throbber
Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18388 Page 1 of 42
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`
`TACTION TECHNOLOGY, INC.,
`Plaintiff,
`
`v.
`APPLE INC.,
`
`Defendant.
`
`Case No.: 21-CV-812 TWR (JLB)
`
`ORDER (1) GRANTING
`DEFENDANT’S AMENDED
`MOTION FOR SUMMARY
`JUDGMENT OF NON-
`INFRINGEMENT, (2) VACATING
`REMAINING PRETRIAL AND
`TRIAL DATES AND DEADLINES,
`AND (3) DENYING AS MOOT
`REMAINING MOTIONS PENDING
`BEFORE THE UNDERSIGNED
`
`(ECF Nos. 281, 299, 350, 357, 365, 367,
`369, 371)
`
`Presently before the Court is the Amended Motion for Summary Judgment (“Mot.,”
`ECF Nos. 299 (public), ECF No. 313 (sealed)) filed by Defendant Apple Inc. (“Apple”),
`as well as the Response in Opposition (“Opp’n,” ECF Nos. 323 (public), ECF No. 333
`(sealed)) filed by Plaintiff Taction Technology, Inc. (“Taction”) and Apple’s Reply in
`Support of (“Reply,” ECF Nos. 330 (public), ECF No. 334 (sealed)) the Motion. The Court
`issued a Tentative Revised Claim Construction Order (“the Tentative Order,” ECF No.
`338) on July 11, 2023, following which Taction requested that the Court continue the
`
`1
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18389 Page 2 of 42
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`hearing scheduled for July 13, 2023, and permit it the opportunity to respond. (See ECF
`No. 340.) The Court granted Taction’s request, (see ECF No. 342), and the Parties filed
`Supplemental Briefs (“Def.’s Supp. Br.,” ECF No. 353; “Pl.’s Supp Br.,” ECF Nos. 356
`(public), ECF No. 363 (sealed)). The Court heard oral argument on July 27, 2023. (See
`ECF No. 360; see also ECF No. 373 (“Hearing Tr.”).) For the reasons discussed below,
`the Court GRANTS Apple’s Motion and, accordingly, VACATES the remaining Pretrial
`and Trial Dates and Deadlines (ECF No. 281) and DENIES AS MOOT the Parties’
`remaining motions pending before the undersigned.1
`BACKGROUND
`
`The Asserted Patents
`I.
`Taction is the owner and assignee of U.S. Patent No. 10,659,885 (“the ’885 Patent”)
`
`and U.S. Patent No. 10,820,117 (“the ’117 Patent”) (collectively, “the asserted patents”).
`(See ECF No. 1 (“Compl.”) ¶¶ 68, 72); see also U.S. Patent No. 10,659,885, at [73] (issued
`May 19, 2020); U.S. Patent No. 10,820,117, at [73] (issued Oct. 27, 2020). The ’885 Patent
`is entitled “Systems and Methods for Generating Damped Electromagnetically Actuated
`Planar Motion for Audio-Frequency Vibrations” and was issued on May 19, 2020. ’885
`Patent at [45], [54]. The ’117 Patent is entitled the same and was issued on October 27,
`2020. ’117 Patent at [45], [54]. The ’885 Patent and the ’117 Patent share a common
`specification, and both patents claim priority to Provisional Application No. 62/054,712
`filed on September 24, 2014. ’885 Patent at [60]; ’117 Patent at [60].
`/ / /
`
`
`
`1
`Specifically, the Parties’ remaining motions pending before the undersigned are Apple’s
`Unopposed Motion to File Under Seal Portions of Apple’s Memorandum of Contentions of Fact and Law
`(ECF No. 350), Taction’s Unopposed Motion to File Portions of Its Memorandum of Law and Fact and
`Exhibit List Under Seal (ECF No. 357), Apple’s Objections to Magistrate Judge’s Order Granting Non-
`Parties’ Motion to Quash (ECF No. 344) Pursuant to Fed. R. Civ. P. 72(a) (ECF No. 367) and attendant
`Motion to Seal (ECF No. 365), and Apple’s Objections to Magistrate Judge’s Order Granting in Part and
`Denying in Part Apple’s Motion to Compel (ECF No. 348) Pursuant to Fed. R. Civ. P. 72(a) (ECF No.
`371) and attendant Motion to Seal (ECF No. 369). To the clear, this Order does not dispose of any motions
`pending before the Honorable Jill L. Burkhardt.
`
`2
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18390 Page 3 of 42
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`The invention described in the ’885 Patent and the ’117 Patent “relates to tactile
`
`transducers that produce bass frequency vibrations for perception by touch.” ’885 Patent
`col. 1 ll. 20–21.2 The specification of the asserted patents explains:
`Below about 200 Hz, the lower the frequency of sound, the more it is
`perceived not only by vibration of the ear drum but also by touch receptors in
`the skin. This sensation is familiar to anyone who has “felt the beat” of strong
`dance music in the chest, or through the seat of a chair, or has simply rested a
`hand on a piano. The natural stimulus is both auditory and tactile, and a true
`reproduction of it is possible only when mechanical vibration of the skin
`accompanies the acoustic waves transmitted through the air to the ear drum.
`Id. at col. 1 ll. 25–33. The specification then details the problems with the prior art audio-
`frequency tactile transducers, which include “axial shakers,” “un-damped eccentric
`rotating motors (‘ERMs’),” and “un-damped linear resonant actuators (‘LRAs’).” See id.
`at col. 1 l. 34–col. 2 l. 46. With respect to “axial shakers,” the specification explains a
`“drawback” of using axial shakers “is the production of unwanted acoustic noise.” Id. at
`col. 1 ll. 43-56. The specification further explains that this problem “is typically made
`worse by a lack of mechanical damping.” Id. at col. 2 ll. 1–2.
`With respect to ERMs and LRAs, the specification explains that they are also
`“problematic.” Id. at col. 2 ll. 11–13. Specifically, undamped “ERMs are incompatible
`with high-fidelity audio,” id. at col. 2 ll. 14–16, and the “main drawback of LRAs is the
`dependence on ‘resonance.’” Id. at col. 2 ll. 25–26. LRAs are designed for tactile alerts,
`not fidelity, and they can have a “high Q-factor” that renders those devices “useless for
`high fidelity reproduction of low frequency tactile effects” in the relevant range. See id. at
`col. 2 ll. 25–34; see also id. at col. 2 ll. 63–67 (describing a “lack of critically damping”
`and “a claimed Q-factor of 1.5 to 3” as a “drawback”). In light of these problems with the
`prior art, the specification asserts: “there exists a need for novel audio-frequency tactile
`transducers and devices.” Id. at col. 3 ll. 46–47.
`
`
`
`2
`Because the ’885 Patent and the ’117 Patent share a common specification, the Court will cite to
`only the ’885 Patent’s specification for ease of reference.
`
`3
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18391 Page 4 of 42
`
`
`
`The asserted patents aim to overcome the problems of the prior art by disclosing “a
`thin, flat vibration module with a movable member that is electromagnetically actuated to
`produce motion in-plane.” See id. at col. 3 ll. 51–53; see also id. at col. 2 ll. 47–49. “[T]he
`module may consist of a mass and thin magnets, polarized through their thickness, where
`the mass and magnets are movably suspended inside a housing.” Id. at col. 3 ll. 63–66.
`Further, the suspension may include flexures or a ferrofluid layer. Id. at col. 3 ll. 66–67.
`In addition, “the vibration of the moving portion may be damped” using a suitable
`approach, such as the layer of ferrofluid. Id. at col. 4 ll. 6–8. The specification states:
`“Motion of the movable member can be damped so that the steady-state sinusoidal voltages
`applied to the module at different frequencies produce an acceleration response of the
`movable member that is substantially uniform over the range of 40–200 Hz.” Id. at col. 3
`ll. 53–58; see also id. at [57] (“Motion of the movable member can be damped so that the
`steady-state sinusoidal voltages applied to the module at different frequencies produce an
`acceleration response of the movable member that is substantially uniform over the range
`of 40–200 Hz.”).
`
`Independent claim 1 of the ’885 Patent recites:
`1.
`An apparatus for imparting motion to the skin of a user, the apparatus
`comprising:
`a housing;
`a plurality of coils capable of carrying electrical current;
`a plurality of magnets arranged in operative proximity to the plurality of coils;
`a moving portion comprising an inertial mass and the plurality of magnets;
`a suspension comprising a plurality of flexures that guides the moving portion
`in a planar motion with respect to the housing and the plurality of conductive
`coils;
`wherein movement of the moving portion is damped by a ferrofluid in
`physical contact with at least the moving portion; and
`
`/ / /
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`4
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18392 Page 5 of 42
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`wherein the ferrofluid reduces at least a mechanical resonance within the
`frequency range of 40-200 Hz in response to electrical signals applied to the
`plurality of conductive coils.
`
`’885 Patent col. 14 ll. 48–65.
`
`Independent claim 1 of the ’117 Patent recites:
`1. An apparatus comprising:
`a housing;
`a plurality of conductive coils capable of carrying electrical current;
`a plurality of magnets arranged in operative proximity to the plurality of
`conductive coils;
`a moving portion comprising an inertial mass and the plurality of magnets;
`a suspension comprising a plurality of flexures that guides the moving portion
`in a planar motion with respect to the housing and the plurality of conductive
`coils;
`wherein vibration of the apparatus imparts vibrations to a user’s skin;
`wherein vibration of the apparatus is damped by a viscous ferrofluid in
`physical contact with at least the moving portion;
`wherein the viscous ferrofluid reduces at least a resonance within a frequency
`range of 40-200 Hz in response to signals applied to the plurality of
`conductive coils;
`wherein said moving portion includes at least a pocket that provides space for
`at least a magnet;
`wherein each of said plurality of flexures is more resistant to motion
`transverse to a plane of the moving portion than it is to linear motion in the
`plane of the moving portion; and
`wherein said housing is generally cuboid in shape.
`’117 Patent col. 14 l. 47–col. 15 l. 5.
`/ / /
`/ / /
`
`5
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18393 Page 6 of 42
`
`
`Procedural History
`II.
`On April 26, 2021, Taction filed its operative Complaint against Apple, alleging
`
`infringement of the asserted patents. (See generally Compl.) Specifically, Taction alleges
`that Apple has directly infringed and induced or contributed to the infringement of the
`asserted patents by making, using, selling, and offering for sale Apple products, including
`the iPhone and Apple Watch, that implement haptics technology, (see id. ¶¶ 77, 80), which
`refers to the science of enabling interaction with technology through the sense of touch,
`such as, for example, through the use of vibrations. (See ECF No. 73 at 1.) Apple answered
`the complaint and filed counterclaims against Taction on July 8, 2021. (See generally ECF
`No. 17.)
`On August 10, 2021, the Honorable Jill L. Burkhardt issued a Scheduling Order.
`(See ECF No. 34.) On October 21, 2022, after this action was transferred to the
`undersigned, (see ECF No. 48), Apple filed before the Patent Trial and Appeal Board
`(“PTAB”) four petitions for inter partes review (“IPR”), challenging the validity of all the
`asserted claims of the asserted patents. (See ECF No. 53-1 (“Kete Decl.”) Exs. 1–4.) On
`January 26, 2022, the Court stayed the action, including further claim construction briefing,
`pending the PTAB’s decision on whether to institute the IPRs. (See ECF No. 76 at 6.) The
`PTAB issued decisions denying institution of IPR for all four IPR proceedings related to
`the asserted patents on April 18, 2022. (See generally ECF No. 97.)
`On June 2, 2022, the Court lifted the stay and reset the Claim Construction and
`Tutorial Hearing for August 18, 2022, (see generally ECF No. 98), which the Court
`subsequently continued to September 15, 2022. (See ECF No. 119.) After issuing a
`tentative ruling, (see ECF No. 122), the Court held the Markman hearing on September 15,
`2022. (See ECF No. 126.) The Court’s Claim Construction Order followed on
`September 28, 2022. (See generally ECF No. 141.)
`Fact discovery closed on February 10, 2023, (see ECF No. 174 at 1), and expert
`discovery closed on April 21, 2023. (See ECF No. 174 at 2.) The Court set a trial date of
`October 16, 2023, along with attendant pretrial deadlines. (See generally ECF No. 281.)
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`6
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18394 Page 7 of 42
`
`
`By the present Motion, Apple moves for summary judgment of non-infringement and no
`pre-suit damages. (Mot. at 1, 45.)
`LEGAL STANDARDS
`Summary judgment is appropriate under Federal Rule of Civil Procedure 56 if the
`moving party demonstrates “that there is no genuine dispute as to any material fact and the
`movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a); Celotex Corp. v.
`Catrett, 477 U.S. 317, 322 (1986). Material facts are facts that, under the governing
`substantive law, may affect the outcome of the case. Anderson v. Liberty Lobby, Inc., 477
`U.S. 242, 248 (1986). A dispute as to a material fact is genuine if there is sufficient
`evidence for a reasonable jury to return a verdict for the non-moving party. Id. “Disputes
`over irrelevant or unnecessary facts will not preclude a grant of summary judgment.” T.W.
`Elec. Serv., Inc. v. Pac. Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987).
`A party seeking summary judgment always bears the initial burden of demonstrating
`that there is no genuine dispute as to any material fact. Celotex, 477 U.S. at 323. A moving
`party without the ultimate burden of proof at trial can satisfy its burden in two ways: (1) by
`presenting “evidence negating an essential element of the nonmoving party’s claim or
`defense;” or (2) by demonstrating “that the nonmoving party does not have enough
`evidence of an essential element to carry its ultimate burden of persuasion at trial.” Nissan
`Fire & Marine Ins. Co. v. Fritz Cos., 210 F.3d 1099, 1102 (9th Cir. 2000). Once the
`moving party establishes the absence of a genuine dispute as to any material fact, the
`burden shifts to the nonmoving party to “set forth, by affidavit or as otherwise provided in
`Rule 56, ‘specific facts showing that there is a genuine issue for trial.’” T.W. Elec. Serv.,
`809 F.2d at 630 (quoting former Fed. R. Civ. P. 56(e)); accord Horphag Research Ltd. v.
`Garcia, 475 F.3d 1029, 1035 (9th Cir. 2007). To carry this burden, the non-moving party
`“may not rest upon mere allegation or denials of his pleadings.” Anderson, 477 U.S. at
`256; see also Behrens v. Pelletier, 516 U.S. 299, 309 (1996). Rather, the nonmoving party
`“must present affirmative evidence . . . from which a jury might return a verdict in his
`favor.” Anderson, 477 U.S. at 256.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`7
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18395 Page 8 of 42
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`When ruling on a motion for summary judgment, the court must view the facts and
`draw all reasonable inferences in the light most favorable to the non-moving party. Scott
`v. Harris, 550 U.S. 372, 378 (2007). The court should not weigh the evidence or make
`credibility determinations. See Anderson, 477 U.S. at 255. “The evidence of the non-
`movant is to be believed.” Id. Further, the court may consider other materials in the record
`not cited to by the parties, but it is not required to do so. See Fed. R. Civ. P. 56(c)(3); see
`also Simmons v. Navajo Cnty., 609 F.3d 1011, 1017 (9th Cir. 2010) (“[A] district court has
`no independent duty ‘to scour the record in search of a genuine issue of triable fact.’”).
`ANALYSIS
`Apple moves for summary judgment of non-infringement of the asserted patents. A
`patent infringement analysis proceeds in two steps. Niazi Licensing Corp. v. St. Jude Med.
`S.C., Inc., 30 F.4th 1339, 1350 (Fed. Cir. 2022); JVW Enters., Inc. v. Interact Accessories,
`Inc., 424 F.3d 1324, 1329 (Fed. Cir. 2005). In the first step, the court construes the asserted
`claims as a matter of law. See Niazi, 30 F.4th at 1351; JVW, 424 F.3d at 1329. In the
`second step, the factfinder compares the properly construed claims to the accused device.
`See id.
`Here, each of the asserted claims in this action from the ’885 Patent and the ’117
`Patent includes one of the four following claim limitations:
`1.
`“wherein the ferrofluid reduces at least a mechanical resonance within the
`frequency range of 40–200 Hz in response to electrical signals applied to the plurality of
`conductive coils,” ’885 Patent col. 14 ll. 62–65, col. 16 ll. 13–16;
`2.
`“wherein the ferrofluid reduces the Q-Factor of the response of the apparatus
`over at least a portion of the frequency range of 40–200 Hz in response to signals applied
`to the coil,” id. at col. 16 ll. 39–42;
`3.
`“wherein the viscous ferrofluid reduces at least a resonance within a frequency
`range of 40–200 Hz in response to signals applied to the plurality of conductive coils,”
`’117 Patent col. 14 ll. 63–65, col. 15 ll. 48–50; or
`/ / /
`
`8
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18396 Page 9 of 42
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`“wherein the ferrofluid damps at least a resonance in response to signals
`4.
`applied to the conductive coil.” Id. at col. 16 ll. 55–56.
`In the Claim Construction Order, the Court gave each of the four claim terms
`“wherein the ferrofluid reduces at least a mechanical resonance within the frequency range
`of 40–200 Hz,” “wherein the ferrofluid reduces the Q-Factor of the response of the
`apparatus over at least a portion of the frequency range of 40–200 Hz,” “wherein the
`viscous ferrofluid reduces at least a resonance within a frequency range of 40–200 Hz,”
`and “wherein the ferrofluid damps at least a resonance” their plain and ordinary meaning.
`(ECF No. 141 at 16–17, 22.) The Court also held that these claim constructions were
`entered with the acknowledgement of the following disclaimer of claim scope: “that the
`claimed invention is directed to ‘transducers with highly damped output.” (Id. at 17.)
`As for the second step of the infringement analysis, “[t]he patentee bears the burden
`of proving infringement by a preponderance of the evidence.” Creative Compounds, LLC
`v. Starmark Labs., 651 F.3d 1303, 1314 (Fed. Cir. 2011); see Medtronic, Inc. v. Mirowski
`Fam. Ventures, LLC, 571 U.S. 191, 193 (2014) (“A patentee ordinarily bears the burden of
`proving infringement.”). “To prove infringement, the plaintiff bears the burden of proof
`to show the presence of every element or its equivalent in the accused device.” Uniloc
`USA, Inc. v. Microsoft Corp., 632 F.3d 1292, 1301 (Fed. Cir. 2011); accord Star Sci., Inc.
`v. R.J. Reynolds Tobacco Co., 655 F.3d 1364, 1378 (Fed. Cir. 2011).
`“‘Infringement is a question of fact.’” GlaxoSmithKline LLC v. Teva Pharms. USA,
`Inc., 7 F.4th 1320, 1327 (Fed. Cir. 2021) (quoting Lucent Techs., Inc. v. Gateway, Inc., 580
`F.3d 1301, 1309 (Fed. Cir. 2009)). “Summary judgment of noninfringement is proper
`when no reasonable jury could find that every limitation recited in a properly construed
`claim is found in the accused device either literally or under the doctrine of equivalents.”
`Advanced Steel Recovery, LLC v. X-Body Equip., Inc., 808 F.3d 1313, 1317 (Fed. Cir.
`2015); see EMD Millipore Corp. v. AllPure Techs., Inc., 768 F.3d 1196, 1201 (Fed. Cir.
`2014).
`/ / /
`
`9
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18397 Page 10 of 42
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`Apple contends that it is entitled to summary judgment of non-infringement because
`the accused products do not include a “transducer with highly damped output” as required
`by the Court’s Claim Construction Order. (Mot. at 6–31.) Apple’s argument in this respect
`is two-fold. First, Apple contends that the opinions of Taction’s technical expert,
`Dr. Oliver, regarding the “highly damped output” limitations must be stricken for
`containing new infringement theories in violation of this District’s Patent Local Rules,
`without which Taction has not viable claim of infringement. (See id. at 6–13.) Second,
`Apple argues that it is entitled to summary judgment of non-infringement because the
`accused products do not include a “transducer with highly damped output” as required by
`the Court’s Claim Construction Order. (See id. at 13–31.)
`I.
`Apple’s Request to Strike Dr. Oliver’s Infringement Theories
`As an initial matter, Apple moves to strike portions of Taction’s technical expert
`Dr. Oliver’s expert report on infringement on the grounds that those portions improperly
`contain a new infringement theory for the “highly damped output” limitation in violation
`of the Court’s Patent Local Rules. (Mot. at 6–10.) In response, Taction argues that it
`properly disclosed its infringement theories in its final infringement contentions under
`Patent Local Rule 3.1(c) and that, in his expert report, Dr. Oliver simply applies and
`explains those properly disclosed infringement theories. (Opp’n at 3–9.)
`As the Court previously explained to the Parties, (see ECF No. 265 at 6, 17), “[t]he
`Court’s Patent Local Rules are designed to require parties to crystallize their theories of
`the case early in the litigation and to adhere to those theories once they have been
`disclosed.” CliniComp Int’l, Inc. v. Cerner Corp., No. 17CV02479GPCDEB, 2022 WL
`16985003, at *12 (S.D. Cal. Nov. 15, 2022) (quoting Wi-LAN Inc. v. LG Elecs., Inc., No.
`18-CV-01577-H-BGS, 2019 WL 5790999, at *2 (S.D. Cal. Sept. 18, 2019)); see also O2
`Micro Int’l Ltd. v. Monolithic Power Sys., Inc., 467 F.3d 1355, 1366 n.12 (Fed. Cir. 2006);
`AntiCancer, Inc. v. Pfizer, Inc., 769 F.3d 1323, 1331 (Fed. Cir. 2014). “‘The Local Rules
`are also designed to provide structure to discovery and to enable the parties to move
`efficiently toward claim construction and the eventual resolution of their dispute.’” Bell
`
`10
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18398 Page 11 of 42
`
`
`Semiconductor, LLC v. NXP USA, Inc., No. 22-CV-00594-H-KSC, 2023 WL 2342037, at
`*2 (S.D. Cal. Feb. 27, 2023) (quoting Pelican Int’l, Inc. v. Hobie Cat Co., No.
`320CV02390RSHMSB, 2023 WL 2127995, at *2 (S.D. Cal. Feb. 10, 2023)).
`
`The Patent Local Rules accomplish this “by requiring both the plaintiff and
`the defendant in patent cases to provide early notice of their infringement and
`invalidity contentions, and to proceed with diligence in amending those
`contentions when new information comes to light in the course of discovery.
`The rules thus seek to balance the right to develop new information in
`discovery with the need for certainty as to the legal theories.”
`
`Pelican, 2023 WL 2127995, at *2 (quoting O2 Micro, 467 F.3d at 1365–66).
`Under Patent Local Rule 3.1, a party claiming patent infringement must serve on all
`parties a “Disclosure of Asserted Claims and Infringement Contentions,” and those
`contentions must disclose specific information regarding the party’s theories of
`infringement in the case. Bell Semiconductor, 2023 WL 2342037, at *2; Pelican, 2023
`WL 2127995, at *3; see S.D. Cal. Patent L.R. 3.1. Patent Local Rule 3.1(c) requires “[a]
`chart identifying specifically where each element of each asserted claim is found within
`each Accused Instrumentality,” Patent L.R. 3.1(c), as well as “sufficient specificity to
`provide notice to the defendant why the plaintiff believes it has a reasonable chance of
`proving infringements.” Zest IP Holdings, LLC v. Implant Direct Mfg, LLC, No. 10-CV-
`0541-GPC-WVG, 2013 WL 1626111, at *5 (S.D. Cal. Apr. 15, 2013); see Multimedia Pat.
`Tr. v. Apple Inc., No. 10-CV-2618-H (KSC), 2012 WL 12868249, at *4 (S.D. Cal. Oct. 19,
`2012) (“[A] plaintiff claiming patent infringement must identify its particular theories of
`infringement with sufficient specificity[.]”); Ameranth, Inc. v. Papa John’s USA, Inc., 946
`F. Supp. 2d 1049, 1057 (S.D. Cal. 2013) (“[Patentees] are obligated to state with specificity
`the theories upon which they plan to rely, and to do so early in the litigation.”). Therefore,
`to comply with Patent Local Rule 3.1(c), a patentee “must identify with specificity where
`in the accused system the alleged infringement occurs and how the claim elements are
`met.” Ameranth, Inc. v. Pizza Hut, Inc., No. 12CV1627 JLS NLS, 2013 WL 3894880, at
`*9 (S.D. Cal. July 26, 2013) (“[The patentee] must ‘articulate the precise way in which it
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`11
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18399 Page 12 of 42
`
`
`believes the products to be infringing.’”); see also Scripps Rsch. Inst. v. Illumina, Inc., No.
`16-CV-661 JLS (BGS), 2016 WL 6834024, at *6 (S.D. Cal. Nov. 21, 2016) (“As Plaintiff
`explains, its infringement contentions ‘will provide information concerning how each
`limitation of the asserted claims [is] met by the accused products.’”). Rule 3.1(c), however,
`does not require the patent holder to produce proof or direct evidence of infringement. See
`AntiCancer, 769 F.3d at 1338; see also Ameranth, 946 F. Supp. 2d at 1057 (noting that
`infringement contentions “need not be so detailed as to transform the [contentions] into a
`‘forum for litigation of the substantive issues’”).
`“In a lawsuit for patent infringement in the Southern District of California, a patentee
`is limited to the infringement theories and the accused products it sets forth in its
`infringement contentions.” Pelican, 2023 WL 2127995, at *3; accord Echologics, LLC v.
`Orbis Intelligent Sys., Inc., No. 21-CV-01147-H-AHG, 2023 WL 2756492, at *8 (S.D. Cal.
`Mar. 27, 2023); see also LookSmart Grp., Inc. v. Microsoft Corp., No. 17-CV-04709-JST,
`2019 WL 7753444, at *2 (N.D. Cal. Oct. 17, 2019) (“Once served, the infringement
`contentions constitute the universe of infringement theories.”). Any infringement theories
`not properly disclosed pursuant to the Court’s Patent Local Rules are barred from
`presentation at trial (whether through expert opinion testimony or otherwise). Echologics,
`2023 WL 2756492, at *8 (citing Pelican, 2023 WL 2127995, at *3); see, e.g., BookIT Oy
`v. Bank of Am. Corp., 817 F. App’x 990, 995 (Fed. Cir. 2020) (affirming district court’s
`striking of expert report that contained a theory of infringement that was “considerably
`different” from the infringement contentions); Phigenix, Inc. v. Genentech, Inc., 783 F.
`App’x 1014, 1018 (Fed. Cir. 2019) (same).
`“‘A district court has wide discretion in enforcing the Patent Local Rules.’” Bell
`Semiconductor, 2023 WL 2342037, at *3 (quoting Pelican, 2023 WL 2127995, at *4); see
`Howmedica Osteonics Corp. v. Zimmer, Inc., 822 F.3d 1312, 1320 (Fed. Cir. 2016)
`(reviewing “a district court’s application of its local rules for abuse of discretion”). The
`Federal Circuit will “affirm decisions in which [a] district court enforced its own local
`rules, unless it is ‘clearly unreasonable, arbitrary, or fanciful; based on erroneous
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`12
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18400 Page 13 of 42
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`conclusions of law; clearly erroneous; or unsupported by any evidence.’” Howmedica
`Osteonics, 822 F.3d at 1324; see also Mortg. Grader, Inc. v. First Choice Loan Servs. Inc.,
`811 F.3d 1314, 1321 (Fed. Cir. 2016) (“‘[T]his court defers to the district court when
`interpreting and enforcing local rules so as not to frustrate local attempts to manage patent
`cases according to prescribed guidelines.’”).
`On October 31, 2022, Taction served Apple with its final infringement contentions
`in the action, “Taction’s Post-Claim Construction Amended Infringement Contentions.”
`(ECF No. 313-4, Ex. 7.) In those October 31, 2022 infringement contentions, Taction
`provided the following infringement analysis regarding the “highly damped output”
`limitation:
`
`To the extent that the Court’s statement concerning “transducers with highly
`damped output” is ultimately imposed as a requirement of any asserted claim,
`Taction contends that the Taptic Engines in the accused products are
`“transducers with highly damped output.” Apple itself, for example, has
`stated that “[t]he frequency response of the module is controlled, including
`the frequency response at the resonant frequency, through the use of a closed
`loop software controller . . . .” Apple’s First Supplemental Response to
`Taction’s Interrogatory No. 9 at 20. So, too, the frequency response graphs
`included in Taction’s infringement claim charts, show that the Taptic Engines
`are transducers that have a “highly damped output.” Taction anticipates that
`fact and expert discovery will provide additional corroborating information.
`Additionally, Taction contends that, to the extent that the Court’s statement
`concerning “transducers with highly damped output” is ultimately determined
`to be a requirement of any asserted claims, that the requirement for a “highly
`damped output” may be satisfied by any mechanism.
`
`(Id. at p. 344.) This is the entirety of the analysis regarding the “highly damped output”
`limitation in Taction’s final infringement contentions.
`In the referenced frequency response graphs included in Taction’s infringement
`claim charts, Taction asserted: “In the Taptic Engine in [the accused products], the
`ferrofluid reduces at least a mechanical resonance within the frequency range of 40–200
`Hz in response to electrical signals applies to the plurality of conductive coils.” (See, e.g.,
`ECF No. 313-5, Ex. 8 at p. 370.) As support for this assertion, Taction included several
`
`13
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18401 Page 14 of 42
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`frequency response graphs in its claim charts. An example frequency response graph is set
`forth below:
`
`
`
`(Id. at p. 371; see also id. at pp. 370–74.) In the above graph, Taction compares the
`frequency response of an assembled unit with the response of a unit with the “covers, coils,
`and ferrofluid removed.”3 (See id. at p. 370.)
`On April 3, 2023, Taction served Apple with the Corrected Infringement Expert
`Report of its technical expert, Dr. Oliver. (ECF No. 313-2 Ex. 2 (“Oliver Expert Report”).)
`In the report, Dr. Oliver opines that “the Taptic Engines in the Accused Products are
`‘transducers with highly damped output’” as required by the Court’s Claim Construction
`Order. (Id. ¶¶ 603, 619.) As support for this opinion, Dr. Oliver explains:
`
`
`
`3
`Taction asserts that these frequency charts “demonstrate the effect of ferrofluid in mechanically
`damping the output of the accused Apple Tactic Engines.” (Opp’n at 7 n.4.)
`
`14
`
`21-CV-812 TWR (JLB)
`
`

`

`Case 3:21-cv-00812-TWR-JLB Document 378 Filed 08/11/23 PageID.18402 Page 15 of 42
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`It is . . . my opinion that the phrase ‘highly damped output’ would have been
`understood by a person of ordinary skill in the art at the time of the invention,
`particularly in view of the relevant intrinsic evidence, as an output that is
`generally uniform or flat ov

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket