throbber
Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12031 Page 1 of
`225
`
`Exhibit C
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12032 Page 2 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`
`CASE NO. 3:14-cv-2235-DMS-BLM (lead case);
`CASE NO. 3:14-cv-1507-DMS-BLM (consolidated)
`
`APPLE INC.,
`
`Plaintiff,
`
`v.
`
`WI-LAN, INC.,
`
`Defendant.
`
`AND RELATED
`COUNTERCLAIMS
`
`EXPERT REPORT OF MARK R. LANNING
`REGARDING INVALIDITY OF U.S. PATENT NOS.
`8,457,145, 8,462,723, 8,462,761, AND 8,615,020
`
`Dated: February 15, 2018
`
`Ex. C
`
`P. 393
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12033 Page 3 of
`225
`
`
`
`I.
`
`II.
`
`III.
`
`IV.
`
`TABLE OF CONTENTS
`
`
`
`Page
`
`INTRODUCTION ..........................................................................................................1
`
`QUALIFICATIONS .......................................................................................................2
`
`INFORMATION CONSIDERED IN FORMING OPINION ..........................................4
`
`LEGAL STANDARDS ..................................................................................................4
`
`A.
`
`B.
`
`C.
`
`D.
`
`E.
`
`Legal Standards for Prior Art ..............................................................................4
`
`Legal Standards for Anticipation .........................................................................5
`
`Legal Standards for Obviousness ........................................................................6
`
`Legal Standards for Indefiniteness.......................................................................9
`
`Legal Standards for Written Description .............................................................9
`
`V.
`
`TECHNOLOGY BACKGROUND............................................................................... 10
`
`A.
`
`The 3GPP Family of Cellular Standards ............................................................ 10
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`First Generation (1G) Cellular Systems ................................................. 11
`
`Second Generation (2G) Cellular Systems ............................................. 11
`
`The 2.5G GSM Cellular System ............................................................ 12
`
`The UMTS Third Generation (3G) Cellular System ............................... 14
`
`The Fourth Generation (4G) LTE Cellular Systems ............................... 15
`
`B.
`
`The WiMAX (IEEE 802.16) Standards ............................................................. 15
`
`1.
`
`2.
`
`3.
`
`4.
`
`Fixed WiMAX is Significantly Different Than Mobile WiMAX ........... 16
`
`Mobile WiMAX is Significantly Different Than LTE ............................ 21
`
`Mobile WiMAX and LTE Competed for Adoption ................................ 22
`
`The Cellular Industry Chose LTE Over Mobile WiMAX ....................... 24
`
`C.
`
`The VoLTE Specification ................................................................................. 25
`
`VI.
`
`STATE OF THE ART .................................................................................................. 26
`
`1.
`
`Background Prior Art from Qualcomm .................................................. 28
`
`VII. OVERVIEW OF THE BANDWIDTH PATENTS ........................................................ 34
`
`A.
`
`B.
`
`The Bandwidth Patents Are Based On Fixed WiMAX ...................................... 35
`
`Prosecution Histories of the Bandwidth Patents ................................................. 40
`
`1.
`
`2.
`
`3.
`
`4.
`
`The ’145 Patent’s Prosecution History ................................................... 40
`
`The ’723 Patent’s Prosecution History ................................................... 41
`
`The ’761 Patent’s Prosecution History ................................................... 42
`
`The ’020 Patent’s Prosecution History ................................................... 44
`
`-i-
`
`
`
`Ex. C
`
`P. 394
`
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12034 Page 4 of
`225
`
`TABLE OF CONTENTS
`(continued)
`
`
`Page
`
`Person of Ordinary Skill in the Art (POSITA) ................................................... 45
`
`The Bandwidth Patents Asserted Claims ........................................................... 46
`
`
`
`
`C.
`
`D.
`
`VIII. THE BANDWIDTH PATENTS’ PRIORITY DATES .................................................. 46
`
`A.
`
`The ’518 Application Does Not Provide Written Description Support for
`the Bandwidth Patents’ Asserted Claims ........................................................... 47
`
`B.
`
`The Bandwidth Patents’ Earliest Effective Filing Date ...................................... 50
`
`IX.
`
`CLAIM CONSTRUCTION .......................................................................................... 51
`
`X.
`
`SUMMARY OF OPINIONS ........................................................................................ 53
`
`XI.
`
`ANALYSIS OF THE PRIOR ART ............................................................................... 53
`
`A.
`
`B.
`
`C.
`
`U.S. Patent No. 6,327,254 to Chuah (“Chuah”) ................................................. 54
`
`“Scheduling and Quality of Service in the General Packet Radio Service”
`by Jonathan Sau and Chris Scholefield (“Sau”) ................................................. 58
`
`Ensemble’s April 26, 2000 proposal to an IEEE 802.16 Working Group
`(the “MAC Proposal”)....................................................................................... 62
`
`1.
`
`The MAC Proposal is a Printed Publication ........................................... 62
`
`D.
`
`Ensemble’s “Fiberless” Product ........................................................................ 65
`
`1.
`
`The ’761 Patent’s Dependent Claim 6 and the Fiberless Product ............ 68
`
`E.
`
`Additional Obviousness Analysis ...................................................................... 69
`
`XII.
`
`SECONDARY CONSIDERATIONS OF NON-OBVIOUSNESS ................................ 72
`
`A.
`
`B.
`
`C.
`
`D.
`
`E.
`
`F.
`
`G.
`
`H.
`
`Unexpected Results Achieved by the Alleged Inventions .................................. 73
`
`Skepticism by Experts ....................................................................................... 73
`
`A Long Felt but Unmet Need in the Prior Art that was Satisfied by the
`Alleged Invention.............................................................................................. 74
`
`Failure of Others to Find a Solution to a Long Felt Need ................................... 74
`
`Deliberate Copying of the Alleged Invention..................................................... 75
`
`Commercial Success of Processes Covered by the Patent .................................. 76
`
`1.
`
`2.
`
`3.
`
`4.
`
`Wi-LAN’s Fiberless Product ................................................................. 77
`
`IEEE 802.16 Standards .......................................................................... 78
`
`LTE Standards ....................................................................................... 80
`
`Apple iPhones ....................................................................................... 81
`
`Licensing of the Patents by Others .................................................................... 82
`
`Praise of the Alleged Invention by Others of Skill in the Art ............................. 83
`
`-ii-
`
`
`
`Ex. C
`
`P. 395
`
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12035 Page 5 of
`225
`
`TABLE OF CONTENTS
`(continued)
`
`
`Page
`
`INDEFINITENESS (’145 PATENT) ............................................................................ 85
`
`
`
`XIII.
`
`XIV. LACK OF WRITTEN DESCRIPTION (’761 PATENT) .............................................. 86
`
`XV. CONCLUSION ............................................................................................................ 88
`
`Ex. C
`
`P. 396
`
`
`
`
`
`-iii-
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12036 Page 6 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`I.
`
`INTRODUCTION
`
`1.
`
`I have been retained by Apple, Inc. (“Apple”) as an expert in this case. I am
`
`being compensated at my normal hourly rate of $550 per hour plus reasonable expenses. No part
`
`of my compensation is dependent upon the outcome of this case or any issue in it. I am working
`
`as a private consultant on this matter and the opinions presented here are my own.
`
`2.
`
`I have prepared this report at the request of Apple and its counsel. This report
`
`provides my opinions regarding invalidity of U.S. Patent No. 8,457,145 (the “’145 patent”), U.S.
`
`Patent No. 8,462,723 (the “’723 patent”), U.S. Patent No. 8,462,761 (the “’761 patent”), and
`
`U.S. Patent No. 8,615,020 (the “’020 patent”) (collectively the “Bandwidth Patents”).
`
`3.
`
`In forming my opinions, I have relied on my knowledge and experience in
`
`wireless communications, hardware, software, and on the documents and information described
`
`below. I may also review other materials throughout this case, including any other documents or
`
`testimony that may emerge in this case. Those materials may affect my opinions in this matter.
`
`4.
`
`I reserve the right to modify and supplement my analysis and conclusions set
`
`forth in this report based upon any additional fact discovery performed by the parties or in
`
`response to any reports by Wi-LAN’s experts. I also reserve the right to modify and supplement
`
`my analysis and conclusions set forth in this report based upon any change to any of the
`
`applicable legal standards explained to me by Apple’s counsel.
`
`5.
`
`At trial, I may rely on visual aids and/or analogies concerning elements of the
`
`Bandwidth Patents or other aspects of my opinions or the material in this report. In connection
`
`with my anticipated testimony in this case, I may use as exhibits various documents produced in
`
`this case that refer or relate to the matters discussed in this report. I have not yet selected the
`
`particular exhibits that might be used. In addition, I may create or assist in the creation of certain
`
`demonstrative evidence to assist me in testifying.
`
`
`
`Ex. C
`
`P. 397
`
`1
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12037 Page 7 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`II.
`
`QUALIFICATIONS
`
`6.
`
`I have attached as Exhibit 1 to this report a current copy of my curriculum vitae
`
`(“CV”), which I incorporate here by reference.
`
`7.
`
`I am currently the president of two consulting companies: Telecom Architects,
`
`Inc. and Reticle Consulting, LLC. Each of these companies provides professional consulting
`
`services and custom software development for one or more particular technical areas. Telecom
`
`Architects was established in 1999 to provide specialized consulting services to fixed and
`
`wireless telecom service providers and their equipment suppliers. Reticle Consulting was
`
`created in 2009 to provide specialized consulting services for forensic software analysis and
`
`software source code comparison for software misappropriation cases.
`
`8.
`
`I have over 35 years of experience in a wide variety of communication
`
`technologies, including cellular networks and their components (e.g., base stations, mobile
`
`switching centers, and handsets), and advanced cellular network-based services (e.g., Short
`
`Message Service (“SMS”), Enhanced Message Service (“EMS”), Multimedia Message Service
`
`(“MMS”), Public Switched Telephone Network (“PSTN”) networks, advanced subscriber
`
`services that use Intelligent Networking (“IN”) network components, and various signaling
`
`protocols (e.g., Signaling System 7 (“SS7”) and Integrated Services Digital Networks (“ISDN”)).
`
`9.
`
`In 1983, I began working at Digital Switch Corporation (“DSC”) as a hardware
`
`and software development engineer. I was later promoted to a software development manager
`
`responsible for developing multiple layers of communication protocols and a file transfer
`
`protocol used on DSC’s switches. I later worked on the team responsible for converting DSC’s
`
`PSTN telephone switch into a Mobile Switching Center (“MSC”) for Motorola to sell as a part of
`
`their cellular product offering in the U.S. and many other countries.
`
`10.
`
`In 1991, I began working as a consultant to Motorola for its “SuperCell” base
`
`
`
`Ex. C
`
`P. 398
`
`2
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12038 Page 8 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`station product, and as a consultant to British Telecom on its current analog cellular network and
`
`its planned Global System for Mobile Communications (“GSM”) network. My work as a
`
`consultant evolved over the years into many different cellular network and equipment design and
`
`implementation projects.
`
`11.
`
`Since 1995, I have also provided second generation (2G) and third generation
`
`(3G) Code Division Multiple Access (“CDMA”) network architecture, equipment design, and
`
`implementation consulting services to companies such as Sprint, Nextel, and Nokia. This
`
`experience has included working with multiple cellular phone suppliers to define the
`
`functionality and implementation for cellular phones with a wide range of features. These
`
`cellular phones ranged from basic models that had only small alphanumeric displays and
`
`keypads to advanced smartphone models that included touch-sensitive display screens and many
`
`features and applications found in laptop computers.
`
`12.
`
`I received a B.S. in Computer Science from Southern Methodist University in
`
`1983. I have been a visiting lecturer at SMU on various data and voice telecommunications
`
`subjects.
`
`13.
`
`I have testified as an expert in many cases involving wireless communications, as
`
`listed in my CV. I also have testified as an expert in cases involving LTE. I have also provided
`
`expert opinions and expert testimony regarding other patents in the Bandwidth Patents’ family,
`
`such as U.S. Patent Nos. 8,027,298 and 8,249,014. I provided those opinions and testimony in
`
`the Wi-LAN v. Ericsson case.
`
`14.
`
`A detailed list of my other qualifications is included in my CV, which I
`
`incorporate here by reference.
`
`15.
`
`I have reviewed the Bandwidth Patents and their prosecution file histories. I am
`
`familiar with the subject matter of the Bandwidth Patents, which is within the scope of my
`
`
`
`Ex. C
`
`P. 399
`
`3
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12039 Page 9 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`education and professional experience. Based on at least my background, including over thirty-
`
`five years of experience communication technologies, I am familiar with the issues and
`
`technology relating to wireless communications. I also have an understanding of what a person
`
`of ordinary skill in the art in 1999-2001 was and how that person would understand the
`
`terminology used in the Bandwidth Patents.
`
`III.
`
`INFORMATION CONSIDERED IN FORMING OPINION
`
`16.
`
`In forming my opinions, I have considered, in addition to my knowledge and
`
`experience noted above, the documents and materials listed in Exhibit 2 to this report. Although
`
`I have attempted to make the list of materials in Exhibit 2 as complete as possible, it may not be
`
`a completely exhaustive list of materials I have considered during the course of this litigation.
`
`IV.
`
`LEGAL STANDARDS
`
`A.
`
`17.
`
`Legal Standards for Prior Art
`
`I understand that a patent or other publication must first qualify as prior art before
`
`it can be used to invalidate a patent claim.
`
`18.
`
`I understand that a U.S. or foreign patent qualifies as prior art to an asserted
`
`patent if the date of issuance of the patent is prior to the invention of the asserted patent. I
`
`further understand that a printed publication, such as an article published in a magazine or trade
`
`publication, qualifies as prior art to an asserted patent if the date of publication is prior to the
`
`invention of the asserted patent.
`
`19.
`
`I understand that a U.S. or foreign patent also qualifies as prior art to an asserted
`
`patent if the date of issuance of the patent is more than one year before the application date of the
`
`asserted patent. I further understand that a printed publication, such as an article published in a
`
`magazine or trade publication, constitutes prior art to an asserted patent if the publication occurs
`
`more than one year before the application date of the asserted patent.
`
`
`
`Ex. C
`
`P. 400
`
`4
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12040 Page 10 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`20.
`
`I understand that a U.S. patent or published patent application qualifies as prior
`
`art to the asserted patent if the application for that patent was filed in the United Stated before the
`
`invention of the asserted patent.
`
`21.
`
`I understand that systems and products, such as software, and non-patent printed
`
`publications, such as books, may also qualify as prior art. I understand that a printed publication,
`
`such as a book, qualifies as prior art at least if its publication pre-dates the invention of the
`
`asserted patent or if its publication pre-dates the earliest effective filing date of the asserted
`
`patent by more than one year. I understand that a system or product, such as software, qualifies
`
`as prior art at least if it was known or used by others in this country before the invention of the
`
`asserted patent or if it was in public use or on sale in this country more than one year before the
`
`earliest effective filing date of the asserted patent.
`
`22.
`
`I understand that, for certain prior art references, a patentee may attempt to show
`
`that the claimed invention was conceived prior to the publication date of the prior art reference in
`
`an effort to overcome the prior art reference.
`
`B.
`
`23.
`
`Legal Standards for Anticipation
`
`I understand that documents and materials that qualify as prior art can be used to
`
`invalidate a patent claim as anticipated or as obvious.
`
`24.
`
`I understand that, once the claims of a patent have been properly construed, the
`
`second step in determining anticipation of a patent claim requires a comparison of the properly
`
`construed claim language to the prior art on a limitation-by-limitation basis.
`
`25.
`
`I understand that a prior art reference “anticipates” an asserted claim, and thus
`
`renders the claim invalid, if all elements of the claim are disclosed in that prior art reference,
`
`either explicitly or inherently (i.e., necessarily present).
`
`26.
`
`I understand that anticipation must be shown by clear and convincing evidence.
`
`
`
`Ex. C
`
`P. 401
`
`5
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12041 Page 11 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`C.
`
`27.
`
`Legal Standards for Obviousness
`
`I understand that even if a patent is not anticipated, it is still invalid if the
`
`differences between the claimed subject matter and the prior art are such that the subject matter
`
`as a whole would have been obvious at the time the invention was made to a person of ordinary
`
`skill in the pertinent art.
`
`28.
`
`I understand that a person of ordinary skill in the art provides a reference point
`
`from which the prior art and claimed invention should be viewed. This reference point prevents
`
`one from using his or her own insight or hindsight in deciding whether a claim is obvious.
`
`29.
`
`I also understand that an obviousness determination includes the consideration of
`
`various factors such as (1) the scope and content of the prior art, (2) the differences between the
`
`prior art and the asserted claims, (3) the level of ordinary skill in the pertinent art, and (4) the
`
`existence of secondary considerations such as commercial success, long-felt but unresolved
`
`needs, failure of others, etc.
`
`30.
`
`I understand that an obviousness evaluation can be based on a combination of
`
`multiple prior art references. I understand that the prior art references themselves may provide a
`
`suggestion, motivation, or reason to combine, but other times the nexus linking two or more prior
`
`art references is simple common sense. I further understand that obviousness analysis recognizes
`
`that market demand, rather than scientific literature, often drives innovation, and that a
`
`motivation to combine references may be supplied by the direction of the marketplace.
`
`31.
`
`I understand that if a technique has been used to improve one device, and a person
`
`of ordinary skill in the art would recognize that it would improve similar devices in the same
`
`way, using the technique is obvious unless its actual application is beyond his or her skill.
`
`32.
`
`I also understand that practical and common sense considerations should guide a
`
`proper obviousness analysis, because familiar items may have obvious uses beyond their primary
`
`
`
`Ex. C
`
`P. 402
`
`6
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12042 Page 12 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`purposes. I further understand that a person of ordinary skill in the art looking to overcome a
`
`problem will often be able to fit together the teachings of multiple publications. I understand
`
`that obviousness analysis therefore takes into account the inferences and creative steps that a
`
`person of ordinary skill in the art would employ under the circumstances.
`
`33.
`
`I understand that a particular combination may be proven obvious merely by
`
`showing that it was obvious to try the combination. For example, when there is a design need or
`
`market pressure to solve a problem and there are a finite number of identified, predictable
`
`solutions, a person of ordinary skill has good reason to pursue the known options within his or
`
`her technical grasp because the result is likely the product not of innovation but of ordinary skill
`
`and common sense.
`
`34.
`
`I understand that the combination of familiar elements according to known
`
`methods is likely to be obvious when it does no more than yield predictable results. When a
`
`work is available in one field of endeavor, design incentives and other market forces can prompt
`
`variations of it, either in the same field or a different one. If a person of ordinary skill can
`
`implement a predictable variation, the patent claim is likely obvious.
`
`35.
`
`In sum, I understand that prior art teachings are properly combined where a
`
`person of ordinary skill in the art having the understanding and knowledge reflected in the prior
`
`art and motivated by the general problem facing the inventor, would have been led to make the
`
`combination of elements recited in the claims. Under this analysis, the prior art references
`
`themselves, or any need or problem known in the field of endeavor at the time of the invention,
`
`can provide a reason for combining the elements of multiple prior art references in the claimed
`
`manner.
`
`36.
`
`It is further my understanding that a proper obviousness analysis focuses on what
`
`was known or obvious to a person of ordinary skill in the art, not just the patentee. Accordingly,
`
`
`
`Ex. C
`
`P. 403
`
`7
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12043 Page 13 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`I understand that any need or problem known in the field of endeavor at the time of invention
`
`and addressed by the patent can provide a reason for combining the elements in the manner
`
`claimed.
`
`37.
`
`I understand that a proposed obviousness combination does not need to be the
`
`preferred, or most desirable, combination available, in order to render a claim obvious. Instead,
`
`there must be something that suggests the desirability of the propose combination, not
`
`necessarily something that suggests that the proposed combination is the most desirable
`
`combination available.
`
`38.
`
`Similarly, I understand that for purposes of obviousness, when a motivating
`
`benefit comes at the expense of another benefit, that does not nullify the proposed obviousness
`
`combination or modification. Likewise, a proposed obviousness combination does not fail
`
`merely because it may be inferior to other systems used for the same use.
`
`39.
`
`I also understand that a determination of obviousness based on teachings from
`
`multiple references does not require an actual, physical substitution of elements between the
`
`multiple references. Likewise, the test for obviousness is not whether the features of a secondary
`
`reference may be bodily incorporated into the structure of the primary reference. Instead, the test
`
`is whether a claim is rendered obvious by the teachings of the prior art as a whole.
`
`40.
`
`I understand that a claim can be obvious in light of a single reference, without the
`
`need to combine references, if the elements of the claim that are not found explicitly or
`
`inherently in the reference can be supplied by the knowledge or common sense of one of skill in
`
`the art.
`
`41.
`
`I understand that in analyzing the question of obviousness, one may consider what
`
`are called secondary considerations of non-obviousness. I understand that secondary indicia of
`
`non-obviousness may include: (1) a long felt but unmet need in the prior art that was satisfied by
`
`
`
`Ex. C
`
`P. 404
`
`8
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12044 Page 14 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`the invention of the patent; (2) commercial success of processes covered by the patent; (3)
`
`unexpected results achieved by the invention; (4) praise of the invention by others skilled in the
`
`art; (5) taking of licenses under the patent by others; (6) deliberate copying of the invention; (7)
`
`failure of others to find a solution to the long felt need; and (8) skepticism by experts. I further
`
`understand that contemporaneous and independent invention by others is a secondary
`
`consideration supporting an obviousness determination.
`
`42.
`
`I also understand that there must be a relationship between any such secondary
`
`considerations and the invention.
`
`43.
`
`D.
`
`44.
`
`I understand that obviousness must be shown by clear and convincing evidence.
`
`Legal Standards for Indefiniteness
`
`I understand that a patent claim is indefinite if it, read in light of the specification
`
`and the prosecution history, fails to inform persons of ordinary skill in the art with reasonable
`
`certainty about the scope of the invention. I understand that the purpose of this requirement is to
`
`provide clear notice of what is claimed by the patent, and to provide objective boundaries for
`
`those of skill in the art as to the scope of the invention, as well as to apprise the public of what is
`
`not claimed.
`
`E.
`
`45.
`
`Legal Standards for Written Description
`
`I understand that, in order to satisfy the written description requirement, a patent
`
`must clearly allow persons of ordinary skill in the art to recognize that the inventor(s) actually
`
`possessed the invention as claimed. I understand that the purpose of the requirement is to ensure
`
`that the scope of the patentee’s right to exclude does not overreach the scope of the inventor’s
`
`contribution to the field of art as described in the patent specification.
`
`46.
`
`I further understand that a claim lacks “written description” support if the patent
`
`specification fails to adequately describe all elements of the claim such that one of ordinary skill
`
`
`
`Ex. C
`
`P. 405
`
`9
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12045 Page 15 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`in the art in reading the patent would determine that the inventor possessed the claimed
`
`invention.
`
`47.
`
`I understand that to satisfy the written description requirement, a specification
`
`must clearly allow persons of ordinary skill in the art to recognize that the inventor invented
`
`what is claimed. I further understand that the test for sufficiency is whether the specification’s
`
`disclosure reasonably conveys to those skilled in the art that the inventor had possession of the
`
`claimed subject matter as of the filing date (or as of another date in question). I understand that
`
`“possession” means possession as shown in the disclosure, and requires an objective inquiry into
`
`the four corners of the specification from the perspective of a person of ordinary skill in the art. I
`
`also understand that one shows that one is in possession of the invention by describing the
`
`invention, with all its claimed limitations, not that which merely makes it obvious. I understand
`
`that one does that by such descriptive means as words, structures, figures, diagrams, formulas,
`
`etc., that fully set forth the claimed invention. I further understand that the specification does not
`
`need to describe the subject matter in exactly the same terms as used in the claims, but it must
`
`nonetheless contain a description of the claimed subject matter.
`
`48.
`
`I understand that the written description requirement is a separate requirement
`
`than the enablement requirement, which requires a patentee to disclose an invention with
`
`sufficient detail such that a person of skill in the art could carry out the invention without undue
`
`experimentation.
`
`V.
`
`TECHNOLOGY BACKGROUND
`
`49.
`
`systems.
`
`A.
`
`50.
`
`The following sections provide a high level description of the evolution of cellular
`
`The 3GPP Family of Cellular Standards
`
`The figure below shows how one family of cellular standards, the 3GPP family of
`
`
`
`Ex. C
`
`P. 406
`
`10
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12046 Page 16 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`cellular standards, has evolved, beginning with the GSM standard that was initially introduced in
`
`the early 1990s. Much of the functionality and concepts that Wi-LAN is accusing of
`
`infringement arise from the GSM and GPRS (packet data) standards that were created and used
`
`by millions of users long before the filing dates of the Bandwidth Patents.
`
`
`3GPP Release Timeline1
`
`
`
`
`
`51.
`
`The right side of the arrow in the figure below represents that the Third
`
`Generation Partnership Project (3GPP) is now working on the creation of specifications for
`
`future releases of LTE-Advanced network standards. In general, the 3GPP organization is
`
`responsible for coordinating the creation and publication of the specifications for each new
`
`release and preserving the specifications associated with the previous releases for each type of
`
`network.
`
`1.
`
`First Generation (1G) Cellular Systems
`
`52.
`
`The first generation of cellular networks in the United States was based on analog
`
`technology referred to as Advanced Mobile Phone Service (AMPS), and began commercial
`
`service in the late 1970s in Newark, New Jersey and Chicago, Illinois using car mounted cellular
`
`phones.
`
`2.
`
`Second Generation (2G) Cellular Systems
`
`53.
`
`The cellular systems operating in the U.S. and Europe based on the 1G cellular
`
`
`1 http://www.5gamericas.org/en/resources/technology-education/3gpp-technology-evolution/
`
`
`
`Ex. C
`
`P. 407
`
`11
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 304-6 Filed 03/22/18 PageID.12047 Page 17 of
`225
`CONTAINS APPLE AND WI-LAN CONFIDENTIAL BUSINESS INFORMATION
`SUBJECT TO PROTECTIVE ORDER
`
`
`
`standards were a large success but had many limitations (e.g., limited capacity, authentication,
`
`and authorization). Second generation (2G) cellular systems were built to address these
`
`limitations and replace the 1G cellular systems. These 2G replacement cellular systems were
`
`based on one of two different 2G standards. One of these standards is referred to as Global
`
`System for Mobile Communications (GSM).
`
`54.
`
`The GSM standard was created in multiple phases (releases) so that the equipment
`
`and

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket