:87)(cid:76)(cid:80)(cid:82)(cid:81)(cid:92)(cid:29)(cid:3)(cid:3)(cid:60)(cid:50)(cid:56)(cid:3)(cid:36)(cid:53)(cid:40)(cid:3)(cid:38)(cid:50)(cid:48)(cid:48)(cid:36)(cid:49)(cid:39)(cid:40)(cid:39)(cid:3)(cid:87)(cid:82)(cid:3)(cid:68)(cid:83)(cid:83)(cid:72)(cid:68)(cid:85)(cid:3)(cid:68)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:87)(cid:76)(cid:80)(cid:72)(cid:15)(cid:3)(cid:71)(cid:68)(cid:87)(cid:72)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:83)(cid:79)(cid:68)(cid:70)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:69)(cid:72)(cid:79)(cid:82)(cid:90)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:68)(cid:87)(cid:3)(cid:68)(cid:3)
`(cid:71)(cid:72)(cid:83)(cid:82)(cid:86)(cid:76)(cid:87)(cid:76)(cid:82)(cid:81)(cid:3)(cid:87)(cid:82)(cid:3)(cid:69)(cid:72)(cid:3)(cid:87)(cid:68)(cid:78)(cid:72)(cid:81)(cid:3)(cid:76)(cid:81)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:70)(cid:76)(cid:89)(cid:76)(cid:79)(cid:3)(cid:68)(cid:70)(cid:87)(cid:76)(cid:82)(cid:81)(cid:17)(cid:3)(cid:44)(cid:73)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:68)(cid:85)(cid:72)(cid:3)(cid:68)(cid:81)(cid:3)(cid:82)(cid:85)(cid:74)(cid:68)(cid:81)(cid:76)(cid:93)(cid:68)(cid:87)(cid:76)(cid:82)(cid:81)(cid:15)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:83)(cid:85)(cid:82)(cid:80)(cid:83)(cid:87)(cid:79)(cid:92)(cid:3)(cid:70)(cid:82)(cid:81)(cid:73)(cid:72)(cid:85)(cid:3)(cid:76)(cid:81)(cid:3)(cid:74)(cid:82)(cid:82)(cid:71)(cid:3)(cid:73)(cid:68)(cid:76)(cid:87)(cid:75)(cid:3)(cid:90)(cid:76)(cid:87)(cid:75)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)
`(cid:83)(cid:68)(cid:85)(cid:87)(cid:92)(cid:3)(cid:86)(cid:72)(cid:85)(cid:89)(cid:76)(cid:81)(cid:74)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:86)(cid:88)(cid:69)(cid:83)(cid:82)(cid:72)(cid:81)(cid:68)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:73)(cid:82)(cid:79)(cid:79)(cid:82)(cid:90)(cid:76)(cid:81)(cid:74)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:87)(cid:75)(cid:82)(cid:86)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:76)(cid:81)(cid:3)(cid:68)(cid:81)(cid:3)(cid:68)(cid:87)(cid:87)(cid:68)(cid:70)(cid:75)(cid:80)(cid:72)(cid:81)(cid:87)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:81)(cid:72)(cid:3)
`(cid:82)(cid:85)(cid:3)(cid:80)(cid:82)(cid:85)(cid:72)(cid:3)(cid:82)(cid:73)(cid:73)(cid:76)(cid:70)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:71)(cid:76)(cid:85)(cid:72)(cid:70)(cid:87)(cid:82)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:80)(cid:68)(cid:81)(cid:68)(cid:74)(cid:76)(cid:81)(cid:74)(cid:3)(cid:68)(cid:74)(cid:72)(cid:81)(cid:87)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:87)(cid:75)(cid:72)(cid:85)(cid:3)(cid:83)(cid:72)(cid:85)(cid:86)(cid:82)(cid:81)(cid:86)(cid:3)(cid:90)(cid:75)(cid:82)(cid:3)(cid:70)(cid:82)(cid:81)(cid:86)(cid:72)(cid:81)(cid:87)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:82)(cid:81)(cid:3)(cid:92)(cid:82)(cid:88)(cid:85)(cid:3)(cid:69)(cid:72)(cid:75)(cid:68)(cid:79)(cid:73)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)
`(cid:87)(cid:75)(cid:72)(cid:86)(cid:72)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:29)
`See Exhibit B.
`
`Place:
`
`Paul Hastings LLP
`101 California Street, 48th Floor
`San Francisco, CA 94111
`
`Date and Time:
`
`05/04/2022 9:00 am
`
`The deposition will be recorded by this method:
`
`Videographically and stenographically
`
`✔
`(cid:117) Production: You, or your representatives, must also bring with you to the deposition the following documents,
`electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the
`material:
`
`See Exhibit A.
`All documents and things must be produced and/or made available for inspection by April 27, 2022.
`
`The following provisions of Fed. R. Civ. P. 45 are attached – Rule 45(c), relating to the place of compliance;
`Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and (g), relating to your duty to
`respond to this subpoena and the potential consequences of not doing so.
`
`Date:
`
`04/13/2022
`
`CLERK OF COURT
`
`Signature of Clerk or Deputy Clerk
`
`OR
`
`/s/ Soyoung Jung
`Attorney’s signature
`
`Defendants
`The name, address, e-mail address, and telephone number of the attorney representing (name of party)
`Samsung Electronics Co., Ltd., et al.
`, who issues or requests this subpoena, are:
`Soyoung Jung, Paul Hastings LLP, 515 S Flower St, 25th Fl, Los Angeles, CA 90071, soyoungjung@paulhastings.com
`
`(cid:11)(cid:21)(cid:20)(cid:22)(cid:12)(cid:3)(cid:25)(cid:27)(cid:22)(cid:16)(cid:25)(cid:21)(cid:20)(cid:20)
`Notice to the person who issues or requests this subpoena
`If this subpoena commands the production of documents, electronically stored information, or tangible things before
`trial, a notice and a copy of the subpoena must be served on each party in this case before it is served on the person to
`whom it is directed. Fed. R. Civ. P. 45(a)(4).
`
`

`

`Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 7 of 24 PageID #: 28048
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`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 2)
`
`Civil Action No.
`
`14-cv-01430-CJB
`
`PROOF OF SERVICE
`(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)
`
`I received this subpoena for (name of individual and title, if any)
`.
`
`on (date)
`
`(cid:117) I served the subpoena by delivering a copy to the named individual as follows:
`
`(cid:117) I returned the subpoena unexecuted because:
`
`on (date)
`
`; or
`
`Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also
`tendered to the witness the fees for one day’s attendance, and the mileage allowed by law, in the amount of
`$
`.
`
`My fees are $
`
`for travel and $
`
`for services, for a total of $
`
`0.00
`
`.
`
`.
`
`I declare under penalty of perjury that this information is true.
`
`Date:
`
`Additional information regarding attempted service, etc.:
`
`Server’s signature
`
`Printed name and title
`
`Server’s address
`
`

`

`Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 8 of 24 PageID #: 28049
`
`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 3)
`Federal Rule of Civil Procedure 45 (c), (d), (e), and (g) (Effective 12/1/13)
`(i) disclosing a trade secret or other confidential research, development,
`or commercial information; or
`(ii) disclosing an unretained expert’s opinion or information that does
`not describe specific occurrences in dispute and results from the expert’s
`study that was not requested by a party.
`(C) Specifying Conditions as an Alternative. In the circumstances
`described in Rule 45(d)(3)(B), the court may, instead of quashing or
`modifying a subpoena, order appearance or production under specified
`conditions if the serving party:
`(i) shows a substantial need for the testimony or material that cannot be
`otherwise met without undue hardship; and
`(ii) ensures that the subpoenaed person will be reasonably compensated.
`
`(c) Place of Compliance.
`
`(1) For a Trial, Hearing, or Deposition. A subpoena may command a
`person to attend a trial, hearing, or deposition only as follows:
`(A) within 100 miles of where the person resides, is employed, or
`regularly transacts business in person; or
`(B) within the state where the person resides, is employed, or regularly
`transacts business in person, if the person
`(i) is a party or a party’s officer; or
`(ii) is commanded to attend a trial and would not incur substantial
`expense.
`
`(2) For Other Discovery. A subpoena may command:
`(A) production of documents, electronically stored information, or
`tangible things at a place within 100 miles of where the person resides, is
`employed, or regularly transacts business in person; and
`(B) inspection of premises at the premises to be inspected.
`
`(d) Protecting a Person Subject to a Subpoena; Enforcement.
`
`(1) Avoiding Undue Burden or Expense; Sanctions. A party or attorney
`responsible for issuing and serving a subpoena must take reasonable steps
`to avoid imposing undue burden or expense on a person subject to the
`subpoena. The court for the district where compliance is required must
`enforce this duty and impose an appropriate sanction—which may include
`lost earnings and reasonable attorney’s fees—on a party or attorney who
`fails to comply.
`
`(2) Command to Produce Materials or Permit Inspection.
`(A) Appearance Not Required. A person commanded to produce
`documents, electronically stored information, or tangible things, or to
`permit the inspection of premises, need not appear in person at the place of
`production or inspection unless also commanded to appear for a deposition,
`hearing, or trial.
`(B) Objections. A person commanded to produce documents or tangible
`things or to permit inspection may serve on the party or attorney designated
`in the subpoena a written objection to inspecting, copying, testing, or
`sampling any or all of the materials or to inspecting the premises—or to
`producing electronically stored information in the form or forms requested.
`The objection must be served before the earlier of the time specified for
`compliance or 14 days after the subpoena is served. If an objection is made,
`the following rules apply:
`(i) At any time, on notice to the commanded person, the serving party
`may move the court for the district where compliance is required for an
`order compelling production or inspection.
`(ii) These acts may be required only as directed in the order, and the
`order must protect a person who is neither a party nor a party’s officer from
`significant expense resulting from compliance.
`
`(3) Quashing or Modifying a Subpoena.
`
`(A) When Required. On timely motion, the court for the district where
`compliance is required must quash or modify a subpoena that:
`
`(i) fails to allow a reasonable time to comply;
`(ii) requires a person to comply beyond the geographical limits
`specified in Rule 45(c);
`(iii) requires disclosure of privileged or other protected matter, if no
`exception or waiver applies; or
`(iv) subjects a person to undue burden.
`(B) When Permitted. To protect a person subject to or affected by a
`subpoena, the court for the district where compliance is required may, on
`motion, quash or modify the subpoena if it requires:
`
`(e) Duties in Responding to a Subpoena.
`
`(1) Producing Documents or Electronically Stored Information. These
`procedures apply to producing documents or electronically stored
`information:
`(A) Documents. A person responding to a subpoena to produce documents
`must produce them as they are kept in the ordinary course of business or
`must organize and label them to correspond to the categories in the demand.
`(B) Form for Producing Electronically Stored Information Not Specified.
`If a subpoena does not specify a form for producing electronically stored
`information, the person responding must produce it in a form or forms in
`which it is ordinarily maintained or in a reasonably usable form or forms.
`(C) Electronically Stored Information Produced in Only One Form. The
`person responding need not produce the same electronically stored
`information in more than one form.
`(D) Inaccessible Electronically Stored Information. The person
`responding need not provide discovery of electronically stored information
`from sources that the person identifies as not reasonably accessible because
`of undue burden or cost. On motion to compel discovery or for a protective
`order, the person responding must show that the information is not
`reasonably accessible because of undue burden or cost. If that showing is
`made, the court may nonetheless order discovery from such sources if the
`requesting party shows good cause, considering the limitations of Rule
`26(b)(2)(C). The court may specify conditions for the discovery.
`
`(2) Claiming Privilege or Protection.
`(A) Information Withheld. A person withholding subpoenaed information
`under a claim that it is privileged or subject to protection as trial-preparation
`material must:
`(i) expressly make the claim; and
`(ii) describe the nature of the withheld documents, communications, or
`tangible things in a manner that, without revealing information itself
`privileged or protected, will enable the parties to assess the claim.
`(B) Information Produced. If information produced in response to a
`subpoena is subject to a claim of privilege or of protection as
`trial-preparation material, the person making the claim may notify any party
`that received the information of the claim and the basis for it. After being
`notified, a party must promptly return, sequester, or destroy the specified
`information and any copies it has; must not use or disclose the information
`until the claim is resolved; must take reasonable steps to retrieve the
`information if the party disclosed it before being notified; and may promptly
`present the information under seal to the court for the district where
`compliance is required for a determination of the claim. The person who
`produced the information must preserve the information until the claim is
`resolved.
`
`(g) Contempt.
`The court for the district where compliance is required—and also, after a
`motion is transferred, the issuing court—may hold in contempt a person
`who, having been served, fails without adequate excuse to obey the
`subpoena or an order related to it.
`
`For access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013).
`
`

`

`Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 9 of 24 PageID #: 28050
`
`EXHIBIT A
`
`DEFINITIONS
`
`The following definitions are applicable to terms employed in this Notice:
`1.
`“Patent-at-Issue” and “Patents-at-Issue” shall mean United States Patent Nos.
`7,193,239; 7,474,004; 7,504,732; 8,035,233; 8,410,617; 8,629,542; 8,653,672; 8,791,581;
`8,796,862; 8,841,778; 8,907,499; 8,928,119; and 8,933,570.
`2.
`“Related Patent” and “Related Patents” shall include, whether or not abandoned
`and whether or not issued, (a) any patent or patent application that claims priority to the Patents-
`at-Issue, (b) any patent or patent application that claims priority from any patent or patent
`application to which the Patents-at-Issue claims priority, (c) any patent or patent application on
`which the Patents-at-Issue depends for priority, (d) any patent or patent application identified in
`the Related U.S. Application Data for the Patents-at-Issue, (e) any patent or patent application
`that claims priority from any patent or patent application identified in the Related U.S.
`Application Data for any of the Patents-at-Issue, (f) any reissue or reexamination of any of the
`aforementioned patents or patent applications, and (g) any foreign counterpart patent or foreign
`counterpart application of any of the aforementioned patents or patent applications (a foreign
`counterpart patent and foreign counterpart application shall include any foreign patent or foreign
`patent application in which a claim for priority has been made in either a U.S. application or a
`foreign application based on the other, or that the disclosures of the U.S. and foreign patent
`applications are substantively identical).
`3.
`“Prior Owner” and “Prior Owners” shall mean all of the persons and entities with
`a prior ownership or financial interest in any of the Patents-at-Issue or Related Patents.
`4.
`“You” shall mean Jimmy Lu and any person or entity acting or purporting to act
`on his behalf.
`5.
`The term “Epicenter” shall mean and include Epicenter IP Group LLC and all
`related entities, parents, subsidiaries (either wholly or partly-owned) or divisions, any entity
`under its control, any proprietorship, joint venture, partnership or other business cooperation in
`
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`which it is involved, and any predecessor or successor entities and any of its officers, directors,
`agents, attorneys, consultants, employees, and any other persons acting, or purporting to act for
`or on its behalf.
`6.
`The terms “Defendants” refer to Samsung Electronics Co., Ltd., Samsung
`Semiconductor, Inc., Samsung Electronics America, Inc., and Samsung Austin Semiconductor,
`LLC (collectively, “Samsung”) and their officers, directors, employees, agents, representatives,
`attorneys, affiliates, successors, and assigns, and to persons and entities acting or purporting, to
`act on behalf of Samsung.
`7.
`The terms “Elm” and “Elm 3DS” refer to Elm 3DS Innovations LLC and its
`employees, agents, representatives, attorneys, affiliates, predecessors, successors, and assigns,
`and to persons and entities acting or purporting to act on behalf of Elm 3DS Innovations LLC,
`including, but not limited to Elm Technology Corporation and Glenn J. Leedy.
`8.
`The term “person,” unless otherwise specified, means any natural person, firm,
`partnership, association, corporation, business, proprietorship, government or quasi-
`governmental body, agency or commission, or any other organization or entity.
`9.
`The term “Acer” shall mean and include Acer America Corporation, Acer Inc.,
`Acer Technology Ventures America, LLC, iD Ventures America, Acer Semiconductor Group
`(including Acer Semiconductor Manufacturing Inc.), and all related entities, parents,
`subsidiaries (either wholly or partly owned) or divisions, any entity under its control, any
`proprietorship, joint venture, partnership or other business cooperation in which it is involved,
`and any predecessor or successor entities and any of its officers, directors, agents, attorneys,
`consultants, employees, and any other persons acting, or purporting to act for or on its behalf.
`
`10.
`The term “document(s)” shall have the broadest possible meaning allowed by
`Rule 34(a) of the Federal Rules of Civil Procedure, and includes (without limitation) any writing
`of any kind, including originals and all non-identical copies (whether different from the original
`by reason of any notation made on such copies or otherwise). The term “document(s)” shall
`include electronically stored information and shall also include, without limitation, the following
`
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`

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`items, whether printed or reproduced by any process, or written or produced by hand or stored
`in computer memory, magnetic or hard disk or other data storage medium, and whether or not
`claimed to be privileged, confidential or otherwise excludable from discovery, namely, notes,
`letters, correspondence, communications, telegrams, memoranda, summaries or records of
`telephone conversations, summaries or records of personal conversations or meetings, diaries,
`reports, laboratory and research reports and notebooks, recorded experiments, charts, plans,
`drawings, diagrams, schematic diagrams, HDL, Verilog, or other computer code, illustrations,
`product descriptions, product analyses, requests for proposals, documents related to proposed or
`actual product improvements or changes, users manuals or guides, installation guides or
`manuals, technical descriptions or specifications, product repair manuals or guides, photographs,
`video images, software flow charts or descriptions or specifications, product functional
`descriptions or specifications, minutes or records of meetings, summaries of interviews, reports,
`or investigations, opinions or reports of consultants, reports of patent searches, patent appraisals,
`opinions of counsel, agreements, reports or summaries of negotiations, brochures, pamphlets,
`advertisements, circulars, trade letters, press releases, drafts of documents, and all other
`materials fixed in a tangible medium of whatever kind known to You or in Your possession,
`custody, or control.
`
`11.
`The term “communication(s)” shall mean the transmittal of information, in any
`form, by any means, and includes, without limitation, any transfer of information, ideas,
`opinions, or thoughts by any means, written, oral, or otherwise, at any time or place under any
`circumstances, and any documents incorporating, summarizing or describing the contents of the
`transmission, meetings and discussions, telephone conversations, electronic communications,
`telegraphic communication or any document containing a recording, transcription, summary or
`description or identifying the time, place, subject matter, medium of transmission and/or
`participants in the transmission. The definition is not limited to transfers between persons, but
`also includes other transfers, such as records and memoranda to file; any written letter,
`memorandum, or other document that was sent by one or more individuals to another or others;
`
`-3-
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`

`

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`any telephone call between one or more individuals and another or others, whether such call was
`by chance or prearranged or not, formal or informal; and any conversation or meeting between
`one or more individuals and another, whether such contact was by chance or prearranged or not,
`formal or informal.
`
`12.
`The terms “relating,” “related” or “relates” shall mean concerning, referring,
`describing, evidencing, or constituting the referenced subject matter, to the extent that such
`material is reasonably calculated to lead to the discovery of admissible evidence.
`
`13.
`The words “and,” “or,” and “and/or” shall be construed conjunctively or
`disjunctively, whichever maximizes the scope of each discovery request in which they are used.
`
`14.
`
`The terms “all,” “any,” and “each” encompass “any and all.”
`
`INSTRUCTIONS
`
`1.
`You are to search all documents within your possession, custody, or control,
`wherever located, including but not limited to any documents placed in storage facilities or in
`the possession of any employee, agent, representative, attorney, investigator, or other person
`acting or purporting to act on your behalf, in order to fully respond to the requests herein.
`2.
`If you do not produce each document or thing requested herein as they are kept
`in the usual course of business, you must organize and label the documents or things produced
`to correspond with the particular document request to which the document or thing is responsive.
`3.
`You are to produce all documents that are responsive in whole or in part to any
`of the requests herein in full, without abridgement or abbreviation. If any such documents cannot
`be produced in full, produce the document to the extent possible and indicate in your written
`response what portion of the document is not produced and why it could not be produced.
`4.
`If any of the documents requested herein are no longer in your possession, custody
`or control, you are requested to identify each such requested document by date, type of document,
`person(s) from whom sent, person(s) to whom sent, and person(s) receiving copies, and to provide
`a summary of its pertinent contents.
`
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`

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`5.
`If any document responsive to these requests has been destroyed, describe the
`content of such document, the location of any copies of such document, the date of such destruction
`and the name of the person who ordered or authorized such destruction.
`6.
`If the production of any documents responsive to these requests is objected to on
`the ground of privilege or work product, or for any other reason, with respect to each such
`document state:
`a.
`
`the date appearing on such document, or if no date appears, the date on
`which such document was prepared;
`the name of each person to whom such document was addressed;
`the name of each person, other than the addressee(s) identified in
`subparagraph (b) above, to whom such document or copy thereof as sent,
`or with whom such document was discussed;
`the name of each person who signed such document or, if not signed, the
`name of each person who prepared it;
`the name of each person making any contribution to the authorship of
`such document;
`the job title or position of each person identified in subparagraph (b), (c),
`(d) and (e) above;
`the date such document was received or discussed by each person
`identified in subparagraphs (b) or (c) above;
`the general nature or description of such document and its number of
`pages; and
`the specific ground(s) upon which the privilege or work product rests.
`
`b.
`c.
`
`d.
`
`e.
`
`f.
`
`g.
`
`h.
`
`i.
`
`-5-
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`

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`
`
`
`DOCUMENTS TO BE PROVIDED PURSUANT TO FED. R. CIV. P. 45
`
`
`REQUEST FOR PRODUCTION NO. 1:
`All documents and communications between you, Ronald Chwang or anyone else at
`Acer, and any of Glenn Leedy, Elm, Ron Epstein, Epicenter, DRI Research, Inc., and/or
`IPotential LLC.
`REQUEST FOR PRODUCTION NO. 2:
`All emails between Ronald Chwang or anyone else at Acer, and any of Glenn Leedy, Elm,
`Ron Epstein, Epicenter, DRI Research, Inc., and/or IPotential LLC, on which you were copied
`(“cc’d”) or blind-copied (“bcc’d”).
`REQUEST FOR PRODUCTION NO. 3:
`All documents and communications reflecting any meetings, conferences or discussions
`between you, Ronald Chwang or anyone else at Acer, and any of Glenn Leedy, Elm, Ron
`Epstein, Epicenter, DRI Research, Inc., and/or IPotential LLC.
`REQUEST FOR PRODUCTION NO. 4:
`All documents and communications relating to any of Glenn Leedy, Elm, Ron Epstein,
`Epicenter, DRI Research, Inc., IPotential LLC, and/or any patent or patent application with Glenn
`Leedy as a named inventor.
`REQUEST FOR PRODUCTION NO. 5:
`All documents and communications relating to any agreement, contract, or license
`between Acer and any of Glenn Leedy, Elm, Ron Epstein, Epicenter, DRI Research, Inc., and/or
`IPotential LLC.
`REQUEST FOR PRODUCTION NO. 6:
`All documents and communications relating to any agreement, contract, or license
`between you, Ronald Chwang or anyone else at Acer, and any of Glenn Leedy, Elm, Ron
`Epstein, Epicenter, DRI Research, Inc., and/or IPotential LLC.
`
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`
`

`

`Case 1:14-cv-01430-CJB Document 496 Filed 04/13/22 Page 15 of 24 PageID #: 28056
`
`
`
`REQUEST FOR PRODUCTION NO. 7:
`All documents and communications relating to any agreement, contract, or license
`relating to any patent or patent application with Glenn Leedy as a named inventor.
`REQUEST FOR PRODUCTION NO. 8:
`All document