throbber
Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 1 of 16
`Case 5:20-cv-05676—EJD Document 14-7 Filed 09/04/20 Page 1 of 16
`
`EXHIBIT F
`
`EXHIBIT F
`
`
`
`
`

`

`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 2 of 16
`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 2 of 16
`
`Sale and Relationship Agreement
`
`This Sale and Relationship Agreement (“this Agreement”) made this 11th day of
`December 1998, is by and between Applied Komatsu Technology America Inc., a
`California corporation having offices at 3101 Scott Boulevard, Santa Clara, California
`95054 (“AKTA”), representing. as appropriate, Applied Komatsu Technology, Inc.
`(“AKT”), and Symmorphix inc, 3 Delaware corporation having offices at 1111 West El
`Camino Real, No. 109-233, Sunnyvale, California 94087 ("Symmorphix").
`
`1. AKTA shall sell and Symmorphix shall buy the following two (2) systems
`(“Equipment”) at the prices stated below:
`. AKTA PVD 1600 SIN Alpha 2, asset tag # 0201153, 3-chamber system
`o AKTA PVD 3500 S/N Alpha 1. asset tag # C201155, 2-chamber system
`Total _
`
`.
`
`2. The purchase and sale of the Equipment shall be as described in AKTA‘s standard
`Terms and Conditions of Sale, shown in Exhibit A, attached hereto and made a part of
`this Agreement.
`
`0.000000
`
`. The payment schedule for the Capital Equipment will be as follows:
`_ cash ten (10) days from date of execution of this Agreement
`- cash thirty (30) days from first payment due date
`- cash thirty (30) days from second payment due date
`_ cash thirty((30) days from third payment due date
`- cash thirty (30) days from fourth payment due date
`Final balance of- payablein cash on or before May 31, 1999.
`
`4. Title to the Equipment will remain with AKTA until one hundred percent of the
`purchase price has been received by AKTA.
`
`If Symmorphix does not substantially comply with the required payments described
`5.
`in Section 3 of this Agreement, then Symmorphix shall lose its right to purchase the
`Equipment under this Agreement, and AKTA shall retain title and ownership to the
`Equipment and any moneys paid by Symmorphix hereunder. AKTA shall provide
`Symmorphix with at least ten (10) days prior written notice of AKTA’s intention to
`exercise its rights under this Section 5. Symmorphix will be allowed, during this ten (10)
`day notice period, to cure any failure and recover its rights and position hereunder.
`
`6. AKTA shall provide Symmorphix with the following access to AKTA facilities, which
`shall extend through and including April 30, 1999. No modification or extension shall be
`effective unless by written agreement, signed by authorized representatives of AKTA
`and Symmorphix. AKTA will provide office space for designated Symmorphix
`personnel and such Applications Lab facilities as are required to operate the PVD 1600
`Serial # Alpha 2 system. The applicable office space, access routes, and use areas
`
`

`

`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 3 of 16
`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 3 of 16
`
`shall be as shown in Exhibit B, attached hereto and made a part of this Agreement,
`subject to change by mutual written agreement. Symmorphix will at all times comply
`with AKTA's lab operation procedures, safety procedures and regulations, and standard
`practices when working in the AKTA Applications Lab. Access to analytical equipment
`for Symmorphix personnel shall be on a shared basis, with AKTA work receiving first
`priority.
`
`7. Symmorphix shall pay AKTA— per month for five (5)
`months (December 1998 through April 1999) to offset expenses incurred for process
`gas supplies, utilities, facility maintenance, and janitorial services to support the
`operation of the 1600 PVD system. Additional expenses must be discussed with and
`approved by Symmorphix in advance.
`
`8. Replacement parts, service labor, replacement targets and backing plates, etc. are
`specifically excluded from this Agreement. Any such items will be handled under
`separate purchase order/sales order transactions on a case-by—case basis. Incidental
`supplies which are not typically provided by AKTA to its customers shall be purchased
`by Symmorphix directly from other vendors (e.g. wipes, glass, etc).
`
`9. The following AKTA employees, who were subject to AKTA’s October 29, 1998
`Reduction in Force (RIF), will be permitted restricted access to designated AKTA
`facilities and will be permitted to work on Symmorphix business without affecting their
`AKTA separation packages so long as they are not receiving employment
`compensation from Symmorphix priorto December 29,1998.
`. Bob Conner Ernest Demaray, David Orgill, Bill Lee, Ravi Mullapudi, Ron Johnson,
`Kai-An Wang
`. Additional persons as may be approved by AKTA, in writing on a case-by-case
`basis.
`
`Symmorphix is not allowed, and shall not attempt, to bring any persons not named
`above in this Section 9 (including visitors, customers, contractors, job candidates, or
`other workers) into any AKTA premises without the prior written approval of AKTA.
`AKTA will provide a response within 24 hours of receipt of request from Symmorphix.
`
`10. Symmorphix agrees, for valuable consideration contained within this Agreement,
`not to solicit for employment, to employ, or othenrvise to engage the services of any
`person who is an employee of AKTA on or after October 29, 1998, except any AKTA
`employee who is the subject of AKTA’s October 29, 1998 RIF.
`
`11. Symmorphix shall send all formal communications to AKTA in care of David
`Sponseller. Day to day coordination of activities between AKTA and Symmorphix shall
`be between Bill Harshbarger of AKTA and Ernest Demaray of Symmorphix.
`Symmorphix understands and agrees that it is not empowered or authorized to direct
`the efforts of or othenIvise assign tasks to AKTA employees. All requests for AKTA
`
`Sale and Relationship Agreement: AKTA/Symmorphix- - Page 2
`
`

`

`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 4 of 16
`Case 5:20-cv-05676—EJD Document 14-7 Filed 09/04/20 Page 4 of 16
`
`resources, except as clearly granted under this Agreement. must be conveyed to AKTA
`in care of Bill Harshbarger or his designated delegate.
`
`12. Symmorphix shall obtain and maintain any and all required insurance coverage for
`its employees and agents. Any injuries sustained when working on Symmorphix
`business are the responsibility of Symmorphix and its insurers.
`
`13. Symmorphix shall obtain and maintain all required Workers' Compensation and
`disability insurance policies with limits as required by law and acceptable to AKTA no
`later than January 4. 1999. Any requests by Symmorphix to operate the Equipment on
`AKTA premises prior to Symmorphix having obtained such insurance is strictly at
`AKTA's discretion and shall be handled on a case-by-case basis.
`
`14. Symmorphix shall obtain and maintain, during any period that any Symmorphix
`employee or agent is within AKTA’s premises. comprehensive general liability
`insurance covering personal injury and property damage in amounts acceptable to
`AKTA.
`
`15. Symmorphix must comply with all California Occupational Safety and Health
`Administration (Cal OSHA) requirements and all applicable local ordinances. including
`without limitation the Santa Clara Municipal Fire Code. Symmorphix must also
`establish appropriate worker safety and training programs. Symmorphix may voluntarily
`adopt existing AKTA safety programs but Symmorphix assumes full responsibility for-
`employee, equipment, and facility safety in its area of use.
`
`16. Symmorphix shall obtain any apprOpriate business operating licenses as required
`by law or local ordinance and by insurers of Symmorphix and AKTA.
`
`17. Symmorphix must make its own arrangements for all purchasing, shipping and
`receiving functions. Symmorphix may use an AKTA hand truck if needed for glass
`container handling. Symmorphix must use the designated access routes on the
`attached layout (see Exhibit B) for its shipping and receiving operations, and must
`maintain all personnel work areas, and access and egress routes clear of obstructions
`as required by local ordinances and authorities and AKTA standards.
`
`18. Symmorphix must abide by all AKTA environmental policies, practices, and
`procedures governing operations such as solvent usage, wet cleans. hazardous waste
`disposal, effluent treatment. Symmorphix personnel may not bring onto AKTA’s site or
`handle or move hazardous materials including but not limited to gas bottles (including
`helium) and wet lab chemicals. Symmorphix personnel may, however, use AKTA-
`supplied IPA squeeze bottles for routine system maintenance.
`
`19. All Symmorphix personnel must attend a site orientation training session to be
`conducted by AKTA on a mutually acceptable date. AKTA has an Emergency
`Response Team which will respond in the event of emergency involving Symmorphix
`
`Sale and Relationship Agreement: AKTA/Symmorphix_ - Page 3
`
`

`

`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 5 of 16
`Case 5:20-cv-05676—EJD Document 14-7 Filed 09/04/20 Page 5 of 16
`
`operations. However. Symmorphix hereby agrees to hold AKTA and Applied Materials.
`Inc. harmless in the event of any problems which might develop as a result of such
`response.
`
`20. All costs associated with removal of the Equipment from AKTA premises
`(subsequent to completed purchase thereof by Symmorphix) shall be borne by
`Symmorphix. Unless otherwise agreed upon in writing, all Equipment purchased
`hereunder shall be transported from AKTA’s site no later than April 30, 1999.
`
`21. The parties have agreed to certain provisions regarding future dealings, intellectual
`property, confidential information, and licenses, as described in Exhibit C. attached
`hereto and made a part of this Agreement.
`
`In witness whereof the parties hereto have caused this Agreement to be executed by
`their duly authorized representatives on the date(s) shown below.
`
`Symmorphix Inc.
`(“Symmorphix”)
`
`Applied Komatsu Technology
`America, Inc. (“AKTA”)
`
`,60% (WWW;
`
`Bob Conner
`
`President
`
`.
`
`Howard Neff
`
`President
`
`December 11, 1998
`
`December 11, 1998
`
`Acknowledged and Accepted:
`Applied Komatsu Technology, Inc.
`(“AKT”)
`
`Shareholders Committee
`
` Howard Neff
`
`President
`
`December 1 1, 1998
`
`By
`Title
`
`Date
`
`Sale and Relationship Agreement: AKTA/Symmorphix- - Page 4
`
`

`

`
`
`Controlling
`Document
`
`
`
`
`
`
`
`
`
`
`
`
`Payment
`
`
`
`
`Security
`Interest
`
`
`Def/very
`
`
`and Delay
`
`5.
`
`
`Force Majeure
`
`
`
`
`
`
`
`Taxes and
`
`
`Other Charges
`
`7.
`
`
`
`Cancellations
`
`
`Ior Convenience,
`
`
`Shipment Holds,
`
`
`and Liquidated
`
`Damages
`
`Therefor
`
`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 6 of 16
`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 6 of 16
`
`
`.
`Exhibit A
`.
`
`
`
`
`
`Terms and Conditions of Sale
`
`
`@Afl
`
`
`
`
`
`
`Terms And Conditions Of Sale
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`THE ACCEPTANCE OF PURCHASER'S ORDER IS EXPRESSLY MADE CONDITIONAL ON PURCHASER'S
`
`
`
`
`
`
`
`
`
`
`
`
`
`ASSENT TO THE TERMS AND CONDITIONS SET FORTH HEREIN, AND APPLIED KOMATSU TECHNOLOGY
`
`
`
`
`
`
`
`
`
`
`
`
`
`INC.
`("A") AGREES TO FURNISH THE SYSTEMS, MATERIALS, AND SPARE PARTS ("PRODUCTS")
`AMERICA,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AND SERVICES COVERED THEREBY ONLY UPON THESE TERMS AND CONDITIONS. This document constitutes
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the entire agreement of the parties With respect to the subset matter hereof. Any term or condition of Purchaser's
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`order inconSIstent with or in. addition to these Terms and
`onditions hereof shall not be binding on AKTA. Unless
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Purchaser shall notify AKTA In writing to the contrary'within ten (10\ days of receipt hereof. acceptance of these Terms
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`and'COTIdItIOIIS shall be concluswely presumed.
`In the absence of such notification, the sale and delivery by AKTA of
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the Items covered hereby shall be concluswely presumed to be subject to these Terms and Conditions. No waiver,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`alteration, ormodification of any of theKrowsmns hereof shall be binding on AKTA unless made in writin
`and signed
`byfan authorized representative of AKT . All orders or contracts must be approved and acce ted by AKTA at its home
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`0 ice. These Terms and Conditions shall be applicable whether or not they are attache
`to or enclosed with the
`,
`products sold hereunder.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Payment for Products and services is due at or before shipment of Products or provision of services, unless AKTA
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`grants credit in writing.
`If credit isgranted, credit terms for service or spare parts shall require payment in Us. Dollars
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(30) days from date of Inv0ice; and for Systems, payment in US. Dollars is due per the schedule set forth in
`thirt
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AK Ajs quotation or sales order. Unless AKTA's guotation or sales order provides to the contrary, final payment is due
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`net thirty $130) days from the date of inv0ice. AK A reserves the right to require an irrevocable letter of credit from a
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`bank whic
`it deSI nates. Sums unpaid thirty (30) days after date of invoice shall be subject to a late payment charge
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`of oneand one~ha f percent (1.5%) per month from the due date, or the maximum amount permitted by Iaw,if less, and,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`in addition, Purchaser shall pay all costs incurred b AKTA which relate to the credit extension.
`In the event of any
`
`
`
`
`
`
`
`
`
`
`
`
`
`default in payment, Purchaser shallpay all costs 0 collection.
`If delivery is delayed or this contract is canceled by
`
`
`
`
`
`
`Purchaser In accordance With Section 7 hereof, payments already made shall be retained by AKTA and AKTA to
`payments required pursuant to Section 7.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AKTA retains a security interest in Products delivered hereunder and in proceeds from the sale, exchange, collection,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`or disposdion thereof, until’Purchaser has made payment in full for such Products. Purchaser shall, u on request b
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AKTA. provide all information and signatures required by AKTA to perfect such security interest. AK A reserves aI
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`rights granted to a secured creditor under the California Uniform Commercial Code, including the right to repossess
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`upon default by Purchaser. To Simplify such repossesswn, AKTA may require the Purchaser to assemble the collateral
`and make it available to AKTA at a place reasonably convenient to both parties and designated by AKTA.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Terms of sale are Free On Board (FOB) at AKTA's plant or shipping point designated by AKTA. Title to Products shall
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`{Jassto Purchaser on AKTA's tender of the Products to Purchaser or a carrier. All risk of loss or damage of Products in
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`ranSIt shall be borne by Purchaser. Shipment of Products to Purchaser's desired location, if arranged b AKTA, shall
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`be either freight collect or freight prepaid With charges invoiced to Purchaser, unless otherwise agreed. A TA reserves
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the right to make partial deliveries, and all such partial deliveries shall be separately invoiced and paid for when due.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Delay in delivery of any installment shall not relieve Purchaser of its 0in ation to accept such later deliveries.
`In any
`
`
`
`
`
`
`
`
`
`
`event, delivery times shall not be considered absolute and no breach shal be found if the Products herein specified are
`delivered within a reasonable time after the delivery date set forth.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AKTA shall not be liable for any loss or damage as a result of any failure to perform or any delay in delivery or
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`equipment start-up (if reciuired due to any cause beyond AKTA's control, including but not limited to, acts of God, acts
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`of Purchaser, fire, theft, accr ent, flood, war, sabotage, slowdown, strikes, or other labor difficulties, riot, embargo.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`overnment act, regulation, rule. ordinance or request, or inability to obtain necessary labor, materials, manufacturing
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`acilities, or transportation.
`In the event of any such contingency, the date of performance or delivery shall be extended
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`by a period equal to the time lost b the delay.
`If, due to an such contingency, AKTA is unable to supply the total
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`demands for any Product specifie
`hereunder, AKTA shall
`ave the right to allocate its available supply among
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`customers and its departments and divisions. AKTA shall not make or ganici ate in any shipment which does not
`conform to the requirements of the US. Export Administration Act or any of er re event export-import law or regulation.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Any manufacturer‘s tax, sales tax, use tax, excise tax, custom, inspection or testing fee, or any other tax, fee, or charge
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`of any nature whatsoever imposed currently or in the future by any federal, state, or other governmental authority, upon
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`or with respect to the sale, purchase, delivery, shipment, storage, processin , use, or consumption of any of the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Products covered hereby, including taxes, fees, or charges upon or measure
`by the receipts from the sale thereof
`
`
`
`
`
`
`
`
`
`shall be borne by Purchaser in addition to the prices uoted or invoiced.
`In the event AKTA is required to pay any such
`tax, fee, or charge, Purchaser shall reimburse AKTA t erefor.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Purchaser may request a delay in delivery for a maximum of ten (10) working days from the contract scheduled delivery
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`at no charge, and AKTA shall proceed With completion of the work. Purchaser's payments shall in such event be due
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`and payable in accordance With the contract scheduled delive .
`In the event Purchaser is unable to receive any
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Product at the time AKTA isprepared to .make delivery, AKT may, upon notice to Purchaser, giving Purchaser
`
`
`
`
`
`
`
`
`
`
`
`
`
`reasonable op ortunity to deSI 'riate a location for storage, deliver such Product and ship it to storage at any suitable
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`location inclu ing AK 's faCIities.
`.All costs incurre
`by AKTA,
`including but not limited to pre aration for the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`placement into storage,
`inspection,
`insurance, and any taxes shall be borne b Purchaser. AK A will take all
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`reasonable steps to minimize such ex enses. When Purchaser is ready to receive t e Product, AKTA shall arrange, at
`Purchaser's expense, removal of the
`roduct from storage and shipment of the Product to Purchaser.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Purchaser has the right to cancel this contract for convenience upon prior written notice. A request by Purchaser for
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`delay in delivery beyond ten (10) working days from the contract delive
`date shall be deemed to be a cancellation of
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the contract.
`Inasmuch as contract cancellation would cause substantia damage to AKTA in an amount that would be
`
`difficult to ascertain, Purchaser shall pay liquidated damages for cancellation in accordance with the table set forth
`below.
`
`
`
`
`
`
`Exhibit A to Sale and Relationship Agreement
`
`
`
`

`

`
`
`
`
`Limitation of
`
`Liability
`
`
`Licenses
`
`
`
`10.
`
`
`
`Patent and
`
`Trademark
`
`Indemnity
`
`11.
`
`
`Start-up
`
`
`of Systems
`
`
`12.
`
`
`Exam/nation
`
`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 7 of 16
`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 7 of 16
`
`
`
`
`
`
`.
`
`
`
`
`
`canceled orders shall be SbeJECL t0
`
`
`
`
`
`
`cancellation charges as a unction of the
`number of weeks AKTA receives notice
`
`
`
`
`
`
`before the stipulated delivery date, as follows:
`
`
`
`
`
`
`
`
`
`12 AND MORE WEEKS
`
`
`
`
`
`
`
`
`
`PERCENT OF FACE VALUE OF
`
`
`p 0 __
`
`‘ 0'
`18805:
`
`
`70%
`
`
`
`
`
`
`
`
`NOTICE RECEIVED PRIOR TO STIPULATED
`
`
`SHIPPING DATE—_
`
`
`
`
`
`FEWER “‘9'? fl WEEEE
`
`
`
`
`4 - 6 WEEKS
`8 ~ 8 WEEKS
`
`
`
`8 ~ 10 WEEKS
`
`
`10 - 12 WEEKS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AKTA'S LIABILITY ON ANY CLAIM OF ANY KIND. WHETHER BASED IN CONTRACT,
`IN TORT (INCLUDING
`
`
`
`
`
`
`
`
`
`
`NEGLIGENCE AND STRICT LIABILITY) OR OTHERWISE FOR ANY EXPENSE,
`INJURY, LOSS. OR DAMAGE
`ARISING OUT OF OR IN CONNECTION WITH THE PROVISION OF ANY SERVICE OR THE DESIGN.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`MANUFACTURE, SALE. DELIVERY, INSPECTION, REPAIR, MAINTENANCE,
`INSTALLATION, OR USE OF ANY
`PRODUCT FURNISHED UNDER THIS CONTRACT SHALL IN NO CASE EXCEED THE PURCHASE PRICE OF THE
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PRODUCT OR SERVICE WHICH GIVES RISE TO THE CLAIM.
`IN NO EVENT SHALL AKTA BE LIABLE FOR ANY
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`SPECIAL, INDIRECT, INCIDENTAL, CONSEQUENTIAL, OR CONTINGENT DAMAGES, WHETHER OR NOT AKTA
`HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AKTA grants to Purchaser a non—assignable, non-transferable, non-exclusive, royalt
`free license to use, with any
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Product purchased from or supplied by AKTA, patented methods and processes 0 AKTA which are appropriately
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`utilizable in such Product. This Incense does not extend to the use of any of AKTA's patented methods or
`rocesses in
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`products not purchased from or supplied by AKTA or in Products which have been su stantially altered by urohaser or
`any third party, and any and all such use of AKTA‘s patented processes is expressly not authorized.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Except as set forth in the preceding paragraph, the sale. lease, or other transfer of AKTA Products to Purchaser does
`not conve any license or right, by Implication, estoppel. or otherwise, to any method or process invention of any
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`patent. A TA grants to Purchaser a non-assignable, non-transferable, non-exclusive, royalty free ri hi to use, in object
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`code form, any software and related documentation furnished under these Terms and Conditions. T is grant shall be
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`limited to use With the Products for which the software was obtained. Purchaser may make a sin le archive copy of
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`this software, prowded that any copy must contain the same copyright notice and pro rietary mar ings as the original
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`software. Use of software on any equipment other than that for which it was obtaine or any other material breach
`
`
`
`shall automatically terminate this license. Terms of any agreement packaged with the software shall prevail over these
`Terms and Conditions.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AKTA accepts no liability for, and Purchaser shall hold AKTA harmless against any ex ense or loss from infrin ement
`
`
`
`
`
`
`
`
`
`
`of patents, trademarks, or other intellectual property rights or others arising from AKT 's compliance with Purc aser’s
`
`
`
`
`
`
`design.
`formulae, processes, specifications, or instructions, or with Purchaser‘s requirements that a design be
`produced to perform a speCific process.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Except as otherwise provided in the preceding para raph, AKTA,
`if notified promptly in writing and given authority,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`information, and assistance for defense of same, shal defend any suit or proceeding brought against Purchaser, so far
`as based on a claim that any AKTA Product furnished under these Terms and Conditions constitutes an infringement of
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`any US. apparatus patent of any third
`arty which has been issued as of the date of sale of the AKTA Product to
`
`
`
`
`
`
`
`Purchaser
`ereunder. The liability of A TA stated herein does not extend to non-United States patents, nor to any
`method or process claim of any patent.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`In case any such Product is in such suit held to constitute infringement of any US. apparatus patent and all use of said
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Product by Purchaser is enjorned, AKTA shall, at its own expense and option, either procure for the Purchaser the right
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`to continue using said Product, replace same with a non-infringing product, modify it so it becomes a non—infringing
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Product, or remove said Product and refund the purchase price to Purchaser, together with transportation and
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`installation costs thereof.
`In no event shall AKTA's total liability to Purchaser under or as a result of compliance with
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the provisions of this paragraph exceed the aggregate sum pai
`by Purchaser for the allegedly infringing Product. The
`
`
`
`
`
`
`
`foregoing states the entire liability of AKTA for patent infringement by said Products, or by any part thereof, either alone
`or in combination with other devices or elements.
`
`
`
`
`
`
`
`
`
`
`
`
`THE FOREGOING PROVISION IS STATED IN LIEU OF ANY OTHER EXPRESSED,
`IMPLIED, OR STATUTORY
`
`
`
`
`
`
`
`
`
`
`
`
`
`WARRANTY AGAINST INFRINGEMENT AND SHALL BE THE SOLE AND EXCLUSIVE REMEDY FOR PATENT
`
`
`
`
`INFRINGEMENT OF ANY KIND.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Purchaser will
`rovide all support staff and equipment necessary for start-up of Systems supplied hereunder or shall
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`arrange with A TA in advance of shipment for the attendance of an AKTA Field Service Engineer. Purchaser shall
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`effect start-up within thirty (30) days of receipt of a System. Costs resulting from any delays in the start-up due to lack
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`of preparedness by Purchaser Will be billed at standard rates provided
`y AKTAs Field Service Policy Statement.
`
`
`
`
`
`
`Supervision of start-up and instruction of the Purchaser's personnel will be conducted at time of start—up unless prior
`arrangements have been made with AKTA.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Purchaser shall examine all Products promptly upon receipt therefor. Within ten (10) da 5 of such receipt, Purchaser
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`shall notify AKTA in writing of anycomplaint which Purchaser may have concerning the
`roducts delivered hereunder,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`including ut not limited to'any claimed shortages, defects. quality problems, or delivery errors.
`If Purchaser intends to
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`reject the Products delivered hereunder, it must specify the grounds therefor.
`If no notice is received from Purchaser
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`within ten (10) days of receipt, the Products delivered hereunder shall be deemed unqualifiedly accepted as of the date
`
`
`
`
`
`of delivery and Purchaser will be conclusively presumed to have waived all such claims and complaints, except as
`permitted by AKTA's express warranty.
`
`
`
`
`
`
`
`
`
`
`Exhibit A to Sale and Relationship Agreement
`
`
`
`

`

`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 8 of 16
`Case 5:20-cv-05676-EJD Document 14-7 Filed 09/04/20 Page 8 of 16
`
`
`‘3.
`
`
`Warranty
`
`and
`
`Returns
`
`
`
`14. Indemnlfication
`
`
`15.
`
`
`Drawings
`
`
`and Designs
`
`
`
`
`16.
`Assignment
`
`
`
`17. Callfornia Law
`
`
`and Disputes
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AKTA warrants to Purchaser that all new Products provided by AKTA hereunder shall conform to the published
`
`
`
`
`
`
`
`
`
`
`
`
`
`specifications and shall be free from defects in material and workmanship when used under normal operating
`conditions, and that all servrce provrded by AKTA shall be performed in a workmanlike manner.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The foregoing warranty shall apply to such period of time and under such conditions as are specified in AKTA's
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`standard warranty for each Product.
`If not otherwise specified. the warranty for Systems shall apply for one ear from
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the date of start-up and AKTA's sign—off of the System, provided the same is not unreasonably e ayed by KTA.
`In
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`any event, however, the warranty period and AKTA's responsibilities set forth herein shall terminate fourteen (14)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`months after the date of delivery of the System by AKTA to Purchaser (if located within the continental United States),
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`and fifteen (15) months after the date of delivery of the equipment by AKTA to Purchaser (if located outside the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`continental United States). The warranty provided hereunder shall not include parts or materials which AKTA considers
`
`
`
`
`
`
`
`
`
`
`
`
`as consumables under normal operating conditions. During this warranty period, AKTA shall a) with the exception of
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`cleaning. perform all monthly preventative maintenance checks prescribed in the relevant AKTA's equipment manual
`
`
`
`on a mutually agreeable schedule. 1)) review Purchaser's daily and weekly maintenance logs, and c) provide informal
`on~system maintenance training.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The foregoin warranty for spare parts shall apply for a period ,of ninety (90) days from the date of delivery of the spare
`
`
`
`
`parts by AK A. The warranty granted hereby shall not include spare parts which AKTA considers as consumables
`under normal operating conditions.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The foregoing warranty for service shall apply for a period of ninety (90) days from performance of the service.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`THE FOREGOING WARRANTIES ARE EXCLUSIVE OF ALL OTHER WARRANTIES WHETHER WRITTEN. ORAL,
`OR IMPLIED, INCLUDING ANY WARRANTY OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`If an; Product delivered hereunder does not meet the above warranty, Purchaser shall promptly notify AKTA and make
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`roduct ayailable for correction. AKTA shall, during its norma business hours. correct any defect at its option
`the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`either by repairln
`or replacing any defective part or, if other remedies fail, by replacing the Product.
`If a spare part
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`delivered hereun er does not meet the above warranty, Purchaser shall
`romptly advise AKTA and, upon obtaining an
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AKTA Return Material Authorization. ship the defective spare part to AK A.
`If the service provided hereunder does not
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`meet the above warranty, Purchaser shall promptly notify AKTA. and make the affected Product available for
`correction. AKTA shall, during its normal business hours, correct any defect by repertorming the service.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`All returned Products must be accompanied by an AKTA Return Material Authorization signed by an authorized
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`representative of AKTA. AKTA is under no obligation to acce t, inspect, replace. or repair unauthorized shi me

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket