throbber
Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5410 Page 1 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`Mark C. Scarsi (SBN 183926)
`mscarsi@milbank.com
`Ashlee N. Lin (SBN 275267)
`anlin@milbank.com
`MILBANK, TWEED, HADLEY & McCLOY LLP
`2029 Century Park East, 33rd Floor
`Los Angeles, California 90067
`Telephone: (424) 386-4000
`Facsimile: (213) 629-5063
`
`Christopher J. Gaspar (admitted pro hac vice)
`cgaspar@milbank.com
`MILBANK, TWEED, HADLEY & McCLOY LLP
`28 Liberty Street
`New York, New York 10005
`Telephone: (212) 530-5000
`Facsimile: (212) 822-5019
`
`Attorneys for Plaintiff Apple Inc.
`
`
`UNITED STATES DISTRICT COURT
`
`SOUTHERN DISTRICT OF CALIFORNIA
`
` No. 3:14-cv-2235-DMS-BLM
`(lead case);
`No. 3:14A-cv-1507-DMS-BLM
`(consolidated)
`
`
`APPLE INC.,
`
`
`Plaintiff,
`v.
`WI-LAN, INC.,
`
`
`Defendant.
`
`________________________________
`
`
`
`AND RELATED COUNTERCLAIMS
`
`PLAINTIFF’S PATENT L.R. 4.4(a)
`OPENING CLAIM
`CONSTRUCTION BRIEF
`
`Department: 13A
`Judge: Hon. Dana M. Sabraw
`Magistrate Judge: Hon. Barbara L.
`Major
`
`
`
`
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5411 Page 2 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`TABLE OF CONTENTS
`
`INTRODUCTION ........................................................................................... 1
`I.
`II. APPLICABLE LAW ....................................................................................... 2
`III. TECHNOLOGY OVERVIEW ....................................................................... 3
`A.
`FIXED VERSUS MOBILE COMMUNICATIONS SYSTEMS ......... 3
`B.
`BANDWIDTH PATENTS ................................................................... 4
`C. MODULATION PATENT – U.S. PATENT NO. 8,537,757 ............... 7
`D. DATA PACKING PATENT – U.S. PATENT NO. 8,311,040 ............ 8
`IV. DISPUTED TERMS FOR CONSTRUCTION ............................................ 10
`1.
`“subscriber station” / “subscriber unit” / “wireless
`subscriber unit” ......................................................................... 10
`“connections” / “uplink connections” / “a plurality of
`connections served by the subscriber unit” / “connections
`established at a [or the] subscriber unit [or subscriber
`station]” ..................................................................................... 13
`“QoS” ........................................................................................ 15
`3.
`“queue(s)” ................................................................................. 16
`4.
`“packing sub-header” ............................................................... 18
`5.
`“frame map” / “sub-frame map” ............................................... 19
`6.
`“poll-me bit” / “poll-me message” ........................................... 21
`7.
`The limiting preamble of claim 26 of the ’145 Patent ............. 22
`8.
`“fairness algorithm” .................................................................. 24
`9.
`CONCLUSION ............................................................................................. 25
`
`2.
`
`V.
`
`
`
`
`
`i
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5412 Page 3 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`TABLE OF AUTHORITIES
`
`Page(s)
`
`
`CASES
`Am. Calcar, Inc. v. Am. Honda Motor Co. Inc.,
`2007 WL 5734827 (S.D. Cal. Sept. 24, 2007) ................................................... 23
`Bell Commc’ns Research, Inc. v. Vitalink Commc’ns Corp.,
`55 F.3d 615 (Fed. Cir. 1995) .............................................................................. 24
`Bicon, Inc. v. Straumann Co.,
`441 F.3d 945 (Fed. Cir. 2006) ............................................................................ 22
`Edwards Lifesciences LLC v. Cook Inc.,
`582 F.3d 1322 (Fed. Cir. 2009) ............................................................................ 2
`GE Lighting Solutions., LLC v. AgiLight, Inc.,
`750 F.3d 1304 (Fed. Cir. 2014) .................................................................... 17, 22
`General Electric Co. v. Nintendo Co.,
`179 F.3d 1350 (Fed. Cir. 1999) .......................................................................... 22
`Intervet Inc. v. Merial Ltd.,
`617 F.3d 1282 (Fed. Cir. 2010) ............................................................................ 3
`Irdeto Access, Inc. v. Echostar Satellite Corp.,
`383 F.3d 1295 (Fed. Cir. 2004) ............................................................................ 2
`Lemelson v. Gen. Mills, Inc.,
`968 F.2d 1202 (Fed. Cir. 1992) ............................................................................ 2
`Palmchip Corp. v. Ralink Tech. Corp.,
`2014 WL 12585805 (C.D. Cal. Dec. 29, 2014) ................................................. 24
`Phillips v. AWH Corp.,
`415 F.3d 1303 (Fed. Cir. 2005) (en banc) ...................................................... 2, 24
`Poly-Am., L.P. v. GSE Lining Tech, Inc.,
`383 F.3d 1303 (Fed. Cir. 2004) .......................................................................... 23
`Sunstone Dental, LLC v. KaVo Dental, GmbH,
`No. cv-09-02147, 2010 WL 11507994 (C.D. Cal. May 13, 2010) .................... 24
`ii
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5413 Page 4 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`Vitronics Corp. v. Conceptronic, Inc.,
`90 F.3d 1576 (Fed. Cir. 1996) .............................................................................. 2
`Wi-LAN USA, Inc. v. Apple Inc.,
`830 F.3d 1374 (Fed. Cir. 2016) .............................................................. 13, 16, 20
`Wi-LAN v. Apple,
`13-CV-798-DMS-BLM ............................................................................... passim
`
`
`
`
`
`
`iii
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5414 Page 5 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`I.
`
`INTRODUCTION
`Pursuant to Patent Local Rule 4.4, Apple Inc. hereby submits its opening
`brief and evidence in support of its proposed claim constructions for terms in U.S.
`Patent Nos. 8,457,145 (the “’145 Patent”), 8,462,723 (the “’723 Patent”),
`8,462,761 (the “’761 Patent”), 8,537,757 (the “’757 Patent”), 8,615,020 (the “’020
`Patent”), and 8,311,040 (the “’040 Patent” and collectively, the “Patents-In-Suit”)
`that the parties contend should be construed by the Court.
`The claims of the Patents-in-Suit generally relate to alleged improvements in
`the way bandwidth resources are requested and used in a so-called “last mile” or
`fixed wireless communications system. Several of the Patents-in-Suit claim
`priority to patents filed between 1999 and 2001 that also have been declared
`essential to the IEEE 802.16 communications standard entitled “Air Interface for
`Fixed Broadband Wireless Access Systems” (“Wi-MAX Standard”).1 Wi-LAN
`Inc., however, alleges that Apple’s most-recent iPhone products, developed over
`15 years after the suggested priority dates of the Patents-in-Suit, infringe because
`they support the mobile Voice over LTE mobile communications profile
`(“VoLTE”). As Apple will show, the purported inventions claimed in the Patents-
`in-Suit relate to the fixed Wi-MAX Standard developed in the late 1990s, not the
`more recent mobile VoLTE. Recognizing the significant differences between the
`patent claims and the accused technology, Wi-LAN attempts now to materially
`recast the claimed subject matter. Wi-LAN’s proposed constructions cannot be
`reconciled with the intrinsic or extrinsic evidence, and adopting them would
`controvert controlling Federal Circuit precedent. By contrast, Apple’s claim
`
`
`1 See, e.g., Declaration of Ashlee Lin in Support of Defendant Apple Inc.’s
`Opening Brief in Support of Its Proposed Claim Constructions (“Lin Decl.”), Ex.
`D, IEEE 802.16-2001: Air Interface for Fixed Broadband Wireless Access
`Systems; Lin Decl., Exs. E-G, Standard Essential Patent Letters of Assurance
`relating to the Patents-in-Suit.
`1
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5415 Page 6 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`constructions are grounded in the claims, specifications, prosecution histories, and
`even the extrinsic evidence, and are in harmony with the ordinary and customary
`meaning of the claims’ terms at the relevant time.
`II. APPLICABLE LAW
`The Court should give each claim term the “meaning that the term would
`have to a person of ordinary skill in the art in question at the time of the
`invention.” Phillips v. AWH Corp., 415 F.3d 1303, 1313 (Fed. Cir. 2005) (en
`banc). The Court looks first to the “intrinsic evidence,” namely the claim language
`itself, the specification, and the prosecution history. See id. at 1315.
`The most reliable form of evidence is the patent and its prosecution history,
`because this “intrinsic evidence” provides “evidence of how the PTO and the
`inventor understood the patent.” Id. at 1317. The patent’s specification is
`particularly important and “is always highly relevant to the claim construction
`analysis. Usually, it is dispositive; it is the single best guide to the meaning of a
`disputed term.” Id. at 1315 (citations omitted); see also Vitronics Corp. v.
`Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996). The specification may
`define terms explicitly or by implication. Irdeto Access, Inc. v. Echostar Satellite
`Corp., 383 F.3d 1295, 1300 (Fed. Cir. 2004) (“Even when guidance is not provided
`in explicit definitional format, the specification may define claim terms by
`implication such that the meaning may be found in or ascertained by a reading of
`the patent documents.”) (internal quotation omitted); Phillips, 415 F.3d at 1321.
`The prosecution history plays an important role in claim construction, as it
`“gives insight into what the applicant originally claimed as the invention, and often
`what the applicant gave up in order to meet the Examiner’s objections.” Lemelson
`v. Gen. Mills, Inc., 968 F.2d 1202, 1206 (Fed. Cir. 1992).
`Sometimes a patentee will act as his own lexicographer, coining terms with
`unique meanings in the context of the patent. Edwards Lifesciences LLC v. Cook
`
`2
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5416 Page 7 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`Inc., 582 F.3d 1322, 1329 (Fed. Cir. 2009). Such terms “are best understood by
`reference to the specification.” Intervet Inc. v. Merial Ltd., 617 F.3d 1282, 1287
`(Fed. Cir. 2010).
`III. TECHNOLOGY OVERVIEW
`FIXED VERSUS MOBILE COMMUNICATIONS SYSTEMS
`A.
`The technology found in the Patents-in-Suit arose in the late 1990s and
`coincided with particular developments in the market.2 At that time, the fixed-
`wireless industry, on one hand, and the mobile-cellular-telephony industry, on the
`other, were developing on diverging paths. Both industries focused generally on
`wireless communication, but the differences in the technological and business
`needs of each industry were vast, leading to distinct technologies.
`The mobile-cellular-telephony industry existed before the Patents-in-Suit.
`For example, GSM (Global System for Mobile communication) and PCS (personal
`communications service) mobile wireless systems were on the market then. The
`3G mobile wireless standards (e.g., W-CDMA, a precursor to the accused VoLTE
`technology) also existed then. Mobile communication systems, whereby a user’s
`device can communicate with a wireless system while the device itself travels at
`vehicular speeds (e.g., greater than 60 miles per hour) across a large area through
`the usage of cell/base station handoff, were well known before the Patents-in-Suit.
`By contrast, the Patents-in-Suit attempt to solve problems found in a fixed wireless
`system; the alleged inventions of those patents do not teach or disclose mobile (i.e.,
`cellular) systems. The patents also do not explain if the claimed inventions could
`be modified to achieve wireless mobility. For example, the patents do not discuss
`whether or how there might be a handoff of a connection from one Subscriber
`Station3 between base stations in geographically distinct coverage areas (i.e., cells).
`
`2 The suggested priority dates of the Patents-in-Suit range from 1999 to 2001.
`3 See, Lin Decl., Ex. D, (Wi-MAX standard defined “Subscriber Station”: “3.45
`subscriber station (SS): A generalized equipment set providing connectivity
`3
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5417 Page 8 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`Such functionality is essential in mobile communications but unnecessary in fixed
`or portable wireless applications.
`The Patents-in-Suit concern “fixed and portable” wireless communications
`systems. See, e.g., ’723 Patent, 1:27–38. Such a system operates from a single
`location, such as a home or office, and a user’s device communicates with a single
`base station without the need for communication with and handoff between
`multiple base stations. Fixed devices, e.g., a home computer, are not designed to
`be moved whereas portable devices, e.g., a cordless telephone, integrate the
`concept of movement within a defined area, but do not allow for mobile
`communications as described above. The disclosed “subscriber radio stations or
`subscriber units” of the patents are said to be “fixed and portable,” not mobile. Id.
`The fixed or portable wireless systems of the Patents-in-Suit have three main
`elements: (i) a centralized base station; (ii) a fixed or portable Customer Premises
`Equipment (“CPE”), a.k.a., Subscriber Station; and (iii) connected user devices.
`The Subscriber Stations communicate with the central base station by using a
`downlink for transmissions received from the base station, and an uplink for
`transmissions to the base station. For example, “[a] link conveys that part of the
`downlink transmissions … from the base station 12 that contains data for the
`particular node 16, and also conveys uplink transmissions from the particular node
`16 to the base station 12.” ’040 Patent, 4:64–5:1.
`BANDWIDTH PATENTS
`B.
`The ’145, ’723, ’761, and ’020 Patents (the “Bandwidth Patents”), relate to
`technology developed by Ensemble Communications, Inc., a former wireless-
`equipment supplier. Ensemble developed equipment to enable telecommunications
`carriers to provide data services to businesses or residences using fixed-location
`
`between subscriber equipment and a base station”) (emphasis added); see also ’020
`Patent, 1:32-36 (“fixed subscriber stations or Customer Premises Equipment (CPE)
`stations”).
`
`4
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5418 Page 9 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`equipment. See, e.g., Lin Decl., Ex. A. In 1999, Ensemble filed an application that
`later issued as U.S. Patent No. 6,925,068. See, e.g., ’145 Patent, “Related U.S.
`Application Data.”
`In 2004, Wi-LAN acquired that patent and related pending applications
`when it purchased a portfolio consisting of seventeen U.S. patents, patent
`applications, and foreign counterparts. See Lin Decl., Ex. B. Although Wi-LAN
`contributed nothing at the time of the purported inventions, Wi-LAN continued
`years later to prosecute applications in this family and to file additional
`applications with similar specifications, including the applications filed between
`December 2009 and June 2012 that eventually issued as the Bandwidth Patents.4
`The Bandwidth Patents are directed to a purportedly improved fixed wireless
`communications system that includes the well-known concept of CPE, a.k.a.,
`Subscriber Stations.5 Unlike a traditional local area network that allows direct
`communications between the end user and a base station, the Bandwidth Patents
`utilize a Subscriber Station that receives allocation of bandwidth from a base
`station to distribute to distinct end users in a fixed or portable – but not mobile –
`wireless communications system. For example, Figure 1 of the Bandwidth Patents
`shows a fixed or portable system (not a mobile one):
`
`
`
`4 The Bandwidth Patents either claim priority to or share a specification similar to
`U.S. Patent No. 8,315,640 (the “’640 Patent”). Wi-LAN asserted that patent
`against Apple in Wi-LAN v. Apple, Case No. 13-cv-798-DMS-BLM (S.D. Cal.), in
`which this Court granted Apple summary judgment of non-infringement. Dkt. 278
`(Sept. 30, 2014).
`5 The asserted claims of the Bandwidth Patents reference either a Subscriber
`Station or a Subscriber Unit; however, those patents’ specifications describe the
`claimed invention using the term “CPE.” These terms are interchangeable.
`5
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5419 Page 10 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`’723 Patent, Fig.1. Each cell (102) includes a single base station (106) and a
`plurality of CPEs (110) positioned at fixed customer sites (112) throughout the
`coverage area (102). The system’s users, including both residential and
`commercial customers, interact with the CPEs with different and varying usage
`and bandwidth needs. See, e.g., id., 2:10–15.
`The Bandwidth Patents describe a CPE-driven allocation system where the
`CPE requests and determines how to distribute allocated bandwidth amongst its
`connected user devices. See, e.g., id., 2:16–21. According to the patents, there are
`generally two ways the CPE requests bandwidth: (1) “polling,” whereby a base
`station polls one or more CPEs (either periodically or in response to a request by a
`CPE), and allocates bandwidth specifically for the purpose of allowing the CPE to
`transmit a bandwidth request, or (2) “piggybacking,” whereby a CPE requests
`bandwidth using bandwidth already allocated to a CPE. See, e.g., id., 4:4–35. A
`base station media access controller (“MAC”) then allocates the available
`bandwidth for uplink based on the bandwidth requests. See, e.g., id., 4:51–5:5.
`The CPE serves end-user devices by maintaining multiple queues for data from the
`end-user devices that communicate with the CPE over distinct connections. Id.
`Each queue contains data with a similar quality-of-service-transmission
`
`6
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5420 Page 11 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`requirement. Id. The CPE then allocates the granted bandwidth across its user-
`device connections, depending on priorities and rules, in a way that allows the CPE
`to use the granted bandwidth efficiently. Id.
`C. MODULATION PATENT – U.S. PATENT NO. 8,537,757
`Like the Bandwidth Patents, the ’757 Patent concerns a wireless-
`communication system with a base station managing the flow of uplink and
`downlink communications between multiple CPEs. Whereas the Bandwidth
`Patents focus on bandwidth allocation between a base station, CPE, and user
`devices, the ’757 Patent focuses on configuring the increase or decrease of the
`robustness of transmission-modulation techniques used by a base station and its
`connected CPEs. This increase or decrease in robustness is achieved by adapting
`the device’s “PHY mode.” A PHY mode “is used to indicate characteristics of a
`communication channel or link, including for example, modulation scheme and/or
`an [forward error correction] FEC.” ’757 Patent, 4:65–5:3.
`
`’757 Patent, Fig. 1. The base station (102) and subscriber stations (104) control the
`selection of PHY mode based on the characteristics of the communication medium.
`By adapting the PHY mode of the respective base station or CPEs, the
`communication system is able to more efficiently implement its time division
`duplexing (“TDD”) system. The patented system uses different PHY modes
`7
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5421 Page 12 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`representing various degrees of so-called robustness in communication. The most
`robust PHY mode represents a signal modulation scheme that is “least prone to
`transmission errors caused by signal interference” whereas the least robust PHY
`mode is most prone to transmission errors. See, e.g., ’757 Patent, 6:21–25.
`When a base station and CPE communicate over a medium (like air) that has
`interference from other signals, a more robust PHY mode would likely need to be
`utilized. Increasing distance or the amount of objects between the base station and
`CPE also generally requires use of a more robust PHY mode.
`DATA PACKING PATENT – U.S. PATENT NO. 8,311,040
`D.
`Like the Bandwidth Patents, the ’040 Patent relates to technology developed
`by Ensemble. In 2002, the inventors filed an application that later issued as U.S.
`Patent No. 8,009,667. See ’040 Patent, “Related U.S. Application Data.” In 2004,
`Wi-LAN acquired this and related pending applications in the same transaction
`mentioned above. In 2010, Wi-LAN filed an application claiming priority to the
`’667 Patent, which eventually issued as the ’040 Patent.
`The ’040 Patent is directed to the processing and reformatting of packets of
`information for transmission in a data-communications system. ’040 Patent, 1:16–
`18, claims 1–22. Figure 1 of the ’040 Patent shows one such system:
`
`8
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5422 Page 13 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`Id., Fig.1. The exemplary communications network and system features a base
`station (12) and several nodes (16) for transmitting data packets from a data source
`to end users and vice versa. Id., 4:8–22. The base station is connected to various
`data sources, such as the Internet, any number of databases, or other data source.
`Id., 4:44–47. Each node serves multiple connections for user devices. Id., 4:40–
`44. Information is received by the base station, prepared, transmitted across a data
`link to a node, and directed to an appropriate connection for transmission to the
`correct user device. Id., 4:47–53. Figure 3 illustrates a node within such a system:
`
`
`’040 Patent, Fig. 3. The ’040 Patent describes a system and method for mapping
`and formatting variable-length service data units (“SDUs”) into variable-length
`protocol data units (“PDUs”) for transmission. During uplink transmissions, user
`connections (36) provide information packets in the form of SDUs to a node in
`order to be converted into PDUs. Id., 6:44–64. The claimed nodes pack and
`fragment SDUs into PDUs by determining the amount of bandwidth needed for the
`connection, packing SDUs into the payload area of a PDU, fragmenting SDUs
`where the SDU length is larger than the remaining payload area in the PDU, and
`mapping the remaining fragments onto additional PDUs before transmitting PDUs
`to the base station. See, e.g., id., claims 1–2, 5, 14–16. The SDUs, or any frame or
`9
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5423 Page 14 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`Wi-LAN’s Construction
`module that receives UL bandwidth
`from a base station, and allocates the
`bandwidth across its user connections
`
`As clarified by the Court, a
`subscriber unit/subscriber station can
`be a component part of a user device7
`
`sub-frame maps relating to the same, are not packed into the headers of the PDUs.
`See, e.g., id., 18:15–37; Fig. 14.
`IV. DISPUTED TERMS FOR CONSTRUCTION
`“subscriber station” / “subscriber unit” / “wireless
`1.
`subscriber unit”6
`Claim Term Apple’s Construction
`subscriber
`fixed or portable
`station /
`customer premises
`subscriber unit
`equipment that
`/ wireless
`wirelessly receives UL
`subscriber unit
`bandwidth from a base
`station, and allocates the
`bandwidth across
`connected user devices
`The parties’ constructions of subscriber station / unit differ in two material
`respects. Apple’s position, supported by the Patents-in-Suit, is that a subscriber
`station can be fixed or portable, but not mobile, and is a separate device from either
`a base station or a user. Wi-LAN, on the other hand, attempts to cleanse a
`subscriber station from any structure by labeling it a “module” and arguing that a
`subscriber station can be a component part of a user device.
`The Bandwidth Patents use the term subscriber station / unit as an analog to
`a CPE.8 A subscriber station is a fixed or portable CPE (not part of a mobile
`device) that wirelessly receives UL bandwidth from a base station, and allocates
`the bandwidth across connected user devices. See § III.B, supra, for a discussion
`of the relationship between CPE and subscriber stations / units.
`
`6 This term concerns the ’145, ’723, ’020, ’761, and ’757 Patents.
`7 See Order Granting Plaintiffs’ Motion for Clarification and Reconsideration, Dkt.
`123 in Wi-LAN v. Apple, Case No. 13-cv-0798-DMS-BLM, at p. 3.
`8 See § III.B, supra; see also, e.g., ’723 Patent: abstract, Figs. 1, 4–8, and 13; 1:28–
`50; 1:61–2:15; ’757 Patent: Figs. 1, 3; 1:27–52; Lin Decl., Ex. I, Wi-LAN
`Amendment after Notice of Allowance, No. 13/089,024 (May 1, 2013); Lin Decl.,
`Ex. J, Wi-LAN Response to Office Action, U.S. 13/089,024 (February 19, 2013);
`Lin Decl., Ex. K, USPTO Office Action, U.S. 13/089,024 (January 31, 2013).
`10
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5424 Page 15 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`The Bandwidth Patents disclose a wireless communication system that
`“facilitates two-way communication between a plurality of base stations and a
`plurality of fixed subscriber stations or Customer Premises Equipment (CPE).”
`See, e.g., ’723 Patent, 1:61–67 (emphasis added). The Bandwidth Patents use
`“CPE” throughout the specification to describe the subscriber stations in the
`wireless communication system. For example, the Bandwidth Patents describes
`the CPE as being “responsible for distributing the allocated uplink bandwidth in a
`manner that accommodates the services provided by the CPE.” Id., 4:36–38. The
`Bandwidth Patents further state that “[t]he CPE advantageously determines which
`services to give bandwidth to and which services must wait for subsequent
`bandwidth requests. To this end, the CPE maintains a priority list of services.”
`Id., 10:50–57. “The CPE itself, rather than the base station, distributes the
`allocated bandwidth to its services in any manner the CPE determines to be
`appropriate.” Id., 22:48–52.
`Likewise, the ’757 Patent, which uses the term “subscriber station” only in
`the claims and at no other place in the specification, discloses an analogous system
`“configured to control the admission of new connections and the suspension of
`existing connections between a base station and customer premise equipments
`(CPEs), wherein the base station and the CPEs are each configured to increase or
`decrease the robustness of their transmission modulation technique by adapting
`their PHY mode.” ’757 Patent, 1:65–2:4 (emphasis added).9
`As the asserted claims describe, the subscriber station registers with the base
`station, requests bandwidth allocation, and then allocates it amongst the user
`device connections. This is exactly how CPE is described in the specification as
`well. See § III.B, supra. Apple’s construction of “fixed or portable customer
`
`9 The ’757 Patent references the unclaimed term “subscriber unit” only to describe
`a prior art communication system and not the claimed invention. See, e.g., id.,
`1:26–52 (Description of Related Art).
`11
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5425 Page 16 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`premises equipment that wirelessly receives UL bandwidth from a base station,
`and allocates the bandwidth across connected user devices” thus is compelled by
`both the specification and the claims.
`Wi-LAN takes a broader view of the terms than what is disclosed in the
`relevant Patents-in-Suit in an attempt to cleanse a subscriber station of the limiting
`structure found in the patents. Under Wi-LAN’s construction, any “module” that
`allocates bandwidth between a base station and connection satisfies the
`requirements for a “subscriber station.” But the Bandwidth Patents are quite clear
`in situating the separate subscriber station between the again separate base station
`and its further separate user device to allow the connections found in the patent.
`Wi-LAN is asking the Court to adopt its construction of “wireless subscriber
`radio unit” from Wi-LAN v. Apple, 13-CV-798-DMS-BLM. There is no basis for
`doing so. “Wireless subscriber unit,” “subscriber unit,” and “subscriber station”
`were not construed in Wi-LAN v. Apple. Rather, the term “wireless subscriber
`radio unit / wireless communication radio unit” was construed. (Emphasis added.)
`There is a material difference between the two sets of claim terms. In fact, in
`declining to construe a “wireless subscriber radio unit” as a CPE, the Court
`previously drew a distinction between the term “subscriber station” and “wireless
`subscriber radio unit,” stating: “it is not clear that CPEs are interchangeable with
`‘wireless subscriber radio units/wireless communication radio units.’ For instance,
`the specification describes ‘fixed subscriber stations or Customer Premises
`Equipment (CPE).’ … Furthermore, the specification refers to ‘subscriber
`stations,’ not wireless radio units.” See Lin Decl., Ex. H, Wi-LAN v. Apple, Dkt.
`98 at 7–8 (Order Construing Patent Claims).
`The prosecution history of the ’723 Patent further supports Apple’s position
`in this regard. In response to the USPTO’s rejection of proposed claims during
`examination, Wi-LAN amended the claims of the ’723 Patent’s application to
`
`12
`
`APPLE’S OPENING CLAIM CONSTRUCTION BRIEF
`3:14-CV-02235-DMS-BLM
`
`
`
`
`

`

`Case 3:14-cv-02235-DMS-BLM Document 164 Filed 09/07/17 PageID.5426 Page 17 of 31
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`Wi-LAN’s
`Construction
`connections
`betw

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket