Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28678 Page 1 of
`80
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`EXHIBIT 3
`(PART 5)
`
`TO THE DECLARATION OF
`BRIAN J. NISBET IN SUPPORT OF
`DEFENDANTS’ MOTION FOR
`SUMMARY JUDGMENT
`
`
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28679 Page 2 of
`80
`
`Schedule 1
`
`See attached.
`
`A TEC _LLIF0000S 1835
`
`EXHIBIT 3 - PAGE 808
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28680 Page 3 of
`80
`
`Name/Title
`Dilator
`
`Dilator
`Dilator
`Dilator
`Dilator
`Dilator
`lntervertebral Implant
`
`Reference
`PD0023DES1
`
`PD0023DES2
`PD0023DES3
`PD0023DES4
`PD0023DES5
`PD0023DES6
`PD0074DES1
`
`PD0074EPDES1
`
`PD0099DES1
`
`PD0099DES3
`
`PD0099DES4
`
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`
`Current Owner cc
`us
`NuVasive, Inc.
`us
`us
`us
`us
`us
`us
`EM
`us
`
`NuVasive, Inc.
`
`Appl. No.
`29/360,368
`
`29/360,369
`29/360,370
`29/411,162
`29/411,651
`29/411,652
`29/176,060
`
`000069562
`
`29/192,063
`
`us
`
`29/399,922
`
`2011-08-19
`
`D752,646
`
`2016-03-29
`
`NuVasive, Inc.
`
`29/559,163
`
`29/227,372
`
`2016-03-24
`
`2005-04-11
`
`D530,423
`
`2006-10-17
`
`Filing Date
`2010-04-23
`
`2010-04-23
`2010-04-23
`2012-01-17
`2012-01-24
`2012-01-24
`2003-02-14
`
`Reg. No.
`D652,921
`
`D652,922
`D652,519
`D666,292
`D666,293
`D666,294
`D493,S33
`
`Notes
`
`Reg. Date
`2012-01-24
`
`2012-01-24
`2012-01-17
`2012-08-28
`
`2012-08-28
`2012-08-28
`2004-07-27 No assignment
`
`2003-08-14
`
`000069562
`
`2003-12-09
`
`2003-10-17
`
`D533,875
`
`2006-12-19
`
`Assignment from
`inventors in progress
`Assignment from
`inventors in progress
`Assignment from
`inventors in progress
`
`Case Status
`Registered
`
`Registered
`Registered
`Registered
`
`Registered
`Registered
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Pending
`
`Registered
`
`lntervertebral Implant
`Graphic User Interface for a
`Medical Monitor
`Graphical User Interface for a
`Medical Monitor
`Graphic User Interface for a
`Medical Monitor
`lntervertebral Implant
`
`lntervertebral Implant
`Electrode Connector
`
`Electrode Connector
`Spinal Fusion Implant
`lntervertebral Implant
`Favored Angle Screw
`lntervertebral Implant
`lntervertebral Implant
`Spinal Fusion Implant
`Spinal Implant Insertion System
`Surgical Fixation System
`Spinal Fusion Implant
`Spinal Fusion Implant
`Spinal Fusion Implant
`
`Bone Plate
`
`Bone Plate
`lntervertebral Implant
`lntervertebral Implant
`lntervertebral Implant
`
`PD0104DES1
`
`PD0104DES2
`PD0137DES1
`
`PD0137DES2
`PD0162DES1
`PD0163DES1
`
`PD0197DES1
`PD0225DES1
`
`PD0225DES2
`PD0228DES1
`PD0251DES1
`
`PD0256DES1
`PD0268DES1
`PD0271DES1
`PD0291DES1
`PD0313DES1
`
`PD0313DES2
`PD0314DES1
`PD0330DES1
`PD0330DE52
`
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, _Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`
`29/306,656
`29/362,506
`
`29/362,507
`29/381,796
`29/439,479
`
`29/508,745
`29/376,166
`
`29/438,216
`29/304,928
`29/496,752
`29/545,063
`29/474,062
`29/479,802
`29/475,314
`
`29/446,437
`
`29/446,441
`29/427,492
`29/326,326
`29/367,504
`
`2009-02-28
`2010-05-26
`
`2010-05-26
`2010-12-22
`2012-12-11
`
`2014-11-10
`2010-10-01
`
`2012-11-27
`2008-03-10
`2014-07-16
`2015-11-09
`2014-05-15
`2014-01-20
`2013-12-02
`2013-02-22
`
`2013-02-22
`2012-07-18
`
`2008-10-15
`2010-08-09
`
`D594,986
`D639,741
`
`D639,243
`D708,747
`D733,303
`
`2009-06-23
`2011-06-14
`
`2011-06-07
`2014-07-08
`2015-06-30
`
`D671,64S
`
`2012-11-27
`
`D599,019
`
`2009-08-25
`
`D731,063
`D734,853
`
`D711,537
`
`D621,509
`D674,092
`
`2015-06-02
`2015-07-21
`
`2014-08-19
`2010-08-10
`2013-01-08
`
`Registered
`Registered
`Registered
`
`Registered
`Registered
`
`Pending
`Registered
`
`Pending
`Registered
`Pending
`Pending
`Pending
`Pending
`Registered
`
`Registered
`
`Pending
`
`Registered
`Registered
`Registered
`
`~ m
`()
`I r
`r
`::;:;
`0
`0
`0
`0
`~
`OJ
`(,)
`0)
`
`EXHIBIT 3 - PAGE 809
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28681 Page 4 of
`80
`
`PD0330DES4
`
`PD0330DES5
`
`PD0330DES6
`
`PD0338DES1
`
`PD0338DES2
`
`PD0342DES1
`PD0356DES1
`PD0356DES2
`PD0426DES1
`PD0438DES1
`PD0470DES1
`PD0488DES1
`PD0488DES2
`PD0488DE53
`PD0488DES4
`PD0489DES1
`PD0489DES2
`
`lntervertebral Implant
`lntervertebral Implant
`
`lntervertebral Implant
`Spinal Fusion Implant
`
`Spinal Fusion Implant
`Spinal Distraction Instrument
`Spinal Implant
`Spinal Implant
`Spinous Process Plate
`lntervertebral lmpalnt
`Retractor Blade
`lntervertebral Implant
`lntervertebral Implant
`lntervertebral Implant
`lntervertebral Implant
`lntervertebral Implant
`lntervertebral Implant
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc. ·
`NuVasive, Inc.
`NuVasive, Inc.
`
`PD0499DES1
`
`lntervertebral Implant
`
`NuVasive, Inc.
`
`PD0561DES1
`
`NuVasive, Inc.
`
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`us
`
`us
`
`29/448,485
`
`29/532,085
`
`29/555,472
`29/486,401
`
`29/543,139
`
`29/393,737
`29/369,140
`29/419,794
`29/489,679
`29/459,170
`29/530,069
`29/405,583
`29/444,346
`29/477,585
`29/551,272
`29/405,584
`29/515,792
`
`2013-03-12
`
`D735,336
`
`2015-07-01
`
`D750,252
`
`2015-07-28
`
`2016-02-23
`
`2016-02-22
`2014-03-28
`
`2015-10-21
`2011-06-08
`2010-09-02
`2012-05-01
`2014-05-01
`2013-06-26
`2015-06-12
`2011-11-03
`2013-01-29
`2013-12-23
`2016-01-12
`2011-11-03
`2015-01-27
`
`D741,488
`
`2015-10-20
`
`D656,610
`D658,761
`D685,475
`
`2012-03-27
`2012-05-01
`2013-07-02
`
`D725,270
`
`2015-03-24
`
`D675,320
`D696,402
`D747,485
`
`2013-01-29
`2013-12-24
`2016-01-12
`
`D721,808
`
`2015-01-27
`
`29/438,314
`
`2012-11-28
`
`D731,061
`
`2015-06-02
`
`Co-ownership, no
`assignment from
`Troy Walters
`
`Registered
`
`Registered
`
`Pending
`Registered
`
`Pending
`Registered
`Registered
`Registered
`Pending
`Registered
`Pending
`Registered
`Registered
`Registered
`Pending
`Registered
`Pending
`
`Registered
`
`Pending
`
`PD0577DES1
`PD0577DES2
`
`PD0610DES1
`
`PD0619DES1
`
`PD0620DES1
`PD0669DES1
`
`PU0007US1
`
`PU0007US10
`
`PU0007US2
`
`PU0007US4
`
`Surgical Instrument
`lntervertebral Implant
`lntervertebral Implant
`Anterior Cervical Bone Plate
`Combined lntradiscal Insertion
`Tool and lntradiscal Shim
`lntervertebral Implant
`lnterspinous Process Spacer
`Nerve Surveillance Cannulae
`Systems
`Surgical Access and Nerve
`Surveillance
`Nerve Surveillance Cannulae
`Systems
`Nerve Surveillance Cannulae
`Systems
`
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`us
`us
`us
`us
`us
`us
`us
`
`us
`
`us
`
`us
`
`29/460,276
`29/469,512
`29/547,760
`29/504,658
`
`29/508,821
`
`29/509,736
`29/550,016
`
`09/325,998
`
`D745,159
`
`2015-12-08
`
`2013-07-09
`2013-10-10
`2015-12-07
`
`2014-10-08
`
`2014-11-11
`
`2014-11-20
`2015-12-30
`
`Registered
`Pending
`
`Pending
`
`Pending
`
`Pending
`Pending
`
`1999-06-04
`
`6,564,078
`
`2003-05-13
`
`Security Interest
`
`Registered
`
`14/622,600
`
`2015-02-13
`
`10/431,619
`
`2003-05-07
`
`7,079,883
`
`2006-07-18
`
`11/982,254
`
`2007-10-31
`
`7,962,191
`
`2011-06-14
`
`Pending
`
`Registered
`
`Registered
`
`~ m
`()
`I r
`r ::;:;
`
`0
`0
`0
`0
`~
`OJ
`(,)
`-..,J
`
`EXHIBIT 3 - PAGE 810
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28682 Page 5 of
`80
`
`PU0007US5
`
`PU0007US7
`
`PU0007US8
`
`PU0007US9
`
`PU0008US1
`
`PU0013US1
`
`PU0014US1
`
`PU0014US2
`
`PU0014US3
`
`PU0014US4
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`
`us
`
`us
`
`us
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`11/982,250
`
`2007-10-31
`
`7,693,562
`
`2010-04-06
`
`13/160,477
`
`2011-06-14
`
`8,165,653
`
`2012-04-24
`
`13/494,908
`
`2012-06-12
`
`8,489,170
`
`2013-07-16
`
`13/943,725
`
`09/326,740
`
`2013-07-16
`
`9,014,776
`
`1999-06-04
`
`6,266,394
`
`2015-04-21
`
`2001-07-24
`
`09/274,217
`
`1999-03-23
`
`6,183,518
`
`2001-02-06
`
`10/789,797
`
`2004-02-27
`
`7,819,801
`
`2010-10-26
`
`12/632,373
`
`2009-12-07
`
`7,892,173
`
`2011-02-22
`
`13/030,798
`
`2011-02-18
`
`8,303,498
`
`2012-11-06
`
`13/668,504
`
`2012-11-05
`
`8,550,994
`
`2013-10-08
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Nerve Surveillance Cannulae
`Systems
`Surgical Access and Nerve
`Surveillance
`Surgical Access and Nerve
`Surveillance
`Surgical Access and Nerve
`Surveillance
`Image Intensifier Reticle System
`Method of Replacing Nucleus
`Pulposus and Repairing the
`lntervertebral Disk
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Annulotomy Closure Device
`Annulotomy Closure Device and
`Related Methods
`Annulotomy Closure Device and
`Related Methods
`Annulotomy Closure Device and
`Related Methods
`Annulotomy Closure Device and
`Related Methods
`Bone Graft Harvester
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`
`PU0014US5
`
`PU0014US6
`
`PU0015US1
`
`PU0015US2
`
`PU0015US3
`
`PU0015US4
`
`PU0015US5
`
`PU0021US1
`
`PU0023US1
`
`PU0023US10
`
`PU0023US11
`
`~ m
`()
`I r
`r
`::;:;
`0
`0
`0
`0
`~
`OJ
`(,)
`OJ
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`
`us
`us
`us
`
`us
`
`us
`
`us
`
`us
`us
`
`us
`
`us
`
`13/756,951
`
`2013-02-01
`
`8,696,559
`
`2014-04-15
`
`14/171,347
`
`09/663,250
`
`11/078,541
`
`2014-02-03
`
`2000-09-15
`
`6,964,674
`
`2005-03-11
`
`7,901,430
`
`2005-11-15
`
`2011-03-08
`
`11/982,253
`
`2007-10-31
`
`7,883,527
`
`2011-02-08
`
`11/981,859
`
`2007-10-31
`
`9,277,903
`
`2016-03-08
`
`15/063,249
`
`09/717,838
`
`10/608,362
`
`2016-03-07
`
`2000-11-21
`
`6,764,452
`
`2003-06-26
`
`7,582,058
`
`2004-07-20
`
`2009-09-01
`
`14/297,438
`
`2014-06-05
`
`14/297,369
`
`2014-06-05
`
`Registered
`
`Pending
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Pending
`
`Registered
`
`Registered
`
`Pending
`
`Pending
`
`EXHIBIT 3 - PAGE 811
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28683 Page 6 of
`80
`
`PU0023US2
`
`PU0023US3
`
`PU0023US4
`
`PU0023US5
`
`PU0023US6
`
`PU0023US7
`
`PU0023US8
`
`PU0023US9
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`12/428,081
`
`2009-04-22
`
`7,935,051
`
`2011-05-03
`
`12/635,418
`
`2009-12-10
`
`8,192,356
`
`2012-06-05
`
`12/649,604
`
`2009-12-30
`
`8,182,423
`
`2012-05-22
`
`12/650,336
`
`2009-12-30
`
`8,187,179
`
`2012-05-29
`
`13/466,398
`
`2012-05-08
`
`8,672,840
`
`2014-03-18
`
`13/757,035
`
`2013-02-01
`
`8,708,899
`
`2014-04-29
`
`13/865,598
`
`2013-04-18
`
`8,915,846
`
`2014-12-23
`
`14/263,797
`
`2014-04-28
`
`2002-10-30
`
`2002353954
`
`2008-11-13
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Pending
`
`Registered
`
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`System and Methods for
`Performing Percutaneous Pedicle
`Integrity Assessments
`System and Methods for
`Performing Percutaneous Pedicle
`Integrity Assessments
`System and Methods for
`Performing Percutaneous Pedicle
`Integrity Assessments
`System and Methods for
`Performing Percutaneous Pedicle
`Integrity Assessments
`System and Methods for
`Performing Percutaneous Ped icle
`Integrity Assessments
`System and Methods for
`Performing Percutaneous Pedicle
`Integrity Assessments
`System and Methods for
`Performing Percutaneous Pedicle
`Integrity Assessments
`System and Methods for
`Determining Direction to a Nerve
`System and Methods for
`Determining Direction to a Nerve
`
`PU0025AU1
`
`PU0025AU2
`
`PU0025DE1
`
`PU0025GB1
`
`PU0025JP1
`
`PU0025US1
`
`PU0025US2
`
`PU0027AU2
`
`PU0027EP1
`
`~ m
`()
`I r
`r
`::;:;
`0
`0
`0
`0
`~
`OJ
`(,)
`CD
`
`NuVasive, Inc.
`
`AU
`
`2002353954
`
`NuVasive, Inc.
`
`AU
`
`2008240341
`
`2002-10-30
`
`2008240341 82
`
`2012-07-19
`
`NuVasive, Inc.
`
`DE
`
`02789358.5
`
`2002-10-30
`
`60238861.9-08
`
`2011-01-05
`
`NuVasive, Inc.
`
`GB
`
`02789358.5
`
`2002-10-30
`
`1450681
`
`2011-01-05
`
`NuVasive, Inc.
`
`JP
`
`2003-539520
`
`2002-10-30
`
`4340153
`
`2009-07-10
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`
`us
`
`10/836,105
`
`2002-10-30
`
`7,664,544
`
`2010-02-16
`
`12/427,612
`
`2009-04-21
`
`NuVasive, Inc.
`
`AU
`
`2008200066
`
`2003-01-15
`
`2008200066
`
`2012-01-12
`
`NuVasive, Inc.
`
`EP
`
`03710727.3
`
`2003-01-15
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Pending
`
`Registered
`
`Pending
`
`EXHIBIT 3 - PAGE 812
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28684 Page 7 of
`80
`
`NuVasive, Inc.
`
`JP
`
`2004-566886
`
`2003-01-15
`
`4397817
`
`2009-10-30
`
`11/182,545
`
`2003-01-15
`
`8,147,421
`
`2012-04-03
`
`Registered
`
`Registered
`
`Pending
`
`Registered
`Pending
`Registered
`Registered
`
`Registered
`Pending
`
`Registered
`Registered
`Registered
`Registered
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`System and Methods for
`Determining Direction to a Nerve
`System and Methods for
`Determining Direction to a Nerve
`System and Methods for
`Determining Direction to a Nerve
`Electromyography System
`Electromyography System
`Electromyography System
`Electromyography System
`Electromyography System
`Electromyography System
`
`PU0027JP1
`
`PU0027US1
`
`PU0027US3
`
`PU0028AU1
`PU0028EP1
`PU0028JP1
`PU0028US1
`
`PU0028US10
`PU0028US11
`
`PU0028US2
`PU0028US3
`PU0028US4
`PU0028US5
`PU0028US8
`
`PU0029US1
`
`PU0029US2
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`
`us
`
`AU
`EP
`JP
`us
`us
`us
`us
`us
`us
`us
`us
`us
`
`us
`
`14/865,683
`
`22517/01
`00986240.0
`2001-539347
`
`09/722,070
`
`13/726,110
`14/622,585
`
`10/830,189
`11/894,987
`11/981,889
`11/982,238
`13/196,784
`
`10/682,568
`
`2015-09-25
`
`2000-11-24
`2000-11-24
`2000-11-24
`2000-11-24
`
`2012-12-22
`2015-02-13
`
`2004-04-21
`2007-08-21
`2007-10-31
`2007-10-31
`2011-08-02
`
`4854900
`7,470,236
`
`8,958,869
`
`7,963,927
`8,562,539
`8,641,638
`7,991,463
`8,337,410
`
`2003-10-08
`
`8,137,284
`
`779567
`
`2005-05-26
`
`2011-11-04
`2008-12-30
`
`2015-02-17
`
`2011-06-21
`2013-10-22
`2014-02-04
`2011-08-02
`2012-12-25
`
`2012-03-20
`
`12/650,271
`
`2009-12-30
`
`8,192,357
`
`2012-06-05
`
`2012-06-01
`
`8,512,235
`
`2013-08-20
`
`Electromyography System
`Electromyography System
`Electromyography System
`Electromyography System
`Electromyography System
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Sugical Access System and Related
`Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`System and Methods for Cervical
`Spinal Fusion
`Spinal Alignment Apparatus and
`Methods
`
`PU0029US3
`
`PU0029US4
`
`PU0029US5
`
`PU0029US6
`
`PU0029US7
`
`PU0029US8
`
`PU0029US9
`
`PU0032US1
`
`PU0038AU1
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`0
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`
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`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`13/486,093
`
`13/756,908
`
`2013-02-01
`
`8,679,006
`
`2014-03-25
`
`14/018,173
`
`2013-09-04
`
`8,663,100
`
`2014-03-04
`
`14/195,227
`
`2014-03-03
`
`8,956,283
`
`2015-02-17
`
`14/599,237
`
`2015-01-16
`
`9,204,871
`
`2015-12-08
`
`14/959,454
`
`2015-12-04
`
`15/059,215
`
`2016-03-02
`
`10/283,429
`
`2002-10-29
`
`6,923,814
`
`2005-08-02
`
`NuVasive, Inc.
`
`AU
`
`2002252625
`
`2002-03-26
`
`2002252625
`
`2007-10-11
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Pending
`
`Pending
`
`Registered
`
`Registered
`
`EXHIBIT 3 - PAGE 813
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28685 Page 8 of
`80
`
`PU0038US1
`
`PU0039US1
`
`PU0039US10
`
`PU0039US11
`
`PU0039US12
`
`PU0039US13
`
`PU0039US14
`
`PU0039US2
`
`PU0039US3
`
`PU0039US4
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`10/105,971
`
`2002-03-25
`
`6,802,844
`
`2004-10-12
`
`10/759,811
`
`2004-01-16
`
`7,691,057
`
`2010-04-06
`
`13/856,648
`
`2013-04-04
`
`8,602,982
`
`2013-12-10
`
`13/955,950
`
`2013-07-31
`
`8,753,270
`
`2014-06-17
`
`14/018,209
`
`2013-09-04
`
`8,747,307
`
`2014-06-10
`
`14/287,982
`
`2014-05-27
`
`9,301,743
`
`2016-04-05
`
`15/058,083
`
`2016-03-01
`
`12/636,860
`
`2009-12-14
`
`8,403,841
`
`2013-03-26
`
`12/650,123
`
`2009-12-30
`
`8,114,019
`
`2012-02-14
`
`12/650,301
`
`2009-12-30
`
`8,133,173
`
`2012-03-13
`
`2012-05-08
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Pending
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Spinal Alignment Apparatus and
`Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Hinged Anterior Thoracic/Lumbar
`Plate
`Hinged Anterior Thoracic/Lumbar
`Plate
`Nerve Proximity and Status
`Detection System and Method
`Nerve Proximity and Status
`Detection System and Method
`Nerve Proximity and Status
`Detection System and Method
`
`PU0039US5
`
`PU0039US6
`
`PU0039US7
`
`PU0039US8
`
`PU0039US9
`
`PU0040US1
`
`PU0040US2
`
`PU0042AU2
`
`PU0042JP1
`
`PU0042US1
`
`~ m
`()
`I r
`r
`::;:;
`0
`0
`0
`0
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`OJ :::
`
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`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`12/725,685
`
`2010-03-17
`
`8,172,750
`
`12/984,368
`
`2011-01-04
`
`8,439,832
`
`2013-05-14
`
`13/417,499
`
`2012-03-12
`
`8,343,046
`
`2013-01-01
`
`13/466,531
`
`2012-05-08
`
`8,523,768
`
`2013-09-03
`
`13/756,883
`
`2013-02-01
`
`8,562,521
`
`2013-10-22
`
`10/108,287
`
`2002-03-27
`
`6,764,489
`
`2004-07-20
`
`10/860,850
`
`2004-06-03
`
`7,341,590
`
`2008-03-11
`
`NuVasive, Inc.
`
`AU
`
`2007200123
`
`2001-06-08
`
`2007200123
`
`2008-11-13
`
`NuVasive, Inc.
`
`JP
`
`2002-501334
`
`2001-06-08
`
`5405706
`
`2013-11-08
`
`NuVasive, Inc.
`
`us
`
`09/590,632
`
`2000-06-08
`
`6,466,817
`
`2002-10-15
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`EXHIBIT 3 - PAGE 814
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28686 Page 9 of
`80
`
`PU0042US2
`
`PU00S0CH2
`
`PU0050DE2
`
`PU0050GB2
`
`PU0050US1
`
`PU0050US2
`
`PU00S0US3
`PU00S0US4
`
`PU0050US5
`
`PU0050US6
`
`NuVasive, Inc.
`
`us
`
`10/271,388
`
`2002-10-14
`
`7,177,677
`
`2007-02-13
`
`NuVasive, Inc.
`
`CH
`
`07025241.6
`
`2001-07-13
`
`1929978
`
`2013-01-23
`
`NuVasive, Inc.
`
`DE
`
`07025241.6
`
`2001-07-13
`
`1929978
`
`2013-01-23
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`GB
`
`us
`
`us
`us
`us
`us
`
`us
`
`07025241.6
`
`2001-07-13
`
`1929978
`
`2013-01-23
`
`09/904,179
`
`2001-07-11
`
`6,852,126
`
`2005-02-08
`
`11/053,016
`
`11/981,858
`11/982,251
`
`13/915,554
`
`2005-02-08
`
`7,887,568
`
`2007-10-31
`2007-10-31
`
`8,460,384
`8,475,496
`
`2013-06-11
`
`9,101,484
`
`2011-02-15
`
`2013-06-11
`2013-07-02
`
`2015-08-11
`
`14/823,315
`
`2015-08-11
`
`NuVasive, Inc.
`
`09/877,713
`
`2001-06-08
`
`6,500,128
`
`2002-12-31
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`Registered
`
`Registered
`
`Pending
`
`Registered
`
`Nerve Proximity and Status
`Detection System and Method
`Stackable Interlocking
`lntervertebral Su port System
`Stackable Interlocking
`lntervertebral Su port System
`Stackable Interlocking
`lntervertebral Suport System
`Stackable Interlocking
`lntervertebral Support System
`Stackable Spinal Support System
`and Related Methods
`Stackable Spinal Support System
`Stackable Spinal Support System
`Stackable Interlocking
`lntervertebral Su port System
`Stackable Interlocking
`lntervertebral Suport System
`Nerve Movement and Status
`Detection System and Method
`System and Method for
`Performing Spinal Fixation
`Bone Allograft Packaging System
`Method of Packaging a bone
`allograft intended for a Spinal
`Fusion Procedure
`Tissue Discrimination and
`Applications in Medical Proceudres
`Tissue Discrimination and
`Applications in Medical Proceudres
`Tissue Discrimination and
`Applications in Medical Proceudres
`Tissue Discrimination and
`Applications in Medical Proceudres
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`
`PU0052US1
`
`PU0054US1
`
`PU0055US1
`
`PU0055US2
`
`PU0059US1
`
`PU0059US2
`
`PU0059US4
`
`PU0059US5
`
`PU0062AU2
`
`PU0062AU3
`
`~ m
`()
`I r
`r ::;:;
`
`0
`0
`0
`0
`~
`OJ
`.i,..
`N
`
`us
`
`us
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`11/031,506
`
`09/687,611
`
`2005-01-06
`
`7,833,251
`
`2000-10-11
`
`6,739,112
`
`2010-11-16
`
`2004-05-25
`
`10/854,663
`
`2004-05-25
`
`7,162,850
`
`2007-01-16
`
`09/860,648
`
`2001-05-18
`
`6,760,616
`
`2004-07-06
`
`10/812,038
`
`2004-03-29
`
`7,050,848
`
`2006-05-23
`
`12/609,004
`
`2009-10-29
`
`8,090,436
`
`2012-01-03
`
`13/221,192
`
`2011-08-30
`
`NuVasive, Inc.
`
`AU
`
`2008202081
`
`2002-07-11
`
`2008202081
`
`2011-09-08
`
`NuVasive, Inc.
`
`AU
`
`2011202118
`
`2002-07-11
`
`2011202118
`
`2013-08-29
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`Pending
`
`Registered
`
`Registered
`
`EXHIBIT 3 - PAGE 815
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28687 Page 10 of
`80
`
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`
`PU0062AU4
`
`PU0062AU5
`
`PU0062EP1
`
`PU0062JP1
`
`PU0062US1
`
`PU0062US2
`
`PU0062US3
`
`PU0062US4
`
`PU0062US5
`
`PU0062US6
`
`NuVasive, Inc.
`
`AU
`
`2013204803
`
`2002-07-11
`
`2013204803 B2
`
`2015-11-05
`
`Registered
`
`NuVasive, Inc.
`
`AU
`
`2015246103
`
`2002-07-11
`
`NuVasive, Inc.
`
`EP
`
`02756464.0
`
`2002-07-11
`
`Pending
`
`Pending
`
`NuVasive, Inc.
`
`JP
`
`2003-511700
`
`2002-07-11
`
`4295086
`
`2009-04-17
`
`Registered
`
`NuVasive, Inc.
`
`NuVasive, .Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
`
`us
`
`us
`
`us
`
`us
`
`us
`
`10/754,899
`
`2002-07-11
`
`8,068,912
`
`2011-11-29
`
`Registered
`
`12/711,937
`
`2010-02-24
`
`7,920,922
`
`2011-04-05
`
`Registered
`
`12/434,303
`
`2009-05-01
`
`8,050,769
`
`2011-11-01
`
`13/080,493
`
`2011-04-05
`
`8,055,349
`
`2011-11-08
`
`13/292,065
`
`2011-11-08
`
`8,634,904
`
`2014-01-21
`
`13/465,666
`
`2012-05-07
`
`8,812,116
`
`2014-08-19
`
`Registered
`
`Registered
`
`Registered
`
`Registered
`
`~ m
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`
`EXHIBIT 3 - PAGE 816
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28688 Page 11 of
`80
`
`PU0062US7
`
`PU0062US8
`
`PU0063US1
`
`PU0064US1
`
`PU0067US1
`
`PU0070US1
`
`PU0071EP1
`
`PU0071EP2
`
`NuVasive, Inc.
`
`us
`
`13/767,355
`
`2013-02-14
`
`9,037,250
`
`2015-05-19
`
`Registered
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`NuVasive, Inc.
`
`us
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`us
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`us
`us
`us
`
`14/687,745
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`2015-04-15
`
`10/264,307
`
`2002-10-02
`
`7,776,049
`
`2010-08-17
`
`09/168,306
`
`09/320,236
`
`09/320,161
`
`1998-10-07
`
`6,030,401
`
`1999-05-26
`
`6,251,140
`
`1999-05-26
`
`6,290,724
`
`2000-02-29
`
`2001-06-26
`
`2001-09-18
`
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`EP
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`02778359.6
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`2002-09-25
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`NuVasive, Inc.
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`12001129.1
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`2002-09-25
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`Pending
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`Registered
`
`Registered
`
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`
`Pending
`
`Pending
`
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`
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`System and Methods for
`Determining Nerve Proximity,
`Direction, and Pathology During
`Surgery
`Spinal Implant Inserter, Implant,
`and Method
`Vertebral Endplate Decorticator
`and Osteophyte Resector
`Interlocking Spinal Inserts
`Methods for Separating and
`Stabilizing Adjacent Vertebrae
`Systems and Methods for
`Performing Surgery Procedures
`and Assessments
`Systems and Methods for
`Performing Surgery Procedures
`and Assessments
`System and Methods for
`Performing Surgical Procedures
`and Assessments
`Systems and Methods for
`Performing Surgical Procedures
`and Assessments
`Systems and Methods for
`Performing Surgical Procedures
`and Assessments
`Systems and Methods for
`Performing Surgical Procedures
`and Assessments
`System and Methods for
`Performing Surgical Procedures
`and Assessments
`System and Methods for
`Performing Surgical Procedures
`and Assessments
`System and Methods for
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`10/809,280
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`7,522,953
`
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`13/763,816
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`2013-02-11
`
`8,738,123
`
`2014-05-27
`
`14/278,862
`
`2014-05-15
`
`8,977,352
`
`2015-03-10
`
`14/618,438
`
`2015-02-10
`
`12/423,559
`
`2009-04-14
`
`8,005,535
`
`2011-08-23
`
`12/426,792
`
`2009-04-20
`
`8,027,716
`
`2011-09-27
`
`12/628,549
`
`2009-12-01
`
`8,000,782
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`2011-08-16
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`EXHIBIT 3 - PAGE 817
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`

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`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28689 Page 12 of
`80
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`8,244,343
`
`2012-08-14
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`13/568,236
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`2012-08-07
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`8,548,579
`
`2013-10-01
`
`13/762,624
`
`2013-02-08
`
`8,768,450
`
`2014-07-01
`
`10/527,538
`
`2002-09-11
`
`7,722,613
`
`2010-05-25
`
`10/367,441
`
`2003-02-14
`
`7,527,649
`
`2009-05-05
`
`10/887,542
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`2004-07-07
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`7,905,886
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`2011-03-15
`
`Registered
`
`Registered
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`Performing Surgical Procedures
`and Assessments
`System and Methods for
`Performing Surgical Procedures
`and Assessments
`System and Methods for
`Performing Surgical Procedures
`and Assessments
`System and Method for
`Performing Surgical Procedures
`and Assessments
`Systems and Methods for
`Performing Surgical Procedures
`and Assessments
`Systems and Methods for
`Removing Body Tissue
`lntervertebral Implant and Related
`Methods
`System and Methods for
`Performing Transforaminal Lumbar NuVasive, Inc.
`lnterbody Fusion
`Bone Blocks and Methods for
`Inserting Bone Blocks into
`lntervertebral Spaces
`Spinal Implants and Methods for
`Inserting Spinal Implants Into
`lntervertebral Spaces
`Systems and Methods for
`Performing Dynamic Pedicle
`Integrity Assessments
`Systems and Methods for
`Performing Dynamic Pedicle
`Integrity Assessments
`Systems and Methods for
`Performing Dynamic Pedicle
`Integrity Assessments
`Systems and Methods for
`Performing Dynamic Pedicle
`Integrity Assessments
`Systems and Methods for
`Performing Dynamic Pedicle
`
`NuVasive, Inc.
`
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`
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`
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`2005-05-03
`
`7,776,094
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`2010-02-02
`
`8,255,044
`
`2012-08-28
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`Registered
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`Registered
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`Pending
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`Registered
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`Registered
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`
`EXHIBIT 3 - PAGE 818
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 304-13 Filed 01/26/21 PageID.28690 Page 13 of
`80
`
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`2004-09-27
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`2011239260
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`2013-09-12
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`2004-09-27
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`2016200573
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`
`04785182.9
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`2004-09-27
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`2006-528306
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`2004-09-27
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`5124556
`
`2012-11-02
`
`2012-084693
`
`2004-09-27
`
`5689846
`
`2015-02-06
`
`2013-254978
`
`2004-09-27
`
`2015-01-27
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`Registered
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`Pending
`
`Pending
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`Pending
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`
`Registered
`
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`Pending
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`Registered
`
`Integrity Assessments
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Su rgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
`Surgical Access System arid
`Related Methods
`Su rgical Access System and
`Related Methods
`Surgical Access System and
`Related Methods
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`Related Methods
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`Related Methods
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`us
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`us
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`us
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`us
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`14/299,800
`
`2014-06-09
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`8,942,801
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`14/300,003
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`2014-06-09
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`8,821,396
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`2014-09-02
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`14/449,313
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`2014-08-01
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`8,945,004
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`2015-02-03
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`14/598,043
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`2015-01-15
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`14/599,313
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`2015-01-16
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`9,265,493
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`2016-02-23
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`14/994,640
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`2016-01-13
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`11/789,284
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`2007-04