`
`WILSON SONSINI GOODRICH & ROSATI
`PAUL D. TRIPODI II (SBN 162380)
`ptripodi@wsgr.com
`WENDY L. DEVINE (SBN 246337)
`wdevine@wsgr.com
`NATALIE J. MORGAN (SBN 211143)
`nmorgan@wsgr.com
`633 West Fifth Street, Suite 1550
`Los Angeles, CA 90071
`Telephone: 323-210-2900
`Fax: 866-974-7329
`Hilgers Graben PLLC
`MICHAEL T. HILGERS (Pro Hac Vice)
`mhilgers@hilgersgraben.com
`575 Fallbrook Blvd, Suite 202
`Lincoln, NE 68521
`Telephone: 402-218-2106
`Fax: 402-413-1880
`
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`Attorneys for Plaintiff NuVasive, Inc.
`UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`SAN DIEGO DIVISION
`NUVASIVE, INC., a Delaware
`Case No. 18-cv-00347-CAB-MDD
`corporation,
`DECLARATION OF WENDY L.
`DEVINE IN SUPPORT OF
` Plaintiff,
`NUVASIVE, INC.’S OPPOSITION
`TO DEFENDANTS’ MOTION FOR
`v.
`SUMMARY JUDGMENT OR, IN
`THE ALTERNATIVE, SUMMARY
`ADJUDICATION
`
`))
`
`ALPHATEC HOLDINGS, INC., a
`Delaware corporation, and ALPHATEC
`SPINE, INC., a California corporation,
` Defendants.
`
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`PER CHAMBERS RULES, NO
`ORAL ARGUMENT UNLESS
`SEPARATELY ORDERED BY THE
`COURT
`Judge: Hon. Cathy Ann Bencivengo
`Courtroom: 4C
`
`))))))))))
`
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`18-cv-00347-CAB-MDD
`
`
`
`Case 3:18-cv-00347-CAB-MDD Document 261-1 Filed 02/07/20 PageID.24974 Page 2 of 11
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`I, Wendy L. Devine, declare the following:
`1.
`I am an attorney at Wilson Sonsini Goodrich & Rosati, counsel for
`Plaintiff NuVasive, Inc. (“NuVasive”). I submit this Declaration in support of
`NuVasive’s Opposition to Defendants’ Motion for Summary Judgment or, in the
`Alternative, Summary Adjudication. I have personal knowledge of the following
`facts and, if called as a witness, I could and would testify competently thereto.
`Previously lodged as Exhibit 55, as indicated in Doc. No. 258, is a
`2.
`true and correct copy of a video bearing Bates number NUVA_ATEC0332291.
`Attached as Exhibit 55A is a true and correct copy of the Appendix to
`3.
`video lodged with the Court as Exhibit 55.
`Attached hereto as Exhibit 56 is a true and correct copy of an e-mail
`4.
`from counsel for Alphatec to counsel for NuVasive regarding Election of
`Claims/Prior Art References, dated January 9, 2020.
`Attached hereto as Exhibit 57 is a true and correct copy of excerpts of
`5.
`the Corrected Opening Expert Report of Jim Youssef, dated November 1, 2019.
`Attached hereto as Exhibit 58 is a true and correct copy of excerpts of
`6.
`the Expert Report of Blake Inglish, dated November 8, 2019.
`Attached hereto as Exhibit 59 is a true and correct copy of an
`7.
`Assignment of Patent Rights for Application No. 10/789,797, bearing Bates
`numbers NUVA_ATEC0015736-NUVA_ATEC0015740, recorded May 20, 2005.
`Attached hereto as Exhibit 60 is a true and correct copy of the
`8.
`Assignment of Patent Application for Application No. 11/137,169 bearing Bates
`numbers NUVA_ATEC0015695-NUVA_ATEC0015696, recorded December 10,
`2009.
`
`Attached hereto as Exhibit 61 is a true and correct copy of the
`9.
`Assignment of Patent Application for Application No. 10/759,811, bearing Bates
`
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`1
`
`18-cv-00347-CAB-MDD
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`
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`numbers NUVA_ATEC0015815-NUVA_ATEC0015820, recorded January 5,
`2011.
`
`10. Attached hereto as Exhibit 62 is a true and correct copy of the
`Assignment of Patent Application for Application No. 10/608,362, bearing Bates
`numbers NUVA_ATEC0015615-NUVA_ATEC0015620, recorded August 17,
`2017.
`
`11. Attached hereto as Exhibit 63 is a true and correct copy of the
`Assignment of Patent Application for Application No. 10/759,811, bearing Bates
`numbers NUVA_ATEC0015895-NUVA_ATEC0015896, recorded August 8,
`2013.
`
`12. Attached hereto as Exhibit 64 is a true and correct copy of the
`Assignment of Patent Application for Application No. PCT/US2011/001489,
`bearing Bates numbers NUVA_ATEC0040542-NUVA_ATEC0040545, recorded
`October 25, 2016.
`13. Attached hereto as Exhibit 65 is a true and correct copy of Alphatec’s
`Executive Team biographies, bearing Bates numbers ATEC_LLIF000845756-
`NUVA_ATEC000845761.
`14. Attached hereto as Exhibit 66 is a true and correct copy of excerpts of
`Patrick S. Miles’ Deposition Transcript, dated December 19, 2019.
`15. Attached hereto as Exhibit 67 is a true and correct copy of excerpts of
`the Project Safari,
`bearing Bates
`numbers ATEC_LLIF000943157-
`ATEC_LLIF000943173, dated December 19, 2017.
`16. Attached hereto as Exhibit 68 is a true and correct copy excerpts of
`Alphatec Holding’s Q4 2017 Financial Results and SafeOp Acquisition Call,
`bearing Bates numbers ATEC_LLIF000944296-ATEC_LLIF000944310, dated
`March 7, 2018.
`
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`2
`
`18-cv-00347-CAB-MDD
`
`
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`Case 3:18-cv-00347-CAB-MDD Document 261-1 Filed 02/07/20 PageID.24976 Page 4 of 11
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`17. Attached hereto as Exhibit 69 is a true and correct copy of Project
`Titan Analysis (Miles Dep. Ex. 1), bearing Bates numbers NUVA_ATEC0319007-
`NUVA_ATEC0319013, dated February 13, 2016.
`18. Attached hereto as Exhibit 70 is a true and correct copy of email from
`Patrick Miles, bearing Bates numbers NUVA_ATEC0319051, dated January 26,
`2016.
`19. Attached hereto as Exhibit 71 is a true and correct copy of excerpts of
`an email from Q. Blackford, bearing Bates numbers ATEC_Blackford_00001-
`ATEC_Blackford_00976, dated April 18, 2016.
`20. Attached hereto as Exhibit 72 is a true and correct copy of J.
`McCormick
`(Miles Dep. Ex.
`5),
`bearing Bates
`numbers
`ATEC_LLIF000857059-ATEC_LLIF000857063.
`21. Attached hereto as Exhibit 73 is a true and correct copy of an email
`J. McCormick
`(Miles Dep. Ex. 3), bearing Bates numbers
`from
`ATEC_LLIF000857176-ATEC_LLIF000857197, dated May 4, 2016.
`22. Attached hereto as Exhibit 74 [INTENTIONALLY OMITTED].
`23. Attached hereto as Exhibit 75 [INTENTIONALLY OMITTED].
`24. Attached hereto as Exhibit 76 is a true and correct copy of email from
`Berkowitz,
`bearing
`Bates
`numbers
`ATEC_LLIF000857054-
`T.
`ATEC_LLIF00857057, dated July 26, 2016.
`25. Attached hereto as Exhibit 77 is a true and correct copy of Alphatec
`Holding’s Announcement, bearing Bates numbers ATEC_LLIF000713149-
`ATEC_LLIF000713150, dated March 23, 2017.
`26. Attached hereto as Exhibit 78 is a true and correct copy of excerpts of
`the H.C. Wainwright & Co., LLC Agreement, bearing Bates numbers
`ATEC_LLIF000710506-ATEC_LLIF000710519, dated March 1, 2017.
`
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`3
`
`18-cv-00347-CAB-MDD
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`
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`Case 3:18-cv-00347-CAB-MDD Document 261-1 Filed 02/07/20 PageID.24977 Page 5 of 11
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`27. Attached hereto as Exhibit 79 is a true and correct copy of excerpts of
`Alphatec’s Supplemental Responses to NuVasive’s Second Set of Interrogatories
`(Nos.13 and 15), dated September 27, 2019.
`28. Attached hereto as Exhibit 80 is a true and correct copy of P. Miles’
`Employment Agreement, bearing Bates numbersATEC_LLIF000855361-
`ATEC_LLIF000855376, dated September 30, 2017.
`29. Attached hereto as Exhibit 81 is a true and correct copy of the
`Nominating, Governance and Compensation Committee for Alphatec bearing
`Bates numbers ATEC_LLIF000510496-ATEC_LLIF000510501.
`30. Attached hereto as Exhibit 82 is a true and correct copy of a
`Securities Purchase Agreement, bearing Bates numbers ATEC_LLIF000857030-
`ATEC_LLIF000857035.
`31. Attached hereto as Exhibit 83 is a true and correct copy of Alphatec’s
`Accelerates Business Transformation with Additional Spine-Experienced
`Leadership Appointments, bearing Bates numbers ATEC_LLIF000857036, dated
`October 2, 2017.
`32. Attached hereto as Exhibit 84 is a true and correct copy of excerpts of
`Alphatec’s Forward Looking Statements and Guidance, bearing Bates numbers
`ATEC_LLIF000711994-ATEC_LLIF000712017.
`33. Attached hereto as Exhibit 85 is a true and correct copy of Alphatec
`Holdings’ Report 3Q 2017, bearing Bates numbers ATEC_LLIF000617746-
`ATEC_LLIF000617754.
`34. Attached hereto as Exhibit 86 is a true and correct copy of Dr. Iezza’s
`course programs/travel itinerary, bearing Bates numbers ATEC_LLIF000627235.
`35. Attached hereto as Exhibit 87 are a true and correct copies of
`surgeons Course Programs and Itineraries (Miles Dep. Ex. 6), dated November
`2017-June 2018.
`
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`4
`
`18-cv-00347-CAB-MDD
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`36. Attached hereto as Exhibit 88 is a true and correct copy of Alphatec
`Holdings’ Q2
`2018
`Financial Results,
`bearing Bates
`numbers
`ATEC_LLIF000723814-ATEC_LLIF000723819, dated July 31, 2018.
`37. Attached hereto as Exhibit 89 is a true and correct copy of excerpts of
`Alphatec’s Presentation, A Powerful Value Creation Opportunity, bearing Bates
`numbers ATEC_LLIF000942942-ATEC_LLIF000942958, dated December 2017.
`38. Attached hereto as Exhibit 90 is a true and correct copy of an email
`J. Sorenson
`(Miles Dep. Ex. 14), bearing Bates numbers
`from
`NUVA_ATEC0319075-NUVA_ATEC0319079.
`39. Attached hereto as Exhibit 91 is a true and correct copy of Alphatec’s
`3Q Performance Report & NASS Objectives, bearing Bates numbers
`ATEC_LLIF000855708; ATEC_LLIF000855778-ATEC_LLIF000855784.
`40. Attached hereto as Exhibit 92 is a true and correct copy of the
`Supplemental Expert Report of Jim Youssef, dated January 8, 2020.
`41. Attached hereto as Exhibit 93 is a true and correct copy of the Second
`Supplemental Expert Report of Jim Youssef, dated January 27, 2020.
`42. Attached hereto as Exhibit 94 is a true and correct copy of excerpts of
`the Damages Expert Report of Jim Youssef, dated November 8, 2019.
`43. Attached hereto as Exhibit 95 is a true and correct copy of excerpts of
`Jim Youssef’s Deposition Transcript, dated April 27, 2018.
`44. Attached hereto as Exhibit 96 is a true and correct copy of excerpts of
`Jim Youssef’s Deposition Transcript, dated January 10, 2020.
`45. Attached hereto as Exhibit 97 is a true and correct copy of Market
`Needs/Assessment Request, bearing Bates numbers ATEC_LLIF000003809-
`ATEC_LLIF000003818.
`46. Attached hereto as Exhibit 98 [INTENTIONALLY OMITTED].
`
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`5
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`47. Attached hereto as Exhibit 99 is a true and correct copy of excerpts of
`Alphatec Holdings’ Q2 2017 Financial Results, bearing Bates numbers
`ATEC_LLIF000496089-ATEC_LLIF000496100.
`48. Attached hereto as Exhibit 100 is a true and correct copy of excerpts
`of Dr. Charles Branch’s Deposition Transcript, dated January 14, 2020.
`49. Attached hereto as Exhibit 101 [INTENTIONALLY OMITTED].
`50. Attached hereto as Exhibit 102 is a true and correct copy of excerpts
`of Blake Inglish’s Deposition Transcript, dated December 20, 2019.
`51. Attached hereto as Exhibit 103 is a true and correct copy of excerpts
`of Blake Inglish’s Deposition Transcript, dated April 20, 2018.
`52. Attached hereto as Exhibit 104 is a true and correct copy of excerpts
`of App’x E to Jim Youssef’s 11/1 Expert Report.
`53. Attached hereto as Exhibit 105 is a true and correct copy of
`Alphatec’s retractor bearing Bates number NUVA_ATEC000337.
`54. Attached hereto as Exhibit 106 is a true and correct copy of
`Alphatec’s retractor bearing Bates number NUVA_ATEC000339.
`55. Attached hereto as Exhibit 107 is a true and correct copy of excerpts
`of App’x G to Jim Youssef’s 11/1 Expert Report.
`56. Attached hereto as Exhibit 108 is a true and correct copy of excerpts
`of Frank Chang Deposition Transcript, dated January 15, 2020.
`57. Attached hereto as Exhibit 109 are true and correct copies of Exhibits
`7-13 to Frank Chang Deposition Transcript, dated January 15, 2020.
`
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`6
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`I declare under penalty of perjury of the laws of the United States of
`America that the foregoing is true and correct. Executed this 7th day of February
`2020.
`
`By: /s/ Wendy L. Devine
`Wendy L. Devine
`
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`7
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`18-cv-00347-CAB-MDD
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`Case 3:18-cv-00347-CAB-MDD Document 261-1 Filed 02/07/20 PageID.24981 Page 9 of 11
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`TABLE OF EXHIBITS
`PAGE NUMBER(S)
`EXHIBIT NO.
`55.
`LODGED WITH COURT
` 55A.
`10
`56.
`11 - 14
`57.
`15 - 57
`58.
`58 - 105
`59.
`106 - 110
`60.
`111 - 112
`61.
`113 - 118
`62.
`119 - 124
`63.
`125 - 126
`64.
`127 – 130
`65.
`131 – 136
`66.
`137 – 165
`67.
`166 – 167
`68.
`168 – 169
`69.
`170 – 176
`70.
`177
`71.
`178 – 230
`72.
`231 – 235
`73.
`236 – 257
`74.
`INTENTIONALLY OMITTED
`75.
`INTENTIONALLY OMITTED
`76.
`258 – 261
`77.
`262 – 263
`78.
`264 – 267
`79.
`268 – 275
`80.
`276 – 291
`81.
`292 – 297
`82.
`298 - 303
`83.
`304
`84.
`305 – 308
`85.
`309 – 317
`86.
`318
`87.
`319 – 344
`88.
`345 - 350
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`18-cv-00347-CAB-MDD
`
`
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`Case 3:18-cv-00347-CAB-MDD Document 261-1 Filed 02/07/20 PageID.24982 Page 10 of
` 11
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`EXHIBIT NO.
`89.
`90.
`91.
`92.
`93.
`94.
`95.
`96.
`97.
`98.
`99.
`100.
`101.
`102.
`103.
`104.
`105.
`106.
`107.
`108.
`109.
`
`PAGE NUMBER(S)
`351 – 352
`353 – 359
`360 – 367
`368 – 381
`382 – 449
`450 – 455
`456 – 460
`461 – 471
`472 – 481
`INTENTIONALLY OMITTED
`482 – 484
`485 - 488
`INTENTIONALLY OMITTED
`489 – 501
`502 – 512
`513 – 517
`518
`519
`520 – 524
`525 - 565
`566 - 623
`
`DEVINE DECLARATION ISO NUVASIVE’S
`OPPOS TO DEFS’ SUMMARY JUDGMENT /
`SUMMARY ADJUDICATION
`
`9
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`CERTIFICATE OF SERVICE
`The undersigned certifies that a true and correct copy of the foregoing
`document has been served on this date to all current and/or opposing counsel of
`record, if any to date, who are deemed to have consented to electronic service via
`the Court’s CM/ECF system per Civ.L.R. 5.4(d). Any other counsel of record will
`be served by electronic mail, facsimile and/or overnight delivery.
`I declare under penalty of perjury under the laws of the United States of
`America that the above is true and correct. Executed this 7th day of February 2020,
`at San Diego, California.
`
`By: / s/ Arlene Apodaca
`ARLENE APODACA
`
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`CERTIFICATE OF SERVICE
`
`1
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`18-cv-00347-CAB-MDD
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`