Case 3:18-cv-00347-CAB-MDD Document 311-7 Filed 02/26/21 PageID.30264 Page 1 of 13
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`EXHIBIT 31
`
`TO DECLARATION OF CHRISTIANA GARRETT
`IN SUPPORT OF NUVASIVE, INC.’S
`REPLY IN SUPPORT OF
`MOTION FOR PARTIAL SUMMARY JUDGMENT
`AND MOTION TO EXCLUDE EXPERT OPINIONS
`(IMPLANT PATENTS)
`
`
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`

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`Case 3:18-cv-00347-CAB-MDD Document 311-7 Filed 02/26/21 PageID.30265 Page 2 of 13
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`HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY
`UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`SAN DIEGO DIVISION
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`NuVasive, Inc.,
`
`Plaintiff,
`
`v.
`
`Alphatec Holdings, Inc. and Alphatec
`Spine, Inc.,
`
`Defendants.
`
`
`
`
`
`
`
`
`
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`
`)
`)
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`
`SUPPLEMENTAL EXPERT REPORT OF BLAKE INGLISH - UPDATE
`CONFIDENTIAL
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`
`
`Case No. 18-cv-0347-CAB-MDD
`
`
`
`
`
`
`
`January 11, 2021
`
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`Page 1 of 1
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`EXHIBIT 31
`Page 60
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`

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`Case 3:18-cv-00347-CAB-MDD Document 311-7 Filed 02/26/21 PageID.30266 Page 3 of 13
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`HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY
`
`I UPDATE
`1. Since submitting the Supplemental Expert Report of Blake Inglish, dated November 20,
`
`2020, I have updated my schedules, primarily related to claim-specific size requirements under
`
`the ‘334 Patent, correction of a formulaic error on Schedule 6C, presentation of damages for
`
`multiple patents in Schedules 25 and 26, and other clarifications. Included herein are a
`
`complete set of Schedules, which are intended to replace the Schedules included in the
`
`November 20, 2020 Supplemental Expert Report of Blake Inglish. Below details the updates
`
`that have been made:
`
`Schedule 1 - Supplemental
`• Updated to reflect revised ‘334 patent damages for Claim 16 and Claim 18
`separately
`
`
`Schedule 1/1A/1B/1C/1D/1E/1F - Supplemental
`• Updated to reflect changes resulting from Schedule 6C
`
`Schedule 1G
`• Updated into two schedules: Schedule 1G - Claim 16 and Schedule 1G - Claim 18 to
`reflect the revised number of PEEK units asserted to infringe either Claim 16 or Claim
`18 of the ‘334 patent
`
`
`Schedule 1H
`• Changed the third sentence of footnote 4 from “This represents assumed additional
`cannibalization of PEEK by porous titanium for diverted surgeons of 181 units or 15%
`[(1,224 - 1,043) / 1,224].” to “This represents assumed additional cannibalization of
`PEEK by porous titanium for diverted surgeons of 196 units or 17% [(1,175 - 979) /
`1,175].”
`
`
`Schedule 2H
`• Updated into two schedules: Schedule 2H - Claim 16 and Schedule 2H - Claim 18 to
`reflect the revised number of PEEK units asserted to infringe either Claim 16 or Claim
`18 of the ‘334 patent
`
`
`
`
`
`
`
`
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`Page 1 of 3
`
`EXHIBIT 31
`Page 61
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`

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`Case 3:18-cv-00347-CAB-MDD Document 311-7 Filed 02/26/21 PageID.30267 Page 4 of 13
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`HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY
`
`Schedule 3B
`• Added the following highlighted columns (and related footnotes 11 and 12):
`o Total Adjusted PEEK Implant Units (‘334 Claim 16)
`o Total Adjusted PEEK Implant Units (‘334 Claim 18)
`o Total PEEK Implant Units (‘334 Claim 16)
`o Total PEEK Implant Units (‘334 Claim 18)
`o Total PEEK Implant Sales (‘334 Claim 16)
`o Total PEEK Implant Sales (‘334 Claim 18)
`
`Schedule 4 - Supplemental
`• Updated footnote 10 to the following: “Order combinations identified as "Yes"
`represent order combinations that could potentially infringe the '334 Patent. I
`understand from counsel that infringement of the ‘334 Patent is limited to PEEK
`implants (Battalion or Transcend) with specific dimensions (length greater than 40
`mm and length at least 2.5 times width for Claim 16 and 18 mm wide with length
`greater than 40 mm and length at least 2.5 times width for Claim 18). A list of the
`Alphatec parts that are asserted to infringe Claim 16 and Claim 18 of the ‘334 Patent
`are summarized on Schedule 17A - Supplemental.”
`• Changed the first sentence of footnote 12 from “Functional unit combinations
`include orders with one or more units of each of the following: [A1 or A2], B, C, D, F,
`and G.” to “Functional unit combinations include orders with one or more units of
`each of the following: [A1 or A2], B, D, F, and G.”
`
`
`Schedule 5 - Supplemental
`• Added the following sentence to the beginning of footnote 7: “Excluded surgeons as
`diverted based on one or more of the following criteria: no functional unit sale, total
`NuVasive implant units < 5, first Alphatec sale occurred in a prior quarter or the
`same quarter as first NuVasive sale, gap year before first Alphatec sale (NuVasive
`sales cease and there is a gap year before first Alphatec sale).”
`
`
`Schedule 6C
`• Highlighted amounts now reflect a weighted-average calculation rather than a
`simple-average calculation
`
`
`Schedule 17A - Supplemental
`• Added the following highlighted columns (and related footnotes 3 and 4):
`o
`‘334 Claim 16
`o
`‘334 Claim 18
`
`
`
`
`
`Page 2 of 3
`
`EXHIBIT 31
`Page 62
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`

`

`Case 3:18-cv-00347-CAB-MDD Document 311-7 Filed 02/26/21 PageID.30268 Page 5 of 13
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`HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY
`
`Schedule 25
`• Updated to present three patent combinations: All Asserted Patents Infringe, All
`Access Patents Infringe, All Implant Patents Infringe
`• Updated column headings, row descriptions, and footnotes to reflect the revised
`patent combinations presented
`• Updated to reflect changes resulting from Schedule 6C
`
`Schedule 26
`• Added the following highlighted columns (and related footnotes 11 and 12):
`o Total PEEK Implant Units (‘334 Claim 16)
`o Total PEEK Implant Units (‘334 Claim 18)
`o Total Adjusted PEEK Implant Units (‘334 Claim 16)
`o Total Adjusted PEEK Implant Units (‘334 Claim 18)
`o Total PEEK Implant Sales (‘334 Claim 16)
`o Total PEEK Implant Sales (‘334 Claim 18)
`• Added highlighted “Order Included/Excluded” columns and related footnotes 13, 14,
`and 15 to reflect the revised patent combinations presented in Schedule 25
`• Updated to reflect changes resulting from Schedule 6C
`
`Schedule 27
`• Removed Schedule 27
`
`Page 3 of 3
`
`EXHIBIT 31
`Page 63
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 311-7 Filed 02/26/21 PageID.30269 Page 6 of 13
`
`HIGHLY CONFIDENTIAL - ATTORNEYS’ EYES ONLY
`
`Updated Schedule 4 - Supplemental
`
`Summary of Alphatec Order Combinations Accused of Infringement
`
`Legend(1)
`A1 PEEK Implant
`A2 Porous Titanium Implant
`B
`Light Cable
`C
`Intradiscal Shim
`D
`Dilator Set
`E
`K-Wire
`F
`NM Clip
`G NM Probe
`H
`Annulotomy Knife
`I
`NM Electrodes & Harnesses
`J
`Other - Fixations
`K
`Other - Instruments
`
`Combination(2)
`
`Implant
`Mix
`No Implant
`PEEK Only
`A1
`Mixed
`A1A2BCDEFGH
`Mixed
`A1A2BCDEFGHI
`A1A2BCDEFGHIJ Mixed
`A1A2BCDEFGHJ Mixed
`A1A2BCDEFGIJ
`Mixed
`A1A2BCDFGH
`Mixed
`A1A2BCDFGHJ
`Mixed
`A1A2BCDFJ
`Mixed
`A1A2BCDH
`Mixed
`A1A2BDEFGH
`Mixed
`A1A2BDEFHJ
`Mixed
`A1A2BDEFJ
`Mixed
`A1A2BDFGHJ
`Mixed
`A1A2BDFJ
`Mixed
`A1B
`PEEK Only
`A1BCD
`PEEK Only
`A1BCDE
`PEEK Only
`A1BCDEF
`PEEK Only
`A1BCDEFG
`PEEK Only
`A1BCDEFGH
`PEEK Only
`A1BCDEFGHI
`PEEK Only
`A1BCDEFGHIJ
`PEEK Only
`A1BCDEFGHIK
`PEEK Only
`A1BCDEFGHJ
`PEEK Only
`A1BCDEFGI
`PEEK Only
`A1BCDEFGJ
`PEEK Only
`A1BCDEFH
`PEEK Only
`A1BCDEFJ
`PEEK Only
`A1BCDEGH
`PEEK Only
`A1BCDEGJ
`PEEK Only
`A1BCDEH
`PEEK Only
`A1BCDEHJ
`PEEK Only
`A1BCDEJ
`PEEK Only
`A1BCDFG
`PEEK Only
`A1BCDFGH
`PEEK Only
`A1BCDFGHI
`PEEK Only
`A1BCDFGHIJ
`PEEK Only
`
`Total
`Orders(2)
`
`99
`
`53
`3
`
`
`2
`
`1
`
`1
`
`2
`
`2
`
`1
`
`2
`
`1
`
`2
`
`1
`
`1
`
`1
`
`2
`
`7
`
`12
`3
`
`
`4
`
`247
`
`246
`
`101
`
`11
`1
`
`
`43
`4
`
`
`39
`2
`
`
`8
`
`1
`
`2
`
`8
`
`1
`
`3
`
`129
`
`31
`
`28
`7
`
`
`'801
`Patent(3)
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'780
`Patent(4)
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'832
`Patent(5)
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`
`Infringed Patent
`'270
`Patent(7)
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'859
`Patent(8)
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'227
`Patent(6)
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'156
`Patent(11)
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`Functional
`Unit(12)
`No
`No
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`No
`No
`Yes
`No
`No
`Yes
`No
`No
`No
`No
`No
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`No
`No
`No
`No
`No
`No
`No
`Yes
`Yes
`Yes
`Yes
`
`Total
`Revenue(13)
`
`16,348$
`
`260,591$
`
`49,484$
`
`35,181$
`
`18,875$
`
`10,883$
`
`48,803$
`
`37,781$
`
`13,369$
`
`46,311$
`
`21,868$
`
`35,996$
`
`12,516$
`
`23,523$
`
`19,500$
`
`28,960$
`
`71,072$
`
`76,402$
`
`17,750$
`
`36,829$
`
`2,190,385$
`
`2,498,980$
`
`1,027,468$
`
`137,463$
`
`13,975$
`
`588,253$
`
`27,600$
`
`491,777$
`
`22,403$
`
`106,281$
`
`11,637$
`
`18,271$
`
`87,050$
`
`12,795$
`
`41,712$
`
`1,188,260$
`
`245,111$
`
`263,935$
`
`90,810$
`
`Total
`Units(13)
`
`-
`
`75
`
`31
`
`24
`
`15
`
`13
`
`41
`
`23
`
`11
`
`40
`
`8
`
`19
`
`12
`
`21
`
`15
`
`27
`
`17
`
`55
`
`15
`
`29
`
`1,957
`
`2,184
`
`1,048
`
`148
`
`10
`
`588
`
`33
`
`450
`
`16
`
`90
`
`8
`
`19
`
`57
`
`11
`
`35
`
`878
`
`235
`
`241
`
`84
`
`Platform
`Revenue(14)
`16,348$
`
`
`260,591$
`
`49,484$
`
`31,481$
`
`11,215$
`
`8,483$
`
`31,682$
`
`37,781$
`
`10,219$
`
`27,111$
`
`21,868$
`
`35,996$
`
`7,916$
`
`11,823$
`
`12,650$
`
`16,060$
`
`71,072$
`
`76,402$
`
`17,750$
`
`36,829$
`
`2,190,385$
`
`2,498,980$
`
`890,461$
`
`74,858$
`
`11,675$
`
`395,528$
`
`19,850$
`
`347,330$
`
`22,403$
`
`67,021$
`
`11,637$
`
`12,331$
`
`87,050$
`
`8,835$
`
`28,352$
`
`1,188,260$
`
`245,111$
`
`225,740$
`
`56,914$
`
`Platform
`Units(14)
`-
`
`
`75
`
`31
`
`22
`
`9
`
`10
`
`22
`
`23
`
`8
`
`15
`
`8
`
`19
`
`7
`
`8
`
`8
`
`10
`
`17
`
`55
`
`15
`
`29
`
`1,957
`
`2,184
`
`947
`88
`
`
`8
`
`378
`29
`
`
`306
`16
`
`
`55
`
`8
`
`12
`
`57
`
`7
`
`20
`
`878
`
`235
`
`212
`52
`
`
`Total
`Implant
`Revenue(15)
`
`12,878$
`
`260,591$
`
`39,996$
`
`23,800$
`
`8,200$
`
`6,000$
`
`26,465$
`
`30,800$
`
`7,600$
`
`24,080$
`
`19,500$
`
`29,700$
`
`6,400$
`
`10,220$
`
`11,400$
`
`13,720$
`
`64,520$
`
`61,100$
`
`12,090$
`
`29,480$
`
`1,665,590$
`
`1,708,407$
`
`550,065$
`
`39,100$
`
`8,000$
`
`277,180$
`
`15,350$
`
`232,415$
`
`16,200$
`
`49,280$
`
`8,000$
`
`8,670$
`
`69,025$
`
`5,850$
`
`22,820$
`
`882,511$
`
`154,835$
`
`135,950$
`
`32,621$
`
`Total
`Implant
`Units(15)
`
`-
`
`75
`
`8
`
`4
`
`2
`
`2
`
`7
`
`7
`
`2
`
`7
`
`4
`
`7
`
`2
`
`3
`
`3
`
`4
`
`10
`
`16
`
`3
`
`8
`
`393
`
`401
`
`155
`
`11
`
`1
`
`58
`
`4
`
`47
`
`3
`
`11
`
`2
`
`2
`
`15
`
`1
`
`5
`
`208
`
`41
`
`36
`
`9
`
`PEEK
`Implant
`Revenue(16)
`-$
`
`
`260,591$
`15,221$
`
`
`10,900$
`
`4,000$
`
`3,000$
`
`7,057$
`
`13,200$
`
`3,800$
`
`10,080$
`
`13,500$
`
`8,550$
`
`3,200$
`
`6,720$
`
`7,600$
`
`6,720$
`
`64,520$
`
`61,100$
`
`12,090$
`
`29,480$
`
`1,665,590$
`
`1,708,407$
`
`550,065$
`39,100$
`
`
`8,000$
`
`277,180$
`15,350$
`
`
`232,415$
`16,200$
`
`
`49,280$
`
`8,000$
`
`8,670$
`
`69,025$
`
`5,850$
`
`22,820$
`
`882,511$
`
`154,835$
`
`135,950$
`32,621$
`
`
`PEEK
`Implant
`Units(16)
`
`-
`
`75
`
`4
`
`2
`
`1
`
`1
`
`2
`
`3
`
`1
`
`3
`
`3
`
`2
`
`1
`
`2
`
`2
`
`2
`
`10
`
`16
`
`3
`
`8
`
`393
`
`401
`
`155
`
`11
`
`1
`
`58
`
`4
`
`47
`
`3
`
`11
`
`2
`
`2
`
`15
`
`1
`
`5
`
`208
`
`41
`
`36
`
`9
`
`'531
`Patent(9)
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'334
`Patent(10)
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`Page 1 of 8
`
`EXHIBIT 31
`Page 64
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 311-7 Filed 02/26/21 PageID.30270 Page 7 of 13
`
`HIGHLY CONFIDENTIAL - ATTORNEYS’ EYES ONLY
`
`Updated Schedule 4 - Supplemental
`
`Summary of Alphatec Order Combinations Accused of Infringement
`
`Legend(1)
`A1 PEEK Implant
`A2 Porous Titanium Implant
`B
`Light Cable
`C
`Intradiscal Shim
`D
`Dilator Set
`E
`K-Wire
`F
`NM Clip
`G NM Probe
`H
`Annulotomy Knife
`I
`NM Electrodes & Harnesses
`J
`Other - Fixations
`K
`Other - Instruments
`
`Combination(2)
`A1BCDFGHJ
`A1BCDFGIJ
`A1BCDFGJ
`A1BCDFI
`A1BCDFJ
`A1BCDG
`A1BCDGH
`A1BCDGHJ
`A1BCDH
`A1BCDJ
`A1BCEFG
`A1BCEFGH
`A1BCEFGHI
`A1BCEFGHIJ
`A1BCEFGHJ
`A1BCEFGI
`A1BCFG
`A1BCFGH
`A1BCFGHI
`A1BCHJ
`A1BD
`A1BDEF
`A1BDEFG
`A1BDEFGH
`A1BDEFGHI
`A1BDEFGHIJK
`A1BDEFGHIK
`A1BDEFGJ
`A1BDEFHI
`A1BDEFJ
`A1BDEJ
`A1BDF
`A1BDFG
`A1BDFGH
`A1BDFGHI
`A1BDFGHIJ
`A1BDFGHJ
`A1BDFGI
`A1BDFGJ
`
`Implant
`Mix
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`
`Total
`Orders(2)
`
`26
`1
`
`
`7
`
`1
`
`20
`5
`
`
`3
`
`1
`
`4
`
`3
`
`3
`
`2
`
`10
`2
`
`
`1
`
`3
`
`1
`
`2
`
`2
`
`1
`
`1
`
`18
`
`25
`
`60
`4
`
`
`1
`
`1
`
`1
`
`1
`
`4
`
`1
`
`10
`
`20
`
`31
`
`30
`2
`
`
`5
`
`3
`
`4
`
`'801
`Patent(3)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`'780
`Patent(4)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'832
`Patent(5)
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`Infringed Patent
`'270
`Patent(7)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`'859
`Patent(8)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'227
`Patent(6)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'156
`Patent(11)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`Functional
`Unit(12)
`Yes
`Yes
`Yes
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`No
`No
`No
`No
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`Total
`Revenue(13)
`
`486,790$
`
`8,908$
`
`54,027$
`
`9,725$
`
`283,166$
`
`37,634$
`
`19,770$
`
`19,225$
`
`28,526$
`
`33,220$
`
`31,563$
`
`11,415$
`
`96,147$
`
`24,098$
`
`12,665$
`
`17,924$
`
`6,013$
`
`13,293$
`
`12,225$
`
`10,850$
`
`6,250$
`
`109,614$
`
`193,586$
`
`714,170$
`
`43,695$
`
`24,145$
`
`8,989$
`
`10,125$
`
`11,446$
`
`56,956$
`
`27,329$
`
`54,845$
`
`176,563$
`
`299,449$
`
`266,013$
`
`21,833$
`
`69,340$
`
`39,407$
`
`40,598$
`
`Total
`Units(13)
`
`320
`
`10
`
`63
`
`8
`
`238
`
`27
`
`19
`
`10
`
`24
`
`24
`
`22
`
`16
`
`91
`
`26
`
`17
`
`21
`
`5
`
`13
`
`16
`
`9
`
`3
`
`111
`
`167
`
`497
`
`34
`
`17
`
`9
`
`9
`
`8
`
`44
`
`14
`
`49
`
`113
`
`213
`
`248
`
`21
`
`59
`
`22
`
`39
`
`Platform
`Revenue(14)
`322,460$
`
`
`4,998$
`
`36,167$
`
`5,825$
`
`168,986$
`
`37,634$
`
`19,770$
`
`12,725$
`
`28,526$
`
`17,698$
`
`31,563$
`
`11,415$
`
`77,941$
`
`14,675$
`
`7,215$
`
`13,634$
`
`6,013$
`
`13,293$
`
`11,175$
`
`9,700$
`
`6,250$
`
`109,614$
`
`193,586$
`
`714,170$
`
`33,855$
`
`11,595$
`
`7,114$
`
`6,741$
`
`9,796$
`
`36,656$
`
`19,409$
`
`54,845$
`
`176,563$
`
`299,449$
`
`225,160$
`
`12,533$
`
`43,934$
`
`33,866$
`
`26,402$
`
`Platform
`Units(14)
`
`198
`6
`
`
`42
`
`6
`
`115
`27
`
`
`19
`
`6
`
`24
`
`13
`
`22
`
`16
`
`81
`
`16
`
`9
`
`18
`
`5
`
`13
`
`14
`
`6
`
`3
`
`111
`
`167
`
`497
`30
`
`
`8
`
`7
`
`6
`
`7
`
`23
`
`6
`
`49
`
`113
`
`213
`
`218
`13
`
`
`33
`
`19
`
`21
`
`Total
`Implant
`Revenue(15)
`
`252,725$
`
`3,150$
`
`24,320$
`
`3,500$
`
`132,100$
`
`27,500$
`
`12,580$
`
`10,225$
`
`21,450$
`
`12,000$
`
`25,800$
`
`9,800$
`
`56,725$
`
`10,500$
`
`6,300$
`
`9,800$
`
`4,000$
`
`10,950$
`
`9,300$
`
`9,450$
`
`4,500$
`
`84,190$
`
`147,576$
`
`523,003$
`
`21,600$
`
`8,000$
`
`3,500$
`
`4,385$
`
`4,000$
`
`29,570$
`
`17,550$
`
`41,540$
`
`139,023$
`
`227,335$
`
`136,215$
`
`6,000$
`
`30,723$
`
`24,660$
`
`21,769$
`
`Total
`Implant
`Units(15)
`
`35
`
`1
`
`7
`
`1
`
`32
`
`7
`
`4
`
`1
`
`6
`
`4
`
`6
`
`3
`
`15
`
`3
`
`2
`
`3
`
`1
`
`3
`
`3
`
`3
`
`1
`
`23
`
`35
`
`121
`
`5
`
`1
`
`1
`
`1
`
`1
`
`6
`
`3
`
`13
`
`31
`
`57
`
`44
`
`2
`
`7
`
`6
`
`5
`
`PEEK
`Implant
`Revenue(16)
`
`252,725$
`3,150$
`
`
`24,320$
`
`3,500$
`
`132,100$
`27,500$
`
`
`12,580$
`
`10,225$
`
`21,450$
`
`12,000$
`
`25,800$
`
`9,800$
`
`56,725$
`
`10,500$
`
`6,300$
`
`9,800$
`
`4,000$
`
`10,950$
`
`9,300$
`
`9,450$
`
`4,500$
`
`84,190$
`
`147,576$
`
`523,003$
`21,600$
`
`
`8,000$
`
`3,500$
`
`4,385$
`
`4,000$
`
`29,570$
`
`17,550$
`
`41,540$
`
`139,023$
`
`227,335$
`
`136,215$
`6,000$
`
`
`30,723$
`
`24,660$
`
`21,769$
`
`PEEK
`Implant
`Units(16)
`
`35
`
`1
`
`7
`
`1
`
`32
`
`7
`
`4
`
`1
`
`6
`
`4
`
`6
`
`3
`
`15
`
`3
`
`2
`
`3
`
`1
`
`3
`
`3
`
`3
`
`1
`
`23
`
`35
`
`121
`
`5
`
`1
`
`1
`
`1
`
`1
`
`6
`
`3
`
`13
`
`31
`
`57
`
`44
`
`2
`
`7
`
`6
`
`5
`
`'531
`Patent(9)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`'334
`Patent(10)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`Page 2 of 8
`
`EXHIBIT 31
`Page 65
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 311-7 Filed 02/26/21 PageID.30271 Page 8 of 13
`
`HIGHLY CONFIDENTIAL - ATTORNEYS’ EYES ONLY
`
`Updated Schedule 4 - Supplemental
`
`Summary of Alphatec Order Combinations Accused of Infringement
`
`Legend(1)
`A1 PEEK Implant
`A2 Porous Titanium Implant
`B
`Light Cable
`C
`Intradiscal Shim
`D
`Dilator Set
`E
`K-Wire
`F
`NM Clip
`G NM Probe
`H
`Annulotomy Knife
`I
`NM Electrodes & Harnesses
`J
`Other - Fixations
`K
`Other - Instruments
`
`Combination(2)
`A1BDFJ
`A1BDGH
`A1BDH
`A1BDHJ
`A1BDJ
`A1BE
`A1BEGH
`A1BEH
`A1BEHJ
`A1BFGH
`A1BFGHI
`A1BH
`A1BHJ
`A1CD
`A1CDEF
`A1CDEFG
`A1CDEFGH
`A1CDEFGHJ
`A1CDEFGJ
`A1CDEFJ
`A1CDEGH
`A1CDEH
`A1CDF
`A1CDFG
`A1CDFGJ
`A1CDFJ
`A1CDGH
`A1CDH
`A1D
`A1DE
`A1DEF
`A1DEFG
`A1DEFH
`A1DEGJ
`A1DF
`A1DFG
`A1DFGHI
`A1DFGHJ
`A1DFJ
`
`Implant
`Mix
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`PEEK Only
`
`Total
`Orders(2)
`
`12
`1
`
`
`1
`
`1
`
`1
`
`1
`
`1
`
`5
`
`1
`
`3
`
`1
`
`12
`1
`
`
`4
`
`2
`
`27
`
`37
`
`14
`2
`
`
`1
`
`1
`
`4
`
`1
`
`1
`
`1
`
`2
`
`1
`
`1
`
`1
`
`1
`
`38
`2
`
`
`3
`
`1
`
`1
`
`7
`
`1
`
`1
`
`1
`
`'801
`Patent(3)
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`'780
`Patent(4)
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`'832
`Patent(5)
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`Infringed Patent
`'270
`Patent(7)
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`'859
`Patent(8)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`'227
`Patent(6)
`Yes
`Yes
`Yes
`Yes
`Yes
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`'156
`Patent(11)
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`Yes
`
`Functional
`Unit(12)
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`No
`
`Total
`Revenue(13)
`
`181,801$
`
`10,805$
`
`11,410$
`
`21,510$
`
`11,460$
`
`14,140$
`
`21,892$
`
`66,507$
`
`22,090$
`
`13,275$
`
`8,609$
`
`113,787$
`
`15,488$
`
`20,360$
`
`7,730$
`
`202,274$
`
`335,618$
`
`162,363$
`
`21,908$
`
`17,402$
`
`3,585$
`
`6,390$
`
`4,840$
`
`6,100$
`
`8,420$
`
`21,497$
`
`3,660$
`
`5,025$
`
`9,260$
`
`6,695$
`
`192,550$
`
`7,145$
`
`16,810$
`
`11,594$
`
`5,600$
`
`55,231$
`
`9,098$
`
`8,727$
`
`10,898$
`
`Total
`Units(13)
`
`132
`
`6
`
`5
`
`12
`
`7
`
`5
`
`7
`
`26
`
`9
`
`16
`
`9
`
`39
`
`7
`
`14
`
`10
`
`177
`
`292
`
`189
`
`21
`
`16
`
`6
`
`10
`
`4
`
`5
`
`9
`
`15
`
`5
`
`4
`
`3
`
`4
`
`184
`
`11
`
`18
`
`8
`
`5
`
`32
`
`7
`
`8
`
`7
`
`Platform
`Revenue(14)
`109,211$
`
`
`10,805$
`
`11,410$
`
`13,950$
`
`7,500$
`
`14,140$
`
`21,892$
`
`66,507$
`
`14,340$
`
`13,275$
`
`6,859$
`
`113,787$
`
`7,738$
`
`20,360$
`
`7,730$
`
`202,274$
`
`335,618$
`
`91,717$
`
`13,586$
`
`9,562$
`
`3,585$
`
`6,390$
`
`4,840$
`
`6,100$
`
`6,260$
`
`13,037$
`
`3,660$
`
`5,025$
`
`9,260$
`
`6,695$
`
`192,550$
`
`7,145$
`
`16,810$
`
`7,634$
`
`5,600$
`
`55,231$
`
`7,148$
`
`5,577$
`
`6,938$
`
`Platform
`Units(14)
`57
`
`
`6
`
`5
`
`5
`
`3
`
`5
`
`7
`
`26
`
`5
`
`16
`
`8
`
`39
`
`3
`
`14
`
`10
`
`177
`
`292
`
`117
`15
`
`
`10
`
`6
`
`10
`
`4
`
`5
`
`6
`
`8
`
`5
`
`4
`
`3
`
`4
`
`184
`11
`
`
`18
`
`4
`
`5
`
`32
`
`6
`
`5
`
`3
`
`Total
`Implant
`Revenue(15)
`
`88,740$
`
`7,800$
`
`9,000$
`
`11,700$
`
`5,850$
`
`12,904$
`
`19,356$
`
`58,068$
`
`12,904$
`
`10,150$
`
`6,335$
`
`94,128$
`
`6,452$
`
`19,500$
`
`6,700$
`
`144,352$
`
`228,400$
`
`69,768$
`
`9,720$
`
`7,938$
`
`3,150$
`
`6,300$
`
`3,800$
`
`4,400$
`
`5,640$
`
`9,850$
`
`3,250$
`
`4,000$
`
`8,600$
`
`6,500$
`
`182,649$
`
`6,500$
`
`15,750$
`
`5,850$
`
`5,400$
`
`45,000$
`
`3,800$
`
`4,200$
`
`5,850$
`
`Total
`Implant
`Units(15)
`
`19
`
`2
`
`2
`
`2
`
`1
`
`2
`
`3
`
`9
`
`2
`
`3
`
`3
`
`15
`
`1
`
`6
`
`2
`
`36
`
`57
`
`19
`
`2
`
`3
`
`1
`
`2
`
`1
`
`1
`
`2
`
`2
`
`1
`
`1
`
`2
`
`2
`
`56
`
`2
`
`5
`
`1
`
`3
`
`11
`
`1
`
`1
`
`1
`
`PEEK
`Implant
`Revenue(16)
`88,740$
`
`
`7,800$
`
`9,000$
`
`11,700$
`
`5,850$
`
`12,904$
`
`19,356$
`
`58,068$
`
`12,904$
`
`10,150$
`
`6,335$
`
`94,128$
`
`6,452$
`
`19,500$
`
`6,700$
`
`144,352$
`
`228,400$
`69,768$
`
`
`9,720$
`
`7,938$
`
`3,150$
`
`6,300$
`
`3,800$
`
`4,400$
`
`5,640$
`
`9,850$
`
`3,250$
`
`4,000$
`
`8,600$
`
`6,500$
`
`182,649$
`6,500$
`
`
`15,750$
`
`5,850$
`
`5,400$
`
`45,000$
`
`3,800$
`
`4,200$
`
`5,850$
`
`PEEK
`Implant
`Units(16)
`
`19
`
`2
`
`2
`
`2
`
`1
`
`2
`
`3
`
`9
`
`2
`
`3
`
`3
`
`15
`
`1
`
`6
`
`2
`
`36
`
`57
`
`19
`
`2
`
`3
`
`1
`
`2
`
`1
`
`1
`
`2
`
`2
`
`1
`
`1
`
`2
`
`2
`
`56
`
`2
`
`5
`
`1
`
`3
`
`11
`
`1
`
`1
`
`