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`EXHIBIT K
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`TO TANNER DECLARATION
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`WILSON SONSINI GOODRICH & ROSATI P.C.
`PAUL D. TRIPODI II (SBN 162380)
`ptripodi@wsgr.com
`GRACE J. PAK (SBN 277705)
`gpak@wsgr.com
`633 West Fifth Street, Suite 1550
`Los Angeles, CA 90071
`Telephone: 323-210-2900
`Fax: 866-974-7329
`
`WENDY L. DEVINE (SBN 246337)
`wdevine@wsgr.com
`One Market Plaza
`Spear Tower, Suite 3300
`San Francisco, California 94105-1126
`Telephone: 415-947-2000
`Fax: 415-947-2099
`
`NATALIE J. MORGAN (SBN 211143)
`nmorgan@wsgr.com
`CHRISTINA DASHE (SBN 292360)
`cdashe@wsgr.com
`12235 El Camino Real
`San Diego, CA 92130
`Telephone: 858-350-2300
`Fax: 858-350-2399
`
`SARA L. TOLBERT (SBN 300945)
`stolbert@wsgr.com
`650 Page Mill Road
`Palo Alto, CA 94304
`Telephone: 650-593-9300
`Fax: 650-493-6811
`
`Attorneys for Plaintiff NuVasive, Inc.
`
`UNITED STATES DISTRICT COURT
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`SOUTHERN DISTRICT OF CALIFORNIA – SAN DIEGO DIVISION
`
`NUVASIVE, INC., a Delaware
`corporation,
`
` Plaintiff,
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`v.
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`
`
`ALPHATEC HOLDINGS, INC., a
`Delaware corporation, and ALPHATEC
`SPINE, INC., a California corporation,
`
` Defendants.
`
`)
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`Case No. 18-cv-00347-MDD-CAB
`
`PLAINTIFF NUVASIVE,
`INC.’S SUPPLEMENTAL
`OBJECTIONS AND
`RESPONSES TO
`DEFENDANTS’ FIRST SET OF
`INTERROGATORIES (NOS. 1-
`4, 8, 10, 11)
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`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`18-cv-00347-CAB-MDD
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`EXHIBIT K
`PAGE 5
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`Case 3:18-cv-00347-CAB-MDD Document 301-4 Filed 01/15/21 PageID.27259 Page 3 of 13
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` DHF-06-008 (re shims and XLIF kit components):
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`NUVA_ATEC0011053 – NUVA_ATEC0012429,
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`NUVA_ATEC0012466 – NUVA_ATEC0012541,
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`NUVA_ATEC0012598 – NUVA_ATEC0012617,
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`NUVA_ATEC0012621 – NUVA_ATEC0012839,
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`NUVA_ATEC0012936 – NUVA_ATEC0012952;
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` DHF-06-018 (re dilators): NUVA_ATEC0014000 –
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`NUVA_ATEC0014446;
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` DHF-08-012 (re shims and XLIF kit components):
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`NUVA_ATEC13829 – NUVA_ATEC0013999;
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` DHF-09-020 (re access system): NUVA_ATEC0012953 –
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`NUVA_ATEC0013828;
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` DHF-14-020 (re dilators): NUVA_ATEC0012927 –
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`NUVA_ATEC0012935.
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`Discovery is ongoing and NuVasive reserves its right to amend or
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`supplement its response to this interrogatory.
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`17
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`INTERROGATORY NO. 3:
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`For each asserted claim of the patents-in-suit, describe in detail the facts
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`and circumstances relating to the first written description, offer for sale, sale,
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`public disclosure, public use, or disclosure to any person other than a named
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`inventor of the claimed invention, including, without limitation, the identities of
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`the persons involved in each such event, the identities of the persons most
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`knowledgeable regarding each such event, the date on which each such event
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`occurred, and the identification of each document that reflects or relates to such
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`facts and circumstances.
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`RESPONSE TO INTERROGATORY NO. 3:
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`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`18-cv-00347-CAB-MDD
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`EXHIBIT K
`PAGE 6
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`Case 3:18-cv-00347-CAB-MDD Document 301-4 Filed 01/15/21 PageID.27260 Page 4 of 13
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`NuVasive incorporates by reference each of the General Objections.
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`NuVasive objects to this interrogatory on the grounds that it contains at least three
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`discrete subparts, is compound, and constitutes at least three interrogatories.
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`NuVasive objects to this interrogatory as vague and ambiguous with respect to the
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`term “the circumstances.” NuVasive objects to this interrogatory on the grounds
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`and to the extent it is overly broad, unduly burdensome, not proportional to the
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`needs of the case, and not relevant to any claim or defense in this case.
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`Specifically, NuVasive objects to the interrogatory to the extent it calls for
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`NuVasive to “describe in detail” the circumstances relating to the first descriptions,
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`disclosures and sales of the claimed inventions. NuVasive objects to this
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`interrogatory to the extent it seeks “Privileged Information.” NuVasive objects to
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`this interrogatory to the extent it calls for legal conclusions. NuVasive objects to this
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`interrogatory to the extent it attempts the shift the burden of proof regarding
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`invalidity to NuVasive. NuVasive objects to this interrogatory to the extent it seeks
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`information no longer in NuVasive’s possession, custody, or control.
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`Subject to and without waiving the foregoing objections, NuVasive
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`responds as follows: the first written description for each of the patents-in-suit is
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`at least as early as the earliest priority date of the respective patent-in-suit based
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`on the earliest filed parent patent application.
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`Additionally, Alphatec has admitted that NuVasive’s “eXtreme Lateral
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`Interbody Fusion” product (or “XLIF”), which includes the MaXcess access
`
`system and CoRoent XL implants, embodies the asserted claims of the patents-in-
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`suit. Doc. No. 48 at 16. Based on information available to NuVasive at this time,
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`NuVasive states that it launched aspects of XLIF in October 2003 at the North
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`American Spine Society (NASS) Annual Meeting, including its MaXcess access
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`system, and specifically MaXcess I. Persons involved in this this launch include
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`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`18-cv-00347-CAB-MDD
`
`EXHIBIT K
`PAGE 7
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`Case 3:18-cv-00347-CAB-MDD Document 301-4 Filed 01/15/21 PageID.27261 Page 5 of 13
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`Pat Miles, Eric Finley, and Scot Martinelli. In addition, MaXcess III launched on
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`September 12, 2006, and MaXcess III Solid launched on November 13, 2008.
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`In October 2004, at NASS, NuVasive launched the CoRoent XL implant
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`as part of XLIF. The persons involved in the launch of CoRoent XL are Matthew
`
`Curran, Matthew Copp, Scot Martinelli, Patrick Miles, and David Ivanko.
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`In addition, pursuant to Local Patent Rule 3.2(b) and Fed. R. Civ. P. 33(d),
`
`NuVasive further states that it will produce and has produced non-privileged
`
`documents from which the information requested can be ascertained, including
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`documents bearing the following Bates numbers:
`
`NUVA_ATEC0000001 – NUVA_ATEC0000290;
`
`NUVA_ATEC0000544 – NUVA_ATEC0014446;
`
`NUVA_ATEC0014504 – NUVA_ATEC0015487;
`
`NUVA_ATEC0016164 – NUVA_ATEC0016948;
`
`NUVA_ATEC0016949 – NUVA_ATEC0039458;
`
`NUVA_ATEC0039459 – NUVA_ATEC0040421;
`
`Discovery is ongoing and NuVasive reserves its right to amend or
`
`supplement its response to this interrogatory.
`
`SUPPLEMENTAL RESPONSE TO INTERROGATORY NO. 3:
`
`In addition to its previously asserted General and Specific Objections,
`
`NuVasive continues to object that this interrogatory is overly broad, unduly
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`burdensome, and not proportional to the needs of the case because it seeks a
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`“detailed” description of information spanning nearly two decades that is no longer
`
`readily accessible to NuVasive due to the passage of time and relevant personnel
`
`departing the company over the intervening 15-plus years. In light of this,
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`NuVasive maintains that its previous response and citation to documents pursuant
`
`to Fed. R. Civ. P. 33(d) is proper at least because the burden of deriving the
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`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`18-cv-00347-CAB-MDD
`
`EXHIBIT K
`PAGE 8
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`
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`Case 3:18-cv-00347-CAB-MDD Document 301-4 Filed 01/15/21 PageID.27262 Page 6 of 13
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`requested information would be substantially the same for either NuVasive or
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`Alphatec.
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`Subject to and without waiving the foregoing objections, NuVasive further
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`states: Based on a reasonable investigation of information from the personal
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`knowledge of those relevant persons still at or employed by NuVasive to date,
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`NuVasive has not identified a disclosure earlier than those provided in its prior
`
`response. Additional persons who may have knowledge regarding the 2004
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`launch and the earliest use and sale of the embodying CoRoent XL implant,
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`include Ryan Donahoe.
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`In addition, pursuant to Fed. R. Civ. P. 33(d), NuVasive has produced and
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`will produce non-privileged documents from which the information regarding
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`the launches, and earliest disclosure, use, and sale of the inventions of the
`
`asserted claims of the patents-in-suit, can be ascertained, including documents
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`bearing the following Bates numbers:
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` NUVA_ATEC0115139 – NUVA_ATEC0115153;
`
` NUVA_ATEC0040546 – NUVA_ATEC0040573;
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` NUVA_ATEC0000001 – NUVA_ATEC0000290,
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`NUVA_ATEC0014504 – NUVA_ATEC0015487,
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`NUVA_ATEC0016164 – NUVA_ATEC0016948;
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` NUVA_ATEC0016949 – NUVA_ATEC0039458,
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`NUVA_ATEC0039459 – NUVA_ATEC0040421.
`
`Finally, NuVasive’s Design History Files (“DHF”) for the various versions
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`of the embodying components of XLIF (including the MaXcess I access system
`
`and CoRoent XL implant) contain NuVasive’s contemporaneous business records
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`and documentation regarding, inter alia, the launch of such components, and
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`include detailed information responsive to this interrogatory. The specific DHF
`
`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`18-cv-00347-CAB-MDD
`
`EXHIBIT K
`PAGE 9
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`
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`Case 3:18-cv-00347-CAB-MDD Document 301-4 Filed 01/15/21 PageID.27263 Page 7 of 13
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`documents produced as kept in NuVasive’s ordinary course of business and cited
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`above are:
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` DHF-01-002 (re dilators): NUVA_ATEC0000544 –
`
`NUVA_ATEC0009120, NUVA_ATEC0012840 –
`
`NUVA_ATEC0012926;
`
` DHF-02-006 (re access system): NUVA_ATEC0009121 –
`
`NUVA_ATEC0009814, NUVA_ATEC0012463 –
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`NUVA_ATEC0012465, NUVA_ATEC0012618 –
`
`NUVA_ATEC0012620;
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` DHF-03-003 (re implants): NUVA_ATEC0009815 –
`
`NUVA_ATEC0010067, NUVA_ATEC0012542 –
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`NUVA_ATEC0012597;
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` DHF-04-002 (re dilators); NUVA_ATEC0010068 –
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`NUVA_ATEC0010509;
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` DHF-04-004 (re light cables): NUVA_ATEC0010510 –
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`NUVA_ATEC0011052, NUVA_ATEC0012430 –
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`NUVA_ATEC0012462;
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` DHF-06-008 (re shims and XLIF kit components):
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`NUVA_ATEC0011053 – NUVA_ATEC0012429,
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`NUVA_ATEC0012466 – NUVA_ATEC0012541,
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`NUVA_ATEC0012598 – NUVA_ATEC0012617,
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`NUVA_ATEC0012621 – NUVA_ATEC0012839,
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`NUVA_ATEC0012936 – NUVA_ATEC0012952;
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` DHF-06-018 (re dilators): NUVA_ATEC0014000 –
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`NUVA_ATEC0014446;
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` DHF-08-012 (re shims and XLIF kit components):
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`NUVA_ATEC13829 – NUVA_ATEC0013999;
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`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`18-cv-00347-CAB-MDD
`
`EXHIBIT K
`PAGE 10
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`
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`Case 3:18-cv-00347-CAB-MDD Document 301-4 Filed 01/15/21 PageID.27264 Page 8 of 13
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` DHF-09-020 (re access system): NUVA_ATEC0012953 –
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`NUVA_ATEC0013828;
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` DHF-14-020 (re dilators): NUVA_ATEC0012927 –
`
`NUVA_ATEC0012935.
`
`Discovery is ongoing and NuVasive reserves its right to amend or
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`supplement its response to this interrogatory.
`
`INTERROGATORY NO. 4:
`
`For each of the patents-in-suit, provide all facts and identify all
`
`corroborating documents regarding the ownership of any right, title, or interest in
`
`or to each patent, including identifying the entity that currently owns the right,
`
`title, or interest; a full explanation of the chain of title to any and all rights, title, or
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`interests in or to each patent; and the circumstances regarding each entity’s
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`assignment/acquisition of any right, title, or interest in each of the patents-in-suit
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`(including, without limitation, the reasons for assignment; dates of acquisition;
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`valuation of the patents-in-suit; and identification of all individuals knowledgeable
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`regarding the assignment and/or involved in a negotiation of the assignment, the
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`persons most knowledgeable regarding the assignment and/or negotiation of the
`
`assignment, and all documents and communications related to such assignment
`
`and/or negotiation of the assignment).
`
`RESPONSE TO INTERROGATORY NO. 4:
`
`NuVasive incorporates by reference each of the General Objections.
`
`NuVasive objects to this interrogatory on the grounds that it contains at least two
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`discrete subparts, is compound, and constitutes at least two interrogatories. For
`
`example, information regarding any “valuation(s) of the patents-in-suit” is
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`completely unrelated to information regarding “ownership of any right title, or
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`interest” in the patents-in-suit. NuVasive objects to this interrogatory as vague and
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`ambiguous with respect to the term “any right, title, or interest.” NuVasive objects
`
`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`
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`25
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`18-cv-00347-CAB-MDD
`
`EXHIBIT K
`PAGE 11
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`Case 3:18-cv-00347-CAB-MDD Document 301-4 Filed 01/15/21 PageID.27265 Page 9 of 13
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`In addition, NuVasive states that it further intends to rely upon facts set forth
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`in the Link Declaration (Doc. No. 37-13) at ¶¶ 6-20, 27-35, 38-39, and the Reply
`
`Link Declaration (Doc. No. 77-52) at ¶ 57 FN 12 and 14, along with the exhibits
`
`cited therein, to support its claim that secondary considerations or objective indicia
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`support the non-obviousness of the asserted claims of the patents-in-suit.
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`NuVasive also intends to rely on at least the following additional documents to
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`support its contentions regarding secondary considerations or objective indicia of
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`non-obviousness:
`
`NUVA_ATEC0119265 – NUVA_ATEC0119267.
`
`Discovery is ongoing and NuVasive reserves its right to amend or
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`supplement its response to this interrogatory.
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`12
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`INTERROGATORY NO. 7:
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`For each of NuVasive’s actual and prospective customers (including, but
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`not limited to, surgeons, hospitals, and medical groups) for any embodying
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`products, identify the following:
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` the surgeon and his or her affiliation, hospital, or medical group;
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` dates of first and most recent offers for sale;
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` products and services offered in connection with the first and most
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`recent offers for sale;
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` prices of products offered in connection with the first and most recent
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`offers for sale;
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` all individuals involved in making the first and most recent offers for
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`sale;
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` dates of first and most recent sales;
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` dates of first and most recent surgeries;
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` products and services sold in connection with the first and most
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`recent sales;
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`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`EXHIBIT K
`PAGE 12
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`Case 3:18-cv-00347-CAB-MDD Document 301-4 Filed 01/15/21 PageID.27266 Page 10 of
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` products and services used in the surgeries for the first and most
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`recent sales;
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` prices of products sold in connection with the first and most recent
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`sales;
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` all individuals involved in making the first and most recent sales; and
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` the persons most knowledgeable regarding the first and most recent
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`sales.
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`RESPONSE TO INTERROGATORY NO. 11:
`
`NuVasive incorporates by reference each of the General Objections.
`
`NuVasive objects to this interrogatory on the grounds that it contains at least three
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`discrete subparts, is compound, and constitutes at least three interrogatories.
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`NuVasive objects to this interrogatory as vague and ambiguous with respect to the
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`term “involved.” NuVasive objects to this interrogatory on the grounds and to the
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`extent it is overly broad, unduly burdensome, not proportional to the needs of the
`
`case, and not relevant to any claim or defense in this case. Specifically, NuVasive
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`objects to the interrogatory to the extent it calls for NuVasive to identify
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`information regarding NuVasive’s prospective customers, identify “all individuals
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`involved in making the first and most recent offers for sale,” and identify “all
`
`individuals involved in making the first and most recent sales.” NuVasive objects
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`to this interrogatory to the extent it seeks information outside of NuVasive’s
`
`possession, custody, or control. NuVasive objects to this interrogatory to the extent
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`it seeks “Privileged Information.”
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`Subject to and without waiving the foregoing objections, NuVasive responds
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`as follows: NuVasive does not track some of the specific information requested,
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`such as all NuVasive personnel that may be “involved” in sales, and/or for all time
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`periods requested. Subject to these limitations and pursuant to Fed. R. Civ. P.
`
`33(d), NuVasive will identify summary documents containing information it
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`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`18-cv-00347-CAB-MDD
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`EXHIBIT K
`PAGE 13
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`Case 3:18-cv-00347-CAB-MDD Document 301-4 Filed 01/15/21 PageID.27267 Page 11 of
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`maintains in the ordinary course of its business from which information relevant to
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`this interrogatory may be derived.
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`Discovery is ongoing and NuVasive reserves its right to supplement its
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`response to this interrogatory.
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`SUPPLEMENTAL RESPONSE TO INTERROGATORY NO. 11:
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`Subject to and without waiving the foregoing objections, pursuant to Fed. R.
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`Civ. P. 33(d), NuVasive further states that it will produce and has produced non-
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`privileged documents from which the information requested can be ascertained,
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`including documents bearing the following Bates numbers:
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`NUVA_ATEC0115139 – NUVA_ATEC0115153;
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`NUVA_ATEC0119265 – NUVA_ATEC0119266.
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`Discovery is ongoing and NuVasive reserves its right to amend or
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`supplement its response to this interrogatory.
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`& RESPONSES TO DEFS’
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`EXHIBIT K
`PAGE 14
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`Dated: October 22, 2018 WILSON SONSINI GOODRICH & ROSATI,
`P.C.
`
`
`
`By: /s/ Christina Dashe
`
`Paul D. Tripodi II (SBN162380)
`ptripodi@wsgr.com
`Grace J. Pak (SBN 277705)
`gpak@wsgr.com
`633 West Fifth Street, Suite 1550
`Los Angeles, CA 90071
`Telephone: 323-210-2900
`Fax: 866-974-7329
`
`
`
`
`
`Natalie J. Morgan (SBN 211143)
`nmorgan@wsgr.com
`Christina Dashe (SBN 292360)
`cdashe@wsgr.com
`12235 El Camino Real
`San Diego, CA 92130
`Telephone: 858-350-2300
`Fax: 858-350-2399
`
`Wendy L. Devine (SBN 246337)
`wdevine@wsgr.com
`One Market Plaza,
`Spear Tower, Suite 3300
`San Francisco, CA 94105-1126
`Telephone: 415-947-2000
`Fax: 415-947-2099
`
`Sara L. Tolbert (SBN 300945)
`stolbert@wsgr.com
`650 Page Mill Road
`Palo Alto, CA 94304
`Telephone: 650-493-9300
`Fax: 650-493-6811
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`NUVASIVE’S SUPPL OBJ.
`& RESPONSES TO DEFS’
`1ST SET OF ROGS
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`45
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`EXHIBIT K
`PAGE 15
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`CERTIFICATE OF SERVICE
`
`The undersigned certifies that a true and correct copy of the foregoing
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`document has been served on this date to all current and/or opposing counsel of
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`record, if any to date, who are deemed to have consented to electronic service via
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`the Court’s CM/ECF system per Civ.L.R. 5.4(d). Any other counsel of record will
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`be served by electronic mail, facsimile and/or overnight delivery.
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`I declare under penalty of perjury under the Laws of the United States of
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`America that the above is true and correct. Executed this 22nd day of October,
`
`2018, at San Diego, California.
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`By: /s/ Christina Dashe
`Christina Dashe
`
`
`
`
`CERTIFICATE OF
`SERVICE
`
`
`1
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`18-cv-00347-CAB-MDD
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`EXHIBIT K
`PAGE 16
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`