throbber
Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 1 of 24 PageID #: 21427
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`
`
`
`
`
`
`C.A. NO. 14-01430-LPS-CJB
`
`JURY TRIAL DEMANDED
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`V.
`
`ELM 3DS INNOVATIONS, LLC,
`
`
`
`PLAINTIFF,
`
`
`
`SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG SEMICONDUCTOR, INC.,
`SAMSUNG ELECTRONICS AMERICA, INC.,
`AND SAMSUNG AUSTIN
`SEMICONDUCTOR, LLC,
`
`
`
`DEFENDANTS.
`
`
`
`
`SAMSUNG’S NOTICE OF RULE 30(b)(6) DEPOSITION OF ELM
`
`To: Elm 3DS Innovations, LLC, by and through its counsel of record:
`
`PLEASE TAKE NOTICE that pursuant to Federal Rule of Civil Procedure 30(b)(6),
`
`Defendants Samsung Electronics Co., Ltd., Samsung Semiconductor Inc., Samsung Austin
`
`Semiconductor LLC, and Samsung Electronics America, Inc. (together, “Samsung”) will take the
`
`videotaped deposition of Plaintiff Elm 3DS Corp. (“Elm”) at a mutually-agreed upon time and
`
`date at the offices of Paul Hastings LLP, 875 15th Street, N.W. Washington, D.C. 20005.
`
`The deposition will continue from day-to-day until completed or unless otherwise
`
`ordered by the Court or by agreement of the parties. The deposition will be stenographically
`
`recorded utilizing real-time reporting and will be taken before a person authorized to administer
`
`oaths in the place where the deposition is taken. The deposition will be videotaped.
`
`Pursuant to Federal Rule of Civil Procedure 30(b)(6), Elm shall designate one or more
`
`officers, directors, agents, employees, or other persons to testify on its behalf with respect to the
`
`topics set forth in Attachment A attached hereto.
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 2 of 24 PageID #: 21428
`
`
`ATTACHMENT A
`
`DEFINITIONS
`
`1.
`
`If Elm requires clarification of a Definition of any term to comply with this
`
`notice, please contact undersigned counsel and request such clarification of Definition.
`
`2.
`
`Notwithstanding any definition set forth below, each word, term, or phrase used
`
`in these Topics is intended to have the broadest meaning permitted under the Federal Rules of
`
`Civil Procedure. In these Topics, the following terms are to be given their ascribed definitions:
`
`3.
`
`“Elm,” “Plaintiff,” “You,” or “Your” means Elm 3DS Innovations, LLC (and/or
`
`Glenn Leedy’s trust) and all of its subsidiaries, parent companies, holding companies, divisions,
`
`subdivisions, components, units, partnerships, limited partnerships, joint ventures, associations,
`
`affiliates, and trusts; all predecessors, successors, assigns, and trusts of each of the foregoing; all
`
`past and present officers, employees, directors, agents, consultants, representatives, attorneys,
`
`trustees, trustors, owners, members, shareholders, and interest holders of each of the foregoing;
`
`and all other Persons acting or purporting to act for, on behalf of, or in the interest of Elm.
`
`4.
`
`“Defendants” means Samsung Electronics Co., Ltd., Samsung Semiconductor
`
`Inc., Samsung Austin Semiconductor LLC, and Samsung Electronics America, Inc., and all of
`
`their subsidiaries, parent companies, holding companies, divisions, subdivisions, components,
`
`units, partnerships, limited partnerships, joint ventures, associations, and affiliates; all
`
`predecessors, successors, and assigns of each of the foregoing; all past and present officers,
`
`employees, directors, agents, consultants, representatives, and attorneys of each of the foregoing;
`
`and all other Persons acting or purporting to act for, on behalf of, or in the interest of Defendants.
`
`5.
`
`The phrase “third party” shall mean and include any person or persons other than
`
`Defendants and Plaintiff.
`
`3
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 3 of 24 PageID #: 21429
`
`
`6.
`
`“Patents-in-Suit” and “Asserted Patents” currently refer to U.S. Patent Nos.
`
`7,193,239; 7,474,004; 7,504,732; 8,410,617; 8,629,542; 8,653,672; 8,791,581; 8,796,862;
`
`8,841,778; 8,907,499; 8,928,119; and 8,933,570. If Elm amends its Complaint to include
`
`infringement counts as to additional asserted patent(s), the terms “Patent-in-Suit” and “Asserted
`
`Patents” shall also encompass the later-asserted patent(s) and Elm’s duty to serve supplemental
`
`Documents in accordance with Rule 26(e) of the Federal Rules of Civil Procedure.
`
`7.
`
`The term “Asserted Claim(s)” shall mean any claim or claims of the Patents-in-
`
`Suit that Plaintiff contends is infringed by Defendants.
`
`8.
`
`The terms “Lawsuit,” “Action,” “Case,” or “Proceeding” refer to the above
`
`captioned litigation, Elm 3DS Innovations, LLC vs. Samsung Electronics Co., Ltd., et al., Case
`
`No. 14-cv-1430-LPS (D. Del.).
`
`9.
`
`The term “Related Litigation” means any lawsuit, interference, arbitration,
`
`mediation, opposition proceeding, or any other dispute or adversarial proceeding involving any
`
`Patent-in-Suit or any Related Patent, including any foreign counterparts.
`
`10.
`
`The term “Accused Products” means any of Defendants’ products that Plaintiff
`
`contends infringes any Asserted Claim.
`
`11.
`
`The term “Prior Assignee” means any entity (including its predecessors (merged,
`
`acquired, or otherwise), successors, subsidiaries, parents) who previously was assigned or held
`
`rights in any of the Patents-in-Suit or Related Patents.
`
`12.
`
`“People” and “Person” shall include any natural individual, business, corporation,
`
`independent establishment, firm, partnership, joint venture, trust, other business organization;
`
`and any charitable, religious, educational, governmental, legal or other institution, foundation,
`
`body, organization, or entity. The terms include any and all of that Person’s predecessors,
`
`4
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 4 of 24 PageID #: 21430
`
`
`successors, assigns, Personal representatives, agents, attorneys, trustees, trustors, and heirs
`
`whether by operation of law or otherwise. Unless otherwise stated, the terms also include any
`
`employee, agent, or representative of any of the foregoing and any other individual or entity
`
`mentioned in these instructions and definitions.
`
`13.
`
`“Prior Art” means any and all knowledge or learning, or any evidence thereof,
`
`that existed prior to the filing date of a Patent-in-Suit, and that relates to (a) the Patents-in-Suit or
`
`any application or patent related to the Patents-in-Suit, (b) the subject matter disclosed in the
`
`Patents-in-Suit or any application or patent related to the Patents-in-Suit, (c) any product, system,
`
`or method referenced in the Patents-in-Suit or any application or patent related to the Patents-in-
`
`Suit, or (d) any product, system, or method that allegedly infringed or infringes any claim of the
`
`Patents-in-Suit. “Prior Art” may take any form, including, without limitation, Documents,
`
`articles, publications, presentation materials, pamphlets, products, product-related Documents,
`
`manuals, marketing materials, educational materials, public uses, physical specimens,
`
`prototypes, contracts, sales, offers to sell, and United States and foreign patents and patent
`
`applications.
`
`14.
`
`“Related Patent” or “patent related to” means any patent that issued from any
`
`application, in any country, that: (a) is a parent, child, or ancestral application related in any way
`
`to a given patent; (b) is a continuation application, continuation-in-part application, divisional
`
`application,
`
`file-wrapper continuation,
`
`reexamination,
`
`reissue application, provisional
`
`application, or abandoned application of a given patent or the application that led to a given
`
`patent; (d) is the basis for a claim of priority in whole or in part (including claims of benefit
`
`under 35 U.S.C. §§ 119(e) or 120) for a given patent; or (e) shares subject matter with a given
`
`patent.
`
`5
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 5 of 24 PageID #: 21431
`
`
`15.
`
`“Related Patent Application” or “application related to” means any patent
`
`application, filed in any country, that: (a) is a parent, child, or ancestral application related in any
`
`way to a given application; (b) is a continuation application, continuation-in-part application,
`
`divisional application, file-wrapper continuation, reexamination, reissue application, provisional
`
`application, or abandoned application of a given application; (c) claims priority in whole or in
`
`part from a given application; (d) is the basis for a claim of priority in whole or in part (including
`
`claims of benefit under 35 U.S.C. §§ 119(e) or 120) for a given application; or (e) shares subject
`
`matter with a given application.
`
`16.
`
`The term “Complaint(s)” as used herein encompasses the complaint(s) filed by
`
`Elm in the Cases in the United States District Court for the District of Delaware against
`
`Defendants.
`
`17.
`
`“Date” or “day” means the exact day, month, and year, if ascertainable, or if not,
`
`the best available approximation (including a relationship to other events).
`
`18.
`
`“Document(s)” shall have the broadest possible meaning allowed by Rule 34(a) of
`
`the Federal Rules of Civil Procedure, and includes (without limitation) any writing of any kind,
`
`including originals and all non-identical copies (whether different from the original by reason of
`
`any notation made on such copies or otherwise). The term “document(s)” shall include
`
`electronically stored information and shall also include, without limitation, the following items,
`
`whether printed or reproduced by any process, or written or produced by hand or stored in
`
`computer memory, magnetic or hard disk or other data storage medium, and whether or not
`
`claimed to be privileged, confidential or otherwise excludable from discovery, namely, notes,
`
`letters, correspondence, communications, telegrams, memoranda, summaries or records of
`
`telephone conversations, summaries or records of personal conversations or meetings, diaries,
`
`6
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 6 of 24 PageID #: 21432
`
`
`reports, laboratory and research reports and notebooks, recorded experiments, charts, plans,
`
`drawings, diagrams, schematic diagrams, HDL, Verilog, or other computer code, illustrations,
`
`product descriptions, product analyses, requests for proposals, documents related to proposed or
`
`actual product improvements or changes, users manuals or guides, installation guides or
`
`manuals, technical descriptions or specifications, product repair manuals or guides, photographs,
`
`video images, software flow charts or descriptions or specifications, product functional
`
`descriptions or specifications, minutes or records of meetings, summaries of interviews, reports,
`
`or investigations, opinions or reports of consultants, reports of patent searches, patent appraisals,
`
`opinions of counsel, agreements, reports or summaries of negotiations, brochures, pamphlets,
`
`advertisements, circulars, trade letters, press releases, drafts of documents, and all other materials
`
`fixed in a tangible medium of whatever kind known to You or in Your possession, custody, or
`
`control.
`
`19.
`
`The term “Communication(s)” shall mean the transmittal of information, in any
`
`form, by any means, and includes, without limitation, any transfer of information, ideas,
`
`opinions, or thoughts by any means, written, oral, or otherwise, at any time or place under any
`
`circumstances, and any documents incorporating, summarizing or describing the contents of the
`
`transmission, meetings and discussions, telephone conversations, electronic communications,
`
`telegraphic communication or any document containing a recording, transcription, summary or
`
`description or identifying the time, place, subject matter, medium of transmission and/or
`
`participants in the transmission. The definition is not limited to transfers between persons, but
`
`also includes other transfers, such as records and memoranda to file; any written letter,
`
`memorandum, or other document that was sent by one or more individuals to another or others;
`
`any telephone call between one or more individuals and another or others, whether such call was
`
`7
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 7 of 24 PageID #: 21433
`
`
`by chance or prearranged or not, formal or informal; and any conversation or meeting between
`
`one or more individuals and another, whether such contact was by chance or prearranged or not,
`
`formal or informal.
`
`20.
`
`21.
`
`The term “Thing(s)” means any tangible item that is not a Document.
`
`Construe “and” and “or” conjunctively and disjunctively so as to achieve the
`
`broadest possible meaning.
`
`22.
`
`23.
`
`The terms “all,” “any,” and “each” encompass “any and all.”
`
`“Including” means “including, but not limited to,” or “including, without
`
`limitation,” so that the Request for Production shall acquire the broadest possible meaning.
`
`Likewise, “includes” means “includes, but is not limited to,” or “includes, without limitation.”
`
`24.
`
`“Concerning,” “referred to,” “referring to,” “refer to,” “related to,” “relating to,”
`
`or “relate to,” means, without limitation, assessing, comprising, constituting, containing,
`
`describing, discussing, embodying, evidencing, identifying, pertaining to, reflecting, stating,
`
`supporting, or tending to support or refute, or referring in any other way, directly or indirectly, in
`
`whole or in part, to the subject matter specified.
`
`25.
`
`The term “identify” as applied to an event means to provide a description of the
`
`event, the date of the event, the location of the event, and the individuals and entities
`
`participating in the event.
`
`26.
`
`The term “identify” as applied to factual or legal bases means to state in detail
`
`each and every fact, and each and every legal proposition or interpretation, upon which a belief
`
`or contention is based, and identify all documents, persons and events that support that belief or
`
`contention.
`
`8
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 8 of 24 PageID #: 21434
`
`
`27.
`
`The term “identify” as applied to a person shall mean to specify the full name,
`
`present or last known address and telephone number, and when referring to a natural person, the
`
`person’s present or last known employer or business affiliation, and position or job description.
`
`28.
`
`29.
`
`The use of a verb tense encompasses the use of that verb in all other tenses.
`
`All references to the singular encompass the plural, and all references to the plural
`
`encompass the singular. All reference to the masculine gender encompasses the feminine and
`
`neuter.
`
`30.
`
`“Epicenter IP Group” or “Epicenter” means Epicenter IP Group LLC and all of its
`
`subsidiaries, parent companies, holding companies, divisions, subdivisions, components, units,
`
`partnerships, limited partnerships, joint ventures, associations, affiliates, and trusts; all
`
`predecessors, successors, assigns, and trusts of each of the foregoing; all past and present
`
`officers, employees, directors, agents, consultants, representatives, attorneys, trustees, trustors,
`
`settlors, owners, members, shareholders, and interest holders of each of the foregoing; and all
`
`other Persons acting or purporting to act for, on behalf of, or in the interest of Epicenter.
`
`
`
`9
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 9 of 24 PageID #: 21435
`
`
`TOPICS
`
`1.
`
`The underlying factual bases for preparing Elm’s pleadings in this case, including
`
`without limitation, those demonstrating a good faith basis to bring suit against Samsung, and to
`
`identify a product as an accused product.
`
`2.
`
`3.
`
`All facts and circumstances relating to Elm’s decision to file this Lawsuit.
`
`All facts and circumstances relating to the design and development of the subject
`
`matter and/or technology of all claims of the Patents-in-Suit, including the key dates of events
`
`related to the alleged inventions claimed in the Patents-in-Suit and the names of all purported
`
`inventors.
`
`4.
`
`All facts and circumstances relating to the research, design, development, testing,
`
`configuration, manufacture, assembly, identity, features, function, structure, operation, use,
`
`performance, or engineering of any product, system, or technology (including without limitation
`
`prototypes) that practices, uses, embodies, or incorporates, in whole or in part, any alleged
`
`invention claimed in the Patents-in-Suit.
`
`5.
`
`All facts and circumstances relating to the cost, pricing, valuation, offer for sale,
`
`sales, distribution, promotion, and marketing of any product, system, or technology (including
`
`without limitation the first prototype) that practices, uses, embodies, or incorporates, in whole or
`
`in part, any alleged invention claimed tin the Patents-in-Suit.
`
`6.
`
`All facts and circumstances relating to the first use, first demonstration, first offer
`
`for sale, first manufacture, or first public disclosure of the subject matter claimed in the Patents-
`
`in-Suit.
`
`10
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 10 of 24 PageID #: 21436
`
`
`7.
`
`All facts and circumstances relating to the prosecution of the Patents-in-Suit or
`
`any related patent applications, including without limitation divisionals, continuations and
`
`continuations-in-part of the Patents-in-Suit.
`
`8.
`
`The management of Elm 3DS’s patent portfolio, including, without limitation, the
`
`acquisition of patents and patent applications, divestment of patents, patent prosecution,
`
`maintenance fees, and licensing.
`
`9.
`
`10.
`
`The conception and/or reduction to practice of the claims of the asserted patent.
`
`The facts and circumstances regarding inventorship of the alleged invention(s) of
`
`the Patents-in-Suit, including but not limited to the contribution of each Person involved therein
`
`to the conception and/or reduction to practice of the subject matter of each asserted claim.
`
`11.
`
`The factual bases for all allegations made in this Litigation regarding the priority
`
`date, date of invention, or earliest effective filing date for each asserted claim.
`
`12.
`
`All facts and circumstances relating to prior art known to Elm or the alleged
`
`inventor named on the Patents-in-Suit, including without limitation all patents, publications, or
`
`other materials or events that anyone has suggested or stated are or may be prior art.
`
`13.
`
`All facts and circumstances relating to testing, analysis, or research comparing the
`
`claims of the Patents-in-Suit to prior art.
`
`14.
`
`The education, experience, knowledge, qualifications, and credentials of a person
`
`of ordinary skill in the art at the time of the alleged invention for the Patents-in-Suit.
`
`15.
`
`The state of the art concerning the alleged invention(s) of each Patent-in-Suit at
`
`the time the respective alleged invention(s) were conceived and/or reduced to practice, including
`
`any perceived need in the industry for the alleged invention(s) of the Patents-in-Suit.
`
`11
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 11 of 24 PageID #: 21437
`
`
`16.
`
`The subject matter of the Patents-in-Suit, including the problem allegedly solved,
`
`improvements allegedly provided by each of the Patents-in-Suit, and the structure, function,
`
`design, and operation of each embodiment disclosed in the specification.
`
`17.
`
`The facts and circumstances that form the bases for Elm’s contentions that the
`
`Patents-in-Suit are valid and enforceable.
`
`18.
`
`The factual bases for all allegations that the asserted claims of the Patents-in-Suit
`
`are not invalid as anticipated under 35 U.S.C. §102 or obvious under 35 U.S.C. §103.
`
`19.
`
`All facts and circumstances relating to Elm’s contention, if any, that there is any
`
`advantage or disadvantage, commercial success, long-felt need or problem, copying, failure of
`
`others, unexpected
`
`results, skepticism or other “objective evidence” or “secondary
`
`considerations” of non-obviousness under 35 U.S.C. § 103 for any of the Patents-in-Suit.
`
`20.
`
`The factual bases for all allegations that the specification of any Patent-in-Suit
`
`contains adequate written description for the subject matter of any asserted claim.
`
`21.
`
`The factual bases for all allegations made in this Action that the specification of
`
`any Patent-in-Suit enables the subject matter of any asserted claim.
`
`22.
`
`The preparation, prosecution, reissue, reexamination, or inter partes review of the
`
`Patents-in-Suit and Related Patents (including foreign counterpart patents), including, without
`
`limitation, each person involved in the preparation, prosecution, reissue, reexamination, or inter
`
`partes review of the Patents-in-Suit and Related Patents.
`
`23.
`
`Elm’s methods of measuring dielectric stress to meet the limitations of the
`
`asserted claims of the Patents-in-Suit including, without limitation, instruments that are used to
`
`make stress measurements, variability of measured stress from one method to another, location
`
`12
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 12 of 24 PageID #: 21438
`
`
`of measurement, sample-to-sample accuracy, point-to-point accuracy, and error inherent in each
`
`method.
`
`24.
`
`Elm’s methods of measuring substrate flexibility or bendability to meet the
`
`asserted claims of the Patents-in-Suit including, without limitation, instruments that are used to
`
`make stress measurements, variability of measured stress from one method to another, location
`
`of measurement, sample-to-sample accuracy, point-to-point accuracy, and error inherent in each
`
`method.
`
`25.
`
`Elm’s proposed construction of the term “low stress” (as it appears in claims 10,
`
`18, 61, and 71 of the ’239 patent; claims 1 and 21-23 of the ’004 patent; claims 1, 13, and 14 of
`
`the ’732 patent; claim 95 of the ’672 patent; and claims 30 and 34 of the ’862 patent) and all
`
`evidence Elm will use to support its proposed construction.
`
`26.
`
`Glenn Leedy’s understanding of the meaning of any word or phrase contained in
`
`any of the claims of the Patents-in-Suit, including without limitation, Glenn Leedy’s
`
`understanding and knowledge of the meaning of stress values and methods for determining stress
`
`values in the Patents-in-Suit, and whether substrates, circuits, integrated circuits, or layers of
`
`such are substantially flexible.
`
`27.
`
`Elm’s knowledge, awareness and understanding of Samsung’s products, including
`
`any studies, investigations, tests, analyses, evaluations, or reverse engineering of any Samsung
`
`products, conducted by anyone, before or after this Litigation.
`
`28.
`
`All facts and circumstances relating to Elm’s contention that Samsung’s products
`
`infringe any asserted claim of any of the Patents-in-Suit, directly or indirectly, or under the
`
`doctrine of equivalents.
`
`13
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 13 of 24 PageID #: 21439
`
`
`29.
`
`The facts and circumstances that form the bases for Elm’s allegations that
`
`Samsung has induced and/or contributed to infringement, including the identity of any and all
`
`direct infringers, location of alleged acts of infringement, acts by Samsung to induce
`
`infringement, location of alleged acts that induced infringement, the existence and use of non-
`
`infringing uses of the Accused Products, and knowledge by Samsung of infringement.
`
`30.
`
`All facts and circumstances relating to the amount of damages that Elm alleges to
`
`have suffered as a result of Samsung’s alleged infringement, including without limitation any
`
`evaluation, calculation, or determination of the value of a license under the Patents-in-Suit and
`
`the rate of any royalty.
`
`31.
`
`The factual bases for Elm’s contention that it is entitled to any portion of
`
`Samsung’s non-U.S. sales of the Accused Products.
`
`32.
`
`33.
`
`The date of the hypothetical negotiation applicable to Samsung in this Litigation.
`
`The factual bases for any contention that there is any quantitative benefit from the
`
`alleged inventions claimed in the Patents-in-Suit, including any evidence of any difference in
`
`performance or sales of a device incorporating these alleged inventions as compared to a device
`
`that does not incorporate these alleged inventions.
`
`34.
`
`The factual basis for any contention that there is or was consumer demand for any
`
`products that Elm contends embody or practice any claim of any of the Patents-in-Suit, and any
`
`analyses, investigations, or evaluations concerning the bases thereof.
`
`35.
`
`The portion of the realizable profit from the sale of the Accused Products that
`
`should be credited to the alleged invention of the Accused Products as distinguished from non-
`
`patented elements, the manufacturing process, business risks, or significant features or
`
`improvements added by Samsung.
`
`14
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 14 of 24 PageID #: 21440
`
`
`36.
`
`Any evidence of non-infringing alternatives to the alleged inventions claimed in
`
`the Patents-in-Suit, including evidence of its commercial acceptability, cost, or technical
`
`viability.
`
`37.
`
`38.
`
`The factual bases for Elm’s contention that this case is exceptional.
`
`All facts and circumstances relating to Elm’s first awareness of Samsung’s
`
`products allegedly infringing the Patents-in-Suit.
`
`39.
`
`All facts and circumstances relating to Elm’s decision not to file suit during the
`
`time that elapsed between Elm’s first awareness of Samsung’s alleged infringement and the
`
`filing of suit against Samsung.
`
`40.
`
`All facts and circumstances relating to the ownership, title, transfer, or assignment
`
`of the Patents-in-Suit, including without limitation any assignment, or any offers of ownership,
`
`title, transfer, or assignment of any of the Patents-in-Suit.
`
`41.
`
`Any investigation, research, or other diligence relating to the acquisition of the
`
`Patents-in-Suit.
`
`42.
`
`Communications between Elm and Glenn Leedy relating to Samsung, the Patents-
`
`in-Suit, Related Patents and/or this Litigation.
`
`43.
`
`Communications between Elm and Ron Epstein to Samsung, the Patents-in-Suit,
`
`Related Patents and/or this Litigation.
`
`44.
`
`All facts and circumstances relating to the ownership, title, chain-of-title, or
`
`interest (including transfer, sale, or assignment of any such interest) of or in the Patents-in-Suit
`
`to or from Glenn Leedy, Elm Technology Corporation, or Elm 3DS Innovations, LLC.
`
`45.
`
`All facts and circumstances relating to the ownership, title, chain-of-title, or
`
`interest of or in Elm Technology Corporation, Elm 3DS Innovations, LLC, or assets of either
`
`15
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 15 of 24 PageID #: 21441
`
`
`entity (e.g, the Patents-in-Suit and any right to any recovery from this Litigation) including,
`
`without limitation, the transfer, sale, or assignment of any such interest to the estate of Glenn
`
`Leedy, to beneficiaries designated in Glenn Leedy’s will, or to Glenn Leedy’s heirs.
`
`46.
`
`All facts and circumstances relating to any trust (including, without limitation, the
`
`identity and role of any trustee of said trust) that owns or has any interest in Elm Technology
`
`Corporation, Elm 3DS Innovations, LLC, assets owned by either entity (e.g., the Patents-in-Suit
`
`and any right to any recovery from this Litigation).
`
`47.
`
`All facts and circumstances relating to the Glenn Leedy Administrative Trust,
`
`including its relationship to Elm.
`
`48.
`
`The nature and scope of any interest currently or previously held by Epicenter IP
`
`Group or Ron Epstein in the Patents-in-Suit, this Litigation, or any recovery from this Litigation.
`
`49.
`
`All facts and circumstances relating to Elm’s current and historical licensing
`
`practices, efforts to license its patents, and licenses to its patents, including without limitation the
`
`Patents-in-Suit, and the circumstances under which Elm will grant or has granted licenses, the
`
`identity of all licenses to the Patents-in-Suit, the factors that Elm considers when deciding what
`
`terms to incorporate in such licenses, the structure for such licenses, the amounts and royalty
`
`rates that Elm has either offered or accepted for such licenses, and any license agreements,
`
`correspondence, or discussions that have resulted from these efforts, including without limitation
`
`all agreements and communications with Tachyon Semiconductor Corp. (and related entities)
`
`and TSMC.
`
`50.
`
`All facts, circumstances, and communications relating to any then-existing
`
`licenses, offers to license and offers to discuss licensing (whether or not accepted), or
`
`16
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 16 of 24 PageID #: 21442
`
`
`encumbrances that applied to the Patent-in-Suit at the time Elm acquired them from Glenn
`
`Leedy.
`
`51.
`
`All actual or contemplated settlement agreements, covenants, negotiations or
`
`assignments of rights by anyone related to the Patents-in-Suit and/or Related Patents, including
`
`without limitation.
`
`52.
`
`All moneys and other valuable consideration received or paid by Elm, or any
`
`other person as a result of any agreement(s) relating to any of the Patents-in-Suit and/or any
`
`Related Patents.
`
`53.
`
`Elm’s disputes with Tachyon Semiconductor Corporation, and any of its
`
`predecessors, successors or related entities, including accusations that the Patents-in-Suit are not
`
`enabled or that the technology of the Patents-in-Suit does not work, and the subject matter of
`
`Case No. CV810754, originally filed in the Superior Court of California on August 30, 2002, and
`
`the documents, discovery requests and responses, licenses, and agreements related thereto.
`
`54.
`
`All facts and circumstances relating to Elm’s capacity to manufacture and market
`
`products embodying or analogous to the alleged inventions claimed by the Patents- in-Suit.
`
`55.
`
`All facts and circumstances relating to the identity and location of all persons or
`
`entities with a direct or indirect financial stake in this litigation.
`
`56.
`
`All facts and circumstances relating to the corporate structure and ownership of
`
`Elm and any affiliated entities.
`
`57.
`
`All facts and circumstances relating to any communications between Samsung
`
`and Elm, Glenn Leedy, Ron Epstein or any person on their behalf.
`
`58.
`
`All facts and circumstances relating to any pre-filing communications relating to
`
`the subject matter of any claim of the Patents-in-Suit.
`
`17
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 17 of 24 PageID #: 21443
`
`
`59.
`
`The nature, scope, and performance of any due diligence conducted by or on
`
`behalf of Elm in connection with its acquisition of the Patents-in-Suit, including without
`
`limitation the existence and terms of prior licenses or covenants, validity, claim scope,
`
`infringement, or enforceability.
`
`60.
`
`All facts and circumstances relating to any written or oral opinions, evaluations,
`
`searches, studies, investigations, analyses, reviews, reports, and communications with third
`
`parties concerning the valuation or potential value of any alleged invention claimed in the
`
`Patents-in-Suit, including without limitation any evaluation of expected return on investment(s)
`
`made in the Patents-in-Suit.
`
`61.
`
`All facts and circumstances relating to any written or oral opinions, evaluations,
`
`searches, studies, investigations, analyses, reviews, reports, prior art searches, observations, and
`
`communications with third parties, including without limitation contentions from any litigation
`
`or trial proceeding, relating to the validity or invalidity of any of the Patents-in-Suit.
`
`62.
`
`All facts and circumstances relating to any written or oral opinions, evaluations,
`
`searches, studies, investigations, analyses, reviews, reports, prior art searches, observations, and
`
`communications with third parties, including without limitation contentions from any litigation
`
`or trial proceeding, relating to the enforceability or unenforceability of any of the Patents-in-Suit.
`
`63.
`
`All facts and circumstances relating to any written or oral opinions, evaluations,
`
`searches, studies, investigations, analyses, reviews, reports, and communications with third
`
`parties, including without limitation contentions from any litigation or trial proceeding,
`
`concerning infringement or non-infringement of the alleged inventions claimed in the Patents-in-
`
`Suit.
`
`18
`
`

`

`Case 1:14-cv-01430-LPS Document 336 Filed 09/25/20 Page 18 of 24 PageID #: 21444
`
`
`64.
`
`All facts and circumstances relating to Elm’s understanding and knowledge of the
`
`Accused Products, including the operation a

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket