throbber
Case 3:18-cv-00347-CAB-MDD Document 253-17 Filed 01/18/20 PageID.22777 Page 1 of
` 33
`
`
`
`
`
`
`EXHIBIT 17
`
`
`TO THE DECLARATION OF BRIAN J. NISBET
`IN SUPPORT OF DEFENDANTS’ MOTION
`FOR SUMMARY JUDGMENT OR, IN THE
`ALTERNATIVE, SUMMARY ADJUDICATION
`
`
`
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 253-17 Filed 01/18/20 PageID.22778 Page 2 of
` 33
`
`US008753270B2
`
`(12) United States Patent
`Miles et al.
`
`(io) Patent No.:
`(45) Date of Patent:
`
`US 8,753,270 B2
`*Jun. 17, 2014
`
`(54) SURGICAL ACCESS SYSTEM AND RELATED
`METHODS
`
`(71) Applicant: NuVasive, Inc., San Diego, CA (US)
`
`(72)
`
`Inventors: Patrick Miles, San Diego, CA (US);
`Scot Martinelli, Mountain Top, PA
`(US); Eric Finley, Poway, CA (US)
`
`(73) Assignee: NuVasive, Inc., San Diego, CA (US)
`
`(52) u.s. ci.
`CPC .................................... A61B 17/0218 (2013.01)
`USPC ............................................... 600/215; 600/235
`(58) Field of Classification Search
`CPC ....................................................... A61B 17/0218
`USPC ............................................. 600/213, 215, 235
`See application file for complete search history.
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`( * ) Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 0 days.
`This patent is subject to a terminal dis­
`claimer.
`
`208,227 A
`972,983 A
`1,003,232 A
`1,044,348 A
`
`9/1878 Don-
`10/1910 Arthur
`10/1910 Cerbo
`6/1912 Cerbo
`(Continued)
`
`(21) Appl. No.: 13/955,950
`
`(22) Filed:
`
`Jul. 31, 2013
`
`(65)
`
`Prior Publication Data
`US 2013/0317311 Al Nov. 28, 2013
`
`Related U.S. Application Data
`(63) Continuation of application No. 13/466,531, filed on
`May 8, 2012, now Pat. No. 8,523,768, which is a
`continuation of application No. 13/417,499, filed on
`Mar. 12, 2012, now Pat. No. 8,343,046, which is a
`continuation of application No. 12/650,301, filed on
`Dec. 30, 2009, now Pat. No. 8,133,173, which is a
`continuation of application No. 12/636,860, filed on
`Dec. 14, 2009, now Pat. No. 8,403,841, which is a
`continuation of application No. 10/759,811, filed on
`Jan. 16, 2004, now Pat. No. 7,691,057.
`
`(51) Int. Cl.
`A61B1/32
`A61B17/02
`
`(2006.01)
`(2006.01)
`
`FOREIGN PATENT DOCUMENTS
`
`DE
`DE
`
`7/1999
`299 08 259
`4/2002
`100 48 790
`(Continued)
`OTHER PUBLICATIONS
`Anatomy of the Lumbar Spine in MED TM MicroEndoscopic
`Discectomy (1997 Ludann Grand Rapids MI), 14 pgs.
`(Continued)
`
`Primary Examiner — Ellen C Hammond
`(74) Attorney, Agent, or Firm — Fish & Richardson PC.
`
`ABSTRACT
`(57)
`A surgical access system including a tissue distraction assem­
`bly and a tissue refraction assembly, both of which may be
`equipped with one or more electrodes for use in detecting the
`existence of (and optionally the distance and/or direction to)
`neural structures before, during, and after the establishment
`of an operative corridor to a surgical target site.
`
`12 Claims, 18 Drawing Sheets
`
`ATEC LLIF000848888
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 253-17 Filed 01/18/20 PageID.22779 Page 3 of
` 33
`
`US 8,753,270 B2
`Page 2
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`1,328.624 A
`1,548,184 A
`2,594,086 A
`2,704,064 A
`2,736,002 A
`2,808,826 A
`3,364,929 A
`3,664,329 A
`3,682,162 A
`3,785,368 A
`3,803,716 A
`3,830,226 A
`3,957,036 A
`D245,789 S
`4,099,519 A
`4,164,214 A
`4,207,897 A
`4,224,949 A
`4,226.228 A
`4,226,288 A
`4,235,242 A
`4,285,347 A
`4,291,705 A
`4,449,532 A
`4,461,300 A
`4,512.351 A
`4,515,168 A
`4,519,403 A
`4,545,374 A
`4,561,445 A
`4,562,832 A
`4,573,448 A
`4,592.369 A
`4,595,013 A
`4,595,018 A
`4,611,597 A
`4,633,889 A
`4,658,835 A
`0295,445 S
`4,744.371 A
`4,753,223 A
`4,759,377 A
`4,784,150 A
`4,807,642 A
`D30Q,561 S
`4,892,105 A
`4,913.134 A
`4,917,274 A
`4,926,865 A
`4,950,257 A
`4,962,766 A
`4,964,411 A
`5,007,902 A
`5,045.054 A
`5,052,373 A
`5,058,602 A
`5,081,990 A
`5,092,344 A
`5,127,403 A
`5,161,533 A
`5,171.279 A
`5,195,541 A
`5,196,015 A
`5,215,100 A
`RE34.390 E
`D340.521 S
`5,255,691 A
`5,282.468 A
`5,284,153 A
`5,284,154 A
`5,295,994 A
`5,299,563 A
`5,312,417 A
`5,313,956 A
`5,313,962 A
`
`1/1920 Graham
`8/1925 Cameron
`4/1952 Smith
`6/1955 Fizzell et al.
`2/1956 Oriel
`10/1957 Reiner et al.
`1/1968 Ide et al.
`5/1972 Naylor
`8/1972 Colyer
`1/1974 McCarthy et al.
`4/1974 Gamier
`8/1974 Staub et al.
`5/1976 Normann
`9/1977 Shea et al.
`7/1978 Warren
`8/1979 Stark et al.
`6/1980 Lloyd et al.
`9/1980 Scott et al.
`10/1980 Shin et al.
`10/1980 Collins, Jr.
`11/1980 Howson et al.
`8/1981 Hess
`9/1981 Severinghaus et al.
`5/1984 Storz
`7/1984 Christensen
`4/1985 Pohndorf
`5/1985 Chester et al.
`5/1985 Dickhudt
`10/1985 Jacobson
`12/1985 Berke et al.
`1/1986 Wilder et al.
`3/1986 Kambin
`6/1986 Davis et al.
`6/1986 Jones et al.
`6/1986 Rantala
`9/1986 Kraus
`1/1987 Talalla
`4/1987 Pohndorf
`4/1988 Freeman
`5/1988 Harris
`6/1988 Bremer
`7/1988 Dykstra
`11/1988 Voorhies et al.
`2/1989 Brown
`4/1989 Asa et al.
`1/1990 Prass
`4/1990 Luque
`4/1990 Asa et al.
`5/1990 Oman
`8/1990 Hibbs et al.
`10/1990 Herzon
`10/1990 Johnson et al.
`4/1991 Witt
`9/1991 Flood et al.
`10/1991 Michelson
`10/1991 Brody
`1/1992 Deletis
`3/1992 Lee
`7/1992 Brownlee
`11/1992 Prass et al.
`12/1992 Mathews
`3/1993 Obenchain
`3/1993 Neubardt
`6/1993 Spitz et al.
`9/1993 Culver
`10/1993 Heinzelman et al.
`10/1993 Often
`2/1994 Klepinski
`2/1994 Raymond et al.
`2/1994 Raymond et al.
`3/1994 Bonutti
`4/1994 Seton
`5/1994 Wilk
`5/1994 Knutsson et al.
`5/1994 Obenchain
`
`5,327,902 A
`5.331,975 A
`5,333,618 A
`5,342,384 A
`5.357,983 A
`5,375,067 A
`5,375,594 A
`5,383,876 A
`5.395,317 A
`5,450,845 A
`5,474,057 A
`5.474,558 A
`5,480,440 A
`5,482,038 A
`5,484,437 A
`5.487,739 A
`5,509,893 A
`5,514,153 A
`5.540,235 A
`5,549,656 A
`5,560,372 A
`5,566,678 A
`5.571,149 A
`5,579,781 A
`5,593,429 A
`5.599,279 A
`5,630,813 A
`5,667,508 A
`5,671,752 A
`5,681,265 A
`5,688,223 A
`5,707,359 A
`5.711,307 A
`5,728,046 A
`5,741,253 A
`5,759,159 A
`5.762,629 A
`5,772,661 A
`5,775,331 A
`5,776,144 A
`5,779,642 A
`5,785,658 A
`5,792,044 A
`5,797,854 A
`5,797,909 A
`5,814,073 A
`5,830,151 A
`5.851,191 A
`5,853,373 A
`5,860,973 A
`5.862,314 A
`5,872,314 A
`5,885,210 A
`5,885,219 A
`5.888,196 A
`5,891,147 A
`5,902,231 A
`5.928,139 A
`5,928,158 A
`5,931,777 A
`5,935,131 A
`5.938,688 A
`5,944,658 A
`5,976,094 A
`6.004,262 A
`6,004,312 A
`6,007,487 A
`6,010,520 A
`6,024,696 A
`6,024,697 A
`6,027,456 A
`6,038,469 A
`6,038,477 A
`6,050,992 A
`6,074,343 A
`6,083,154 A
`6,095,987 A
`6,104,957 A
`6,104,960 A
`
`7/1994 Lemmen
`7/1994 Bonutti
`8/1994 Lekhtman et al.
`8/1994 Sugarbaker
`10/1994 Mathews
`12/1994 Berchin
`12/1994 Cueva
`1/1995 Nardella
`3/1995 Kambin
`9/1995 Axelgaard
`12/1995 Makower et al.
`12/1995 Neubardt
`1/1996 Kambin
`1/1996 Ruff
`1/1996 Michelson
`1/1996 Aebischer et al.
`4/1996 Pracas
`5/1996 Bonutti
`7/1996 Wilson
`8/1996 Reiss
`10/1996 Cory
`10/1996 Cadwell
`11/1996 Liss et al.
`12/1996 Cooke
`1/1997 Ruff
`2/1997 Slotman et al.
`5/1997 Kieturakis
`9/1997 Errico et al.
`9/1997 Sinderby et al.
`10/1997 Maeda et al.
`11/1997 Rosendahl
`1/1998 Bufalini
`1/1998 Smits
`3/1998 Mayer et al.
`4/1998 Michelson
`6/1998 Masreliez
`6/1998 Kambin
`6/1998 Michelson
`7/1998 Raymond et al.
`7/1998 Leysieffer et al.
`7/1998 Nightengale
`7/1998 Benaron
`8/1998 Foley et al.
`8/1998 Hedgecock
`8/1998 Michelson
`9/1998 Bonutti
`11/1998 Hadzic et al.
`12/1998 Gozani
`12/1998 Griffith et al.
`1/1999 Michelson
`1/1999 Jeddeloh
`2/1999 Clinton
`3/1999 Cox
`3/1999 Nightengale
`3/1999 Bonutti
`4/1999 Moskovitz et al.
`5/1999 Foley et al.
`7/1999 Koros et al.
`7/1999 Aristides
`8/1999 Sava
`8/1999 Bonutti
`8/1999 Schiff
`8/1999 Koros et al.
`11/1999 Gozani et al.
`12/1999 Putz et al.
`12/1999 Finneran
`12/1999 Foley et al.
`1/2000 Pattison
`2/2000 Hoftman et al.
`2/2000 Pisarik
`2/2000 Feler et al.
`3/2000 Karlsson et al.
`3/2000 Kayyali
`4/2000 Nichols
`6/2000 Nathanson et al.
`7/2000 Liu et al.
`8/2000 Schmulewitz
`8/2000 Alo et al.
`8/2000 Duysens et al.
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 253-17 Filed 01/18/20 PageID.22780 Page 4 of
` 33
`
`US 8,753,270 B2
`Page 3
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`6,120.503 A
`6,126,660 A
`6,132,386 A
`6,132,387 A
`6,135,965 A
`6,139,493 A
`6,146,335 A
`6,152,871 A
`6,159,179 A
`6,161,047 A
`6,174,311 B1
`6,181,961 B1
`6,196,969 B1
`6,206,826 B1
`6,217,509 B1
`6,224,549 B1
`6,245,082 B1
`6,259,945 B1
`6,264.651 B1
`6,266,558 B1
`6,273,905 B1
`6,292,701 B1
`6,306,100 B1
`6,308,712 B1
`6,312,392 B1
`6,325.764 B1
`6,334,068 B1
`6,348,058 B1
`6,360,750 B1
`6,371,968 B1
`6,395,007 B1
`6,425,859 B1
`6,425.887 B1
`6,425,901 B1
`6,450,952 B1
`6,451,015 B1
`6,466,817 B1
`6,468,205 B1
`6,468,207 B1
`6,500.116 B1
`6,500,128 B2
`6,520,907 B1
`6,524,320 B2
`6,535,759 B1
`6,564,078 B1
`6,579,244 B2
`6,599.294 B2
`6,620,157 B1
`6,645,194 B2
`6,679,833 B2
`6,719,692 B2
`6,760,616 B2
`6,770,074 B2
`6,796.985 B2
`6,810,281 B2
`6,819,956 B2
`6,829,508 B2
`6,847,849 B2
`6,849,047 B2
`6,855,105 B2
`6,869.398 B2
`6,871,099 B1
`6,902,569 B2
`6,916,330 B2
`6,926,728 B2
`6,929,606 B2
`6,945,933 B2
`6,951.538 B2
`7,047,082 B1
`7,050,848 B2
`7,079,883 B2
`7,089,059 B1
`7,177,677 B2
`7,198,598 B2
`7,207,949 B2
`
`9/2000 Michelson
`10/2000 Dietz
`10/2000 Gozani et al.
`10/2000 Gozani et al.
`10/2000 Turner et al.
`10/2000 Koros et al.
`11/2000 Gozani
`11/2000 Foley et al.
`12/2000 Simonson
`12/2000 King et al.
`1/2001 Branch et al.
`1/2001 Prass
`3/2001 Bester et al.
`3/2001 Mathews et al.
`4/2001 Foley et al.
`5/2001 Drongelen
`6/2001 Gellman et al.
`7/2001 Epstein et al.
`7/2001 Underwood et al.
`7/2001 Gozani et al.
`8/2001 Streeter
`9/2001 Prass et al.
`10/2001 Prass
`10/2001 Shaw
`11/2001 Herzon
`12/2001 Griffith et al.
`12/2001 Hacker
`2/2002 Melkent et al.
`3/2002 Gerber et al.
`4/2002 Kogasaka et al.
`5/2002 Bhatnagar et al.
`7/2002 Foley et al.
`7/2002 McGuckin et al.
`7/2002 Zhu et al.
`9/2002 Rioux et al.
`9/2002 Rittman, III et al.
`10/2002 Kaula et al.
`10/2002 Mollenauer et al.
`10/2002 Fowler, Jr.
`12/2002 Knapp
`12/2002 Marino
`2/2003 Foley et al.
`2/2003 DiPoto
`3/2003 Epstein et al.
`5/2003 Marino et al.
`6/2003 Goodwin
`7/2003 Fuss et al.
`9/2003 Dabney et al.
`11/2003 Briscoe et al.
`1/2004 Smith et al.
`4/2004 Kleffner et al.
`7/2004 IToey et al.
`8/2004 Michelson
`9/2004 Bolger et al.
`10/2004 Brock et al.
`11/2004 DiLorenzo
`12/2004 Schulman et al.
`1/2005 Mamo et al.
`2/2005 Goodwin
`2/2005 Jackson, III et al.
`3/2005 Obenchain
`3/2005 Whitehurst et al.
`6/2005 Parmer et al.
`7/2005 Simonson
`8/2005 Zucherman et al.
`8/2005 Ritland
`9/2005 Branch
`10/2005 Ritland
`5/2006 Schrom et al.
`5/2006 Hoey et al.
`7/2006 Marino et al.
`8/2006 Pless
`2/2007 Kaula et al.
`4/2007 Smith et al.
`4/2007 Miles et al.
`
`7,226,451 B2
`7,261,688 B2
`7,470,236 B1
`7,473,222 B2
`7,481,766 B2
`7,522,953 B2
`7,556,601 B2
`7,582,058 B1
`7,643,884 B2
`7,691,057 B2
`7,693,562 B2
`7,717,959 B2
`7.819,801 B2
`7.935,051 B2
`8.000,782 B2
`8.005,535 B2
`8,021,430 B2
`8,133,173 B2
`8,192,356 B2
`8,251,997 B2
`8,343,046 B2
`2001/0039949 Al
`2001/0056280 Al
`2002/0007129 Al
`2002/0010392 Al
`2002/0072686 Al
`2002/0077632 Al
`2002/0123744 Al
`2002/0123780 Al
`2002/0161415 Al
`2002/0193843 Al
`2003/0032966 Al
`2003/0070682 Al
`2003/0083688 Al
`2003/0105503 Al
`2003/0139648 Al
`2003/0149341 Al
`2003/0225405 Al
`2003/0236544 Al
`2004/0199084 Al
`2004/0225228 Al
`2005/0004593 Al
`2005/0004623 Al
`2005/0033380 Al
`2005/0075578 Al
`2005/0080320 Al
`2005/0149035 Al
`2005/0182454 Al
`2005/0192575 Al
`2006/0025703 Al
`2006/0052828 Al
`2006/0069315 Al
`2006/0224078 Al
`2007/0016097 Al
`2007/0198062 Al
`2007/0293782 Al
`2008/0058606 Al
`2008/0058838 Al
`2008/0064976 Al
`2008/0064977 Al
`2008/0065178 Al
`2008/0071191 Al
`2008/0097164 Al
`2008/0300465 Al
`2009/0124860 Al
`2009/0138050 Al
`2009/0192403 Al
`2009/0204016 Al
`2010/0069783 Al
`2010/0130827 Al
`2010/0152603 Al
`2010/0160738 Al
`2010/0174146 Al*
`
`6/2007 Shluzas et al.
`8/2007 Smith et al.
`12/2008 Kelleher et al.
`1/2009 Dewey et al.
`1/2009 Lee et al.
`4/2009 Kaula et al.
`7/2009 Branch et al.
`9/2009 Miles et al.
`1/2010 Pond et al.
`4/2010 Miles et al.
`4/2010 Marino et al.
`5/2010 William et al.
`10/2010 Miles et al.
`5/2011 Miles et al.
`8/2011 Gharib et al.
`8/2011 Gharib et al.
`9/2011 Michelson
`3/2012 Miles et al.
`6/2012 Miles et al.
`8/2012 Michelson
`1/2013 Miles et al.
`11/2001 Loubser
`12/2001 Underwood et al.
`1/2002 Marino
`1/2002 Desai
`6/2002 Hoey et al.
`6/2002 Tsou
`9/2002 Reynard
`9/2002 Grill et al.
`10/2002 Cohen et al.
`12/2002 Hill et al.
`2/2003 Foley et al.
`4/2003 Wilson et al.
`5/2003 Simonson
`6/2003 Marino
`7/2003 Foley et al.
`8/2003 Clifton
`12/2003 Weiner
`12/2003 Lunsford et al.
`10/2004 Kelleher et al.
`11/2004 Ferree
`1/2005 Simonson
`1/2005 Miles et al.
`2/2005 Tanner et al.
`4/2005 Gharib et al.
`4/2005 Lee et al.
`7/2005 Pimenta et al.
`8/2005 Gharib et al.
`9/2005 Pacheco
`2/2006 Miles et al.
`3/2006 Kim et al.
`3/2006 Miles et al.
`10/2006 Hoey et al.
`1/2007 Farquhar et al.
`8/2007 Miles et al.
`12/2007 Marino
`3/2008 Miles et al.
`3/2008 Steinberg
`3/2008 Kelleher et al.
`3/2008 Kelleher et al.
`3/2008 Kelleher et al.
`3/2008 Kelleher et al.
`4/2008 Miles et al.
`12/2008 Feigenwinter et al.
`5/2009 Miles et al.
`5/2009 Ferree
`7/2009 Gharib et al.
`8/2009 Gharib et al.
`3/2010 Miles et al.
`5/2010 Pimenta et al.
`6/2010 Miles et al.
`6/2010 Miles et al.
`7/2010 Miles et al.............
`
`600/202
`
`ATEC LLIF000848890
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 253-17 Filed 01/18/20 PageID.22781 Page 5 of
` 33
`
`US 8,753,270 B2
`Page 4
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`2010/0174148 A1 7/2010 Miles etal.
`2012/0238822 A1 *
`9/2012 Miles et al....................... 600/202
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`EP
`EP
`EP
`FR
`JP
`JP
`KR
`WO
`WO
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`wo
`
`9/1989
`0 334 116
`10/1993
`0 567 424
`1/2000
`0 972 538
`5/2000
`1 002 500
`1/2001
`2 795 624
`5/1990
`793186
`3/1996
`10-14928
`11/1999
`3019990007098
`12/1994
`94/28824
`1/1997
`97/00702
`6/1998
`98/23324
`10/1999
`99/52446
`5/2000
`00/27291
`7/2000
`00/38574
`8/2000
`00/044288
`11/2000
`00/66217
`11/2000
`00/67645
`2/2001
`01/08563
`5/2001
`01/37728
`8/2001
`01/60263
`7/2002
`02/054960
`8/2002
`02/058780
`9/2002
`02/071953
`11/2002
`02/087678
`1/2003
`03/005887
`4/2003
`03/026482
`5/2003
`03/037170
`2/2005
`2005/013805
`4/2005
`2005/030318
`4/2006
`2006/042241
`6/2006
`2006/066217
`OTHER PUBLICATIONS
`
`Dirksmeier et al., “Microendoscopic and Open Laminotomy and
`Discectomy in Lumbar Disc Disease” Seminars in Spine Surgery,
`1999, 11(2): 138-146.
`METRx Delivered Order Form, 1999, 13 pages.
`Medtronic Sofamor Danek “METRx™ MicroDi sectomy System,”
`Medtronic Sofamor Danek USA, 2000, 21 pgs.
`Medtronic Sofamor Danek “METRx System Surgical Technique,”
`2004, 22 pages.
`“MetRx System Micro Endoscopic Discectomy: An Evolution in
`Minimally Invasive Spine Surgery,” Sofamor Danek, 1999, 6 pages.
`Smith and Foley “MetRx System Micro Endoscopic Discectomy:
`Surgical Technique” Medtronic Sofamor Danek, 2000, 24 pages.
`“Sofamor Danek MED Microendoscopic Discectomy System Bro­
`chure” including Rapp “New endoscopic lumbar technique improves
`access preserves tissue” Reprinted with permission from: Orthope­
`dics Today, 1998, 18(1): 2 pages.
`Japanese Patent Office JP Patent Application No. 2006-528306
`Office Action with English Translation, Jun. 10, 2009, 4 pages.
`Plaintiffs’ Preliminary Invalidity Contentions re US Patents
`7207949; 7470236 and 7582058, Sep. 18, 2009, 19 pages.
`Plaintiffs’ Preliminary Invalidity Contentions-Appendices, Sep. 18,
`2009, 191 pages.
`Plaintiffs’ Supplemental Preliminary Invalidity Contentions re US
`Patents 7207949, 7470236, and 7582058, Sep. 29, 2009, 21 pages.
`Plaintiffs’ Supplemental Preliminary Invalidity Contentions-Appen­
`dices, Sep. 29, 2009, 294 pages.
`Axon 501(k) Notification: Epoch 2000 Neurological Workstation,
`Dec. 3, 1997, 464 pages.
`Foley and Smith, “Microendoscopic Discectomy,” Techniques in
`Neurosurgery, 1997, 3(4):301-307.
`Medtronic Sofamor Danek “Union™ / Union-L™ Anterior & Lateral
`Impacted Fusion Devices: Clear choice of stabilization,” Medtronic
`Sofamor Danek, 2000, 4 pages.
`
`NuVasive Vector™ Cannulae, 2000, 1 page.
`NuVasive Triad™ Tri-Columnar Spinal EndoArthrodesis™ via
`Minimally Invasive Guidance, 2000,1 page, (prior to Sep. 25, 2003).
`NuVasive Triad™ Cortical Bone Allograft, 2000, 1 page (prior to
`Sep. 25,2003).
`NuVasive Vertebral Body Access System, 2000, 1 page.
`Marina, “New Technology for Guided Navigation with Real Time
`Nerve Surveillance for Minimally Invasive Spine Discectomy &
`Arthrodesis,” Spineline, 2000, p. 39.
`NuVasive “INS-I Screw Test,” 2001, 10 pages.
`NuVasive letter re 510k Neuro Vision JJB System, Oct. 16, 2001, 5
`pages.
`NuVasive letter re 510k Guided Arthroscopy System, Oct. 5, 1999, 6
`pages.
`NuVasive letter re 510k INS-1 Intraoperative Nerve Surveillance
`System, Nov. 13, 2000, 7 pages.
`“NuVasiveTM Receives Clearance to Market Two Key Elem Mini­
`mally Invasive Spine Surgery System,” Nov. 27, 2001, 20 pages.
`Schick et al., “Microendoscopic lumbar discectomy versus open
`surgery: an intraoperative EMG study,” fMr Spine J, 2002, 11: 20-26.
`NuVasive letter re: 510(k) for Neurovision JJB System (Summary),
`Sep. 25, 2001, 28 pages.
`NuVasive letter re: Special 510(k) Premarket Notification: Neurovi­
`sion JJB System (Device Description), Jul. 3, 2003, 18 pages.
`NuVasive letter re: Special 510(k) Premarket Notification: Neurovi­
`sion JJB System (Device Description), Mar. 1, 2004, 16 pages.
`NuVasive letter re: Special 510(k) Premarket Notification: Neurovi­
`sion JJB System (Device Description), May 26, 2005, 17 pages.
`NuVasive letter re: 510(k) Premarket Notification: Neurovision JJB
`System (Device Description), Jun. 24, 2005, 16 pages.
`NuVasive letter re: Special 510(k) Premarket Notification: Neurovi­
`sion JJB System (Device Description), Sep. 14, 2006, 17 pages.
`NuVasive 510(k) Premarket Notification: Neurovision JJB System
`(Device Description), Aug. 20, 2007, 8 pages.
`NuVasive letter re: 510(k) Premarket Notification: Guided Spinal
`Arthroscopy System (Device Description), Feb. 1, 1999, 40 pages.
`NuVasive 510(k) Premarket Notification: Spinal System (Summary),
`Apr. 12, 2004, 10 pages.
`NuVasive 510(k) Summary NIM Monitor, Sep. 4, 1998, 4 pages.
`NuVasive correspondence re 510(k) Premarket Notification INS-1
`Intraoperative Nerve Surveillance System: Section IV Device
`Description, pp. 12-51 (prior to Sep. 25 2003).
`Isley et al., “Recent Advances in Intraoperative Neuromonitoring of
`Spinal Cord Function: Pedicle Screw Stimulation Techniques,”
`American Journal of Electroneurodagnostic Technology, Jun. 1997,
`37(2): 93-126.
`Mathews et al., “Laparoscopic Discectomy with Anterior Lumbar
`Interbody Fusion,” Spine, 1995, 20(16): 1797-1802
`Rose et al., “Persistently Electrified Pedicle Stimulation Instruments
`in Spinal Instrumentation: Techniques and Protocol Development,”
`Spine, 1997, 22(3): 334-343.
`“Electromyography System,” International Search report from Inter­
`national Application No. PCT/US00/32329, Apr. 27, 2001, 9 pages.
`“Nerve Proximity and Status Detection System and Method,” Inter­
`national Search Report from International Application No. PCT/
`US01/18606, Oct. 18, 2001, 6 pages.
`“Relative Nerve Movement and Status Detection System and
`Method,” International Search Report from International Application
`No. PCT/US01/18579, Jan. 15, 2002, 6 pages.
`“System and Method for Determining Nerve Proximity Direction
`and Pathology During Surgery,” International Search Report from
`International Application No. PCT/US02/22247, Mar. 27, 2003, 4
`pages.
`“System and Methods for Determining Nerve Direction to a Surgical
`Instrument,” International Search Report from International Appli­
`cation No. PCT/US03/02056, Aug. 12, 2003, 5 pages.
`“Systems and Methods for Performing Percutaneous Pedicle Integ­
`rity Assessments,” International Search Report from International
`Application No. PCT/US02/35047, Aug. 11, 2003, 5 pages.
`“Systems and Methods for Performing Surgery Procedures and
`Assessments,” International Search Report from International Appli­
`cation No. PCT/US02/30617, Jun. 5, 2003, 4 pages.
`
`ATEC LLIF000848891
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 253-17 Filed 01/18/20 PageID.22782 Page 6 of
` 33
`
`US 8,753,270 B2
`Page 5
`
`(56)
`
`References Cited
`
`OTHER PUBLICATIONS
`
`Lenke et al., “Triggered Electromyographic Threshold for Accuracy
`of Pedicle Screw Placement,” SPINE, 1995, 20(4): 1585-1591.
`“Brackmann II EMG System,” Medical Electronics, 1999, 4 pages.
`“Neurovision SE Nerve Locator/Monitor”, RLN Systems Inc.
`Operators Manual, 1999, 22 pages.
`“The Brackmann II EMG Monitoring System,” Medical Electronics
`Co. Operator’s Manual Version 1.1, 1995, 50 pages.
`“The Nicolet Viking IV,” Nicolet Biomedical Products, 1999, 6
`pages.
`Anderson et al., “Pedicle screws with high electrical resistance: a
`potential source of error with stimulus-evoked EMG,” Spine, Depart­
`ment of Orthopaedic Surgery University of Virginia, Jul. 15, 2002,
`27(14): 1577-1581.
`Bose et al., “Neurophysiologic Monitoring of Spinal Nerve Root
`Function During Instrumented Posterior Lumber Spine Surgery,”
`Spine, 2002, 27(13): 1444-1450.
`Calancie et al., “Stimulus-Evoked EMG Monitoring During
`Transpedicular Lumbosacral Spine Instrumentation” Spine, 1994,
`19(24): 2780-2786.
`Clements et al., “Evoked and Spontaneous Electromyography to
`Evaluate Lumbosacral Pedicle Screw Placement,” Spine, 1996,
`21(5): 600-604.
`Danesh-Clough et al. ,“The Use of Evoked EMG in Detecting Mis­
`placed Thoracolumbar Pedicle Screws,” Spine, Orthopaedic Depart­
`ment Dunedin Hospital, Jun. 15, 2001, 26(12): 1313-1316.
`Darden et al., “A Comparison of Impedance and Electromyogram
`Measurements in Detecting the Presence of Pedicle Wall Break­
`through,” Spine, Charlotte Spine Center North Carolina, Jan. 15,
`1998,23(2): 256-262
`Ebraheim et al., “Anatomic Relations Between the Lumbar Pedicle
`and the Adjacent Neural Structures,” Spine, Department of
`Orthopaedic Surgery Medical College of Ohio, Oct. 15, 1997,
`22(20): 2338-2341.
`Fordetal. “Electrical Characteristics ofPeripheral Nerve Stimulators
`Implications for Nerve Localization,” Regional Anesthesia, 1984, 9:
`73-77.
`Glassman et al., “A Prospective Analysis of Intraoperative
`Electromyographic Monitoring of Pedicle Screw Placement With
`Computed Tomographic Scan Confirmation,” Spine, 1995, 20(12):
`1375-1379.
`Greenblatt et al., “Needle Nerve Stimulator-Locator: Nerve Blocks
`with a New Instrument for Locating Nerves,” Anesthesia& Analge­
`sia, 1962,41(5): 599-602.
`Haig, “Point of view,” Spine, 2002, 27(24): 2819.
`Haig et al., “The Relation Among Spinal Geometry on MR1,
`Paraspinal Electromyographic Abnormalities, and Age in Persons
`Referred for Electrodiagnostic Testing of Low Back Symptoms,”
`Spine, Department of Physical Medicine and Rehabilitation Univer­
`sity of Michigan, Sep. 1, 2002, 27(17): 1918-1925.
`Holland et al., “Higher Electrical Stimulus Intensities are Required to
`Activate Chronically Compressed Nerve Roots: Implications for
`Intraoperative Electromyographic Pedicle Screw Testing,” Spine,
`Department of Neurology, Johns Hopkins University School of
`Medicine, Jan. 15, 1998, 23(2): 224-227.
`Holland, “Intraoperative Electromyography During Thoracolumbar
`Spinal Surgery,” Spine, 1998, 23(17): 1915-1922.
`Journee et al., “System for Intra-Operative Monitoring of the Cortical
`Integrity of the Pedicle During Pedicle Screw Placement in Low-
`Back Surgery: Design and Clinical Results,” Sensory and
`Neuromuscular Diagnostic Instrumentation and Data Analysis I,
`18th Annual International Conference on Engineering in Medicine
`and Biology Society, Amsterdam, 1996, pp. 144-145.
`Maguire et al., “Evaluation of Intrapedicular Screw Position Using
`Intraoperative Evoked Electromyography,” Spine, 1995,20(9): 1068-
`1074.
`Martin et al. “Initiation of Erection and Semen Release by Rectal
`Probe Electro stimulation (RPE),” The Journal of Urology, The Wil­
`liams* Wilkins Co., 1983, 129: 637-642.
`
`Minahan et al., “The Effect of Neuromuscular Blockade on Pedicle
`Screw Stimulation Thresholds” Spine, Department of Neurology,
`Johns Hopkins University School of Medicine, Oct. 1, 2000, 25(19):
`2526-2530.
`Pither et al., “The Use of Peripheral Nerve Stimulators for Regional
`Anesthesia: Review of Experimental Characteristics Technique and
`Clinical Applications,” Regional Anesthesia, 1985, 10:49-58.
`Raj et al., “Infraclavicular Brachial Plexus Block—A New
`Approach” Anesthesia and Analgesia, 1973, (52)6: 897-904.
`Raj et al., “The Use of Peripheral Nerve Stimulators for Regional
`Anesthesia,” Clinical Issues in Regional Anesthesia, 1985, 1(4): 1 -6.
`Raj et al., “Use of the Nerve Stimulator for Peripheral Blocks,”
`Regional Anesthesia, Apr.-Jun. 1980, pp. 14-21.
`Raymond et al., “The Nerve Seeker: A System for Automated Nerve
`Localization,” Regional Anesthesia, 1992, 17(3): 151-162.
`Shafik, “Cavernous Nerve Simulation through an Extrapelvic
`Subpubic Approach: Role in Penile Erection,” Eur. Urol, 1994, 26:
`98-102.
`Toleikis et al., “The Usefulness of Electrical Stimulation for Assess­
`ing Pedicle Screw Replacements,” Journal ofSpinal Disorder, 2000,
`13(4): 283-289.
`Medtronic Sofamor Danek “Union™/ Union-L™ Anterior & Lateral
`Impacted Fusion Devices: Surgical Technique” Medtronic Sofamor
`Danek, 2001, 20 pages.
`Defendant’s Disclosure of Asserted Claims and Preliminary
`Infringement Contentions Regarding USP 7207949; 7470236 and
`7582058, Aug. 31, 2009, 21 pages.
`Bergey et al., “Endoscopic Lateral Transpsoas Approach to the Lum­
`bar Spine,” Spine, 2004, 29(15): 1681-1688.
`Dezawa et al., “Retroperitoneal Laparoscopic Lateral Approach to
`the Lumbar Spine: A New Approach, Technique, and Clinical Trial,”
`Journal of Spinal Disorders, 2000, 13(2): 138-143.
`Gardocki, “Tubular diskectomy minimizes collateral damage: A logi­
`cal progression moves spine surgery forward,” A AOS Now, 2009, 5
`pages.
`Hovorka et al., “Five years’ experience of retroperitoneal lumbar and
`thoracolumbar surgery,” Eur Spine J., 2000, 9(1): S30-S34.
`Kossmann et al., “The use of a retractor system (SynFrame) for open,
`minimal invasive reconstruction of the anterior column of the tho­
`racic and lumbar spine,” Eur Spine J., 2001, 10: 396-402.
`Mayer, “A New Microsurgical Technique for Minimally Invasive
`Anterior Lumbar Interbody Fusion,” Spine, 1997, 22(6): 691-699.
`Mayer, “TheALIF Concept,” Eur Spine J, 2000, 9(1): S35-S43.
`Mayer and Wiechert, “Microsurgical Anterior Approaches to the
`Lumbar Spine for Interbody Fusion and Total Disc Replacement,”
`Neurosurgery, 2002, 51(2): 159-165.
`McAfee et al., “Minimally Invasive Anterior Retroperitoneal
`Approach to the Lumbar Spine: Emphasis on the Lateral BAK,”
`Spine, 1998, 23(13): 1476-1484.
`Rao, et al. “Dynamic retraction of the psoas muscle to expose the
`lumbar spine using the retroperitoneal approach,” J. Neurosurg
`Spine, 2006, 5: 468-470.
`Wolfla et al., “Retroperitoneal lateral lumbar interbody fusion with
`titanium threaded fusion cages,” J. Neurosurg {Spine 1), 2002, 96:
`50-55.
`Larson and Maiman, “Surgery of the Lumbar Spine,” Thieme Medi­
`cal Publishers, Inc., 1999, pp. 305-319.
`Medtronic XOMED Surgical Products, Inc., NIM-Response Nerve
`Integrity Monitor Intraoperative EMG Monitor User’s Guide, Revi­
`sion B, 2000, 47 pages.
`“NuVasive’s spine surgery system cleared in the US,” Pharm &
`Medical Industry Week, Dec. 10, 2001, 1 page.
`Pimenta, “Initial Clinical Results of Direct Lateral, Minimally
`Invasive Access to the Lumbar Spine for Disc Nucleus Replacement
`Using a Novel Neurophysiological Monitoring System.” The 9th
`IMAST, May 2002, 1 page.
`Pimenta et al., “The Lateral Endoscopic Transpsoas Retroperitoneal
`Approach (Letra) for Implants in the Lumbar- Spine,” World Spine
`II—Second Interdisciplinary Congress on Spine Care, Aug. 2003, 2
`pages.
`Crock, H.V. MD., “Anterior Lumbar Interbody Fusion,” Clinical
`Orthopaedics and Related Research, Number One Hundred Sixty
`Five, 1982, pp. 157-163, 13 pages.
`
`ATEC LLIF000848892
`
`

`

`Case 3:18-cv-00347-CAB-MDD Document 253-17 Filed 01/18/20 PageID.22783 Page 7 of
` 33
`
`US 8,753,270 B2
`Page 6
`
`(56)
`
`References Cited
`
`OTHER PUBLICATIONS
`
`Mayer and Brock, “Percutaneous endoscopic discectomy: surgical
`technique and preliminary results compared to microsurgical
`discectomy,” J. Neurosurg, 1993, 78: 216-225.
`Schaffer and Karnbin, “Percutaneous Posterolateral Lumbar
`Discectomy and Decompression with a 6.9-Millimeter Cannula,”
`The Journal of Bone and Joint Surgery, 1991, 73A(6): 822-831.
`Friedman, “Percutaneous discectomy: An alternative to
`chemonucleolysis,” Neurosurgery, 1983, 13(5): 542-547.
`Brau, “Chapter 22: Anterior Retroperitoneal Muscle-Sparing
`approach to L2-S1 of the Lumbar Spine,” Surgical Approaches to the
`Spine. Robert G. Watkins, MD. (ed) 2003. pp. 165-181.
`Kossmann et al., “Minimally Invasive Veitebral Replacement with
`Cages in Thoracic and Lumbar Spine,” European Journal of Trauma,
`2001, 27: 292-300.
`Mayer II. M. (ed.) Minimally Invasive Spine Surgery: A Surgical
`Manual. 2000. 51 pages.
`Pimenta et al., “Implante de protese de nucleo pulpost: analise
`inicial,” JournalBrasileiro de Neurocirurgia, 2001, 12(2): 93-96.
`Traynelis, “Spinal Arthroplasty,” Neurological Focus, 2002, 13(2):
`12 pages.
`Zdeblick, Thomas A. (ed.). Anterior Approaches to the Spine. 1999.
`43 pages.
`Kossman et al., “The use of a retractor system (SynFrame) for open,
`minimal invasive reconstruction of the anterior column of the tho­
`racic and lumbar spine,” Eur Spine J, 2001, 10: 396-402.
`de Peretti etal., “New possibilities in L2-L5 lumbar arthrodesis using
`a lateral retroperitoneal approach assisted by laparoscopy: prelimi­
`nary results,” Eur Spine J, 1996, 5: 210-216.
`Litwin et al., “Hand-assisted laparoscopic surgery (FIALS) with the
`handport system,” Annals of Surgery, 2000, 231(5): 715-723.
`Acland’s Video Atlas of Human Anatomy, Section 3.1.7:
`Paravertebral Muscles. Available online: http://aclandanatomy. com/
`abstract/4010463. Accessed Jul. 11, 2012.
`MedlinePlus, a Service oftheU.S. National Library of Medicine and
`National Institutes of Health. Available online: http://www.nlm.nih.
`gov/medlineplus/. Accessed Jul. 11, 2012.
`Amended Complaint for Nu Vasive, Inc. v. Globus Medical, Inc., Case
`No. LlO-cv-0849 (D. Del., Oct. 5, 2010), 28 pages.
`Baulot et al., Adjuvant Anterior Spinal Fusion Via Thorascopy, Lyon
`Chirurgical, 1994, 90(5):347-351 including English Translation and
`Certificate of Translation.
`Leu et al., “Percutaneous Fusion of the Lumbar Spine,” Spine, 1992,
`6(3): 593-604.
`Rosenthal et al., “Removal of a Protruded Thoracic Disc Using
`Microsurgical Endoscopy,” Spine, 1994, 19(9): 1087-1091.
`Counterclaim Defendants’ Corrected Amended Invalidity Conten­
`tions re U.S. Patent Nos. 8,000,782; 8,005,535; 8,016,767;
`8,192,356; 8,187.334; 8,361.156, D652,922; D666,294 re Case No.
`3:12-cv02738-CAB(MDD), dated Aug. 19, 2013, 30 pages.
`Petition for Inter Partes Review IPR2014-00034, filed Oct. 8, 2013,
`65 pages.
`Petition for Inter Partes Review IPR2014-00035, filed Oct. 8, 2013,
`65 pages.
`Declaration of Lee Grant, from IPR2014-00034, Oct. 7, 2013, 36
`pages.
`Declaration of David Hacker from IPR2014-00034, Oct. 4, 2013, 64
`pages.
`Nu Vasive, Inc’s Opening Claim Construction Brief Regarding U.S.
`Patent Nos. 8,000,782; 8,005,535; 8,016,767; 8,192,356; 8,187,334;
`8,361,156; D652,922; and 5,676,146 C2, filed Sep. 3, 2013, in
`Warsaw Orthopedic, Inc. v. NuVasive, Inc., No. 3:12-cv-02738-
`CAB-MDD (S.D. Cal.)., 34 pages.
`Petition for Inter Partes Review IPR2014-00073, filed Oct. 18, 2013,
`65 pages.
`Petition for Inter Partes Review IPR2014-00074, filed Oct. 18, 2013,
`65 pages.
`Petition for Inter Partes Review IPR2014-00075, filed Oct. 21, 2013,
`66 pages.
`Petition for Inter Partes Review IPR2014-00076, filed Oct. 21, 2013,
`65 pages.
`
`Petition for Inter Partes Review IPR2014-00081, filed Oct. 22, 2013,
`64 pages.
`Petition for Inter Partes Review IPR2014-00087, filed Oct. 22, 2013,
`64 pages.
`Declaration of Lee Grant, from IPR2014-00073, Oct. 9, 2013, 36
`pages.
`Declaration of David Hacker, from IPR2014-00073, Oct. 10, 2013,
`64 pages.
`U.S. Appl. No. 60/392,214, filed Jun. 26, 2002, 97 pages.
`Amendment in reply to Feb. 15, 2012 Office Action in U. S. Appl. No.
`12/635,418, dated Mar. 16, 2012, 24 pages.
`Decision on Appeal in Inter Partes Reexamination Control No.
`95/001,247, dated Mar. 18, 2013, 49 pages.
`Declaration of Lee Grant, from 1PR2014-00074, Oct. 9, 2013, 36
`pages.
`Declaration of David Hacker, from IPR2014-00074, Oct. 10, 2013,
`64 pages.
`Declaration of David Hacker, from 1PR2014-00075, Oct. 10, 2013,
`64 pages.
`Amendment in reply to Action of Feb. 7, 2011 and Notice of May 12,
`2011, in U.S. Appl. No. 11/789,284, dated May 17, 2011, 16 pages.
`Notice of Allowance in U.S. Appl. No. 11/789,284, dated Jul. 18,
`2011, 8 pages.
`Office action from U.S. Appl. No. 11/789,284, dated Feb. 7, 2011, 10
`pages.
`Merriam-Webster’s Collegiate Dictionary, p. 65 (10th ed. 1998).
`Declaration of Lee Grant, from 1PR2014-00076, Oct. 9, 2013, 36
`pages.
`Moed et al., “Evaluation of Intraoperative Nerve-Monitoring During
`Insertion of an Iliosacral Implant in an Animal Model, Journal of
`Bone and Joint Surgery J 1999, 81-A(11): 9.
`Declaration of Lee Grant, from IPR2014-0081, Oct. 9, 2013, 36
`pages.
`De

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket