throbber
Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 1 of 23
`Case 5:18—md-02834-BLF Document 561-7 Filed 11/01/19 Page 1 of 23
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`EXHIBIT 7
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`EXHIBIT 7
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`

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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 2 of 23
`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 2 of 23
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD IN THE UNITED
`
`STATES PATENT AND TRADEMARK OFFICE
`
`Trial No.:
`
`IPR 2014—00058
`
`In re:
`
`US. Patent No. 8,099,420
`
`Patent Owners:
`
`PersonalWeb Technologies, LLC & Level 3 Communications
`
`Petitioner:
`
`,
`
`Rackspace US, Inc. and Rackspace Hosting, Inc.
`
`V
`
`Inventors:
`
`David A. Farber and Ronald D. Lachman
`
`For: ACCESSING DATA IN A DATA PROCESSING SYSTEM
`
`>l<
`
`>l<
`
`>l<
`
`>l<
`
`>l<
`
`>l<
`
`>l<
`
`>1<
`
`>i<
`
`>l<
`
`*
`
`January 18, 2014
`
`PATENT OWNER’S PRELIMINARY RESPONSE
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`2020057
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`

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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 3 of 23
`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 3 of 23
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014—00058
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`TABLE OF CONTENTS
`
`m
`
`I.
`
`BACKGROUND ............................................................................................. 1
`
`H.
`
`ALLEGED GROUNDS .................................................................................. 1
`
`111.
`
`CLAIM CONSTRUCTIONS .......................................................................... 2
`
`IV.
`
`THE EXAMINER CONSIDERED AND ALLOWED THE
`
`CHALLENGED CLAIM OVER THE TWO BASE REFERENCES
`
`RELIED UPON BY PETITIONER DURING ORIGINAL
`
`PROSECUTION OF THE ‘420 PATENT ..................................................... 6
`
`V.
`
`GROUNDS 1—3 ARE BASED ON 35 U.S.C. § 112 AND SHOULD
`NOT BE INSTITUTED .................................................................................. 7
`
`VI. GROUND 4 BASED ON WOODHILL SHOULD NOT BE
`
`INSTITUTED ............................................................................................... 10
`
`VII. CONCLUSION ............................................................................................. 18
`
`PATENT OWNER’S EXHIBIT LIST
`
`CERTIFICATE OF SERVICE
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 4 of 23
`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 4 of 23
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`I. BACKGROUND
`
`Pursuant to 37 CPR. § 42.107, Patent Owner PersonalWeb (PO) submits
`
`this Preliminary Response to the petition seeking inter partes review in this matter.
`
`US. Patent No. 8,099,420 (“the ‘420 patent”) has an effective filing date of April
`
`11, 1995 given its continuity. (Ex. 1001.) While PO reserves the right to establish
`
`an earlier date of invention, PO assumes an effective filing date of April 11, 1995
`
`for purposes of this Preliminary Response (i.e., the “critical date” is no later than
`
`April 11, 1995 for purposes of this submission).
`
`Petitioner alleges that the challenged claim is not entitled to the claimed
`
`April 11, 1995 priority date. PO disagrees, and responds to petitioner’s arguments
`
`under 35 U.S.C. §§ 112 and 120 in connection with Grounds 1-3. Moreover,
`
`petitioner’s arguments under 35 U.S.C. §§ 1 12 and 120 (Grounds 1~3) are
`
`improper as they are contrary to 35 U.S.C. § 311(b) which states that an IPR can be
`
`based “only on a ground that could be raised under section 102 or 103” (emphasis
`
`added). The statute precludes grounds, such as Grounds 1-3 here, which are based
`
`on § 112 written description arguments.
`
`II. ALLEGED GROUNDS
`
`Petitioner has challenged claim 166 of the ‘420 patent based on only, and
`
`limited to, the following alleged “Groundsz”
`
`1.
`
`Claim 166 is allegedly obvious under 35 U.S.C. §103 over
`
`Kinetech [a/k/a Farber; WO 96/32685 at EX. 1005 which is
`
`1
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 5 of 23
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`Patent Owner’s Preliminary Response (U.S. Pat. No. 8,099,420)
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`IPR 2014-00058
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`allegedly a publication of the priority application of the ‘420
`
`patent].
`
`2.
`
`3.
`
`Claim 166 is allegedly obvious under 35 U.S.C. §103 over
`
`Kinetech (EX. 1005) in View of Brunk (EX. 1006).
`
`Claim 166 is allegedly obvious under 35 U.S.C. §103 over
`
`Kinetech (Ex. 1005) in View of Francisco (EX. 1004) and Brunk
`
`(EX. 1006).
`
`4.
`
`Claim 166 allegedly obvious under 35 U.S.C. §103 over Woodhill
`
`(EX. 1003) in view of Francisco (EX. 1004).
`
`III. CLAIM CONSTRUCTIONS
`
`Claim terms are presumed to be given their ordinary and customary meaning
`
`as would be understood by one of ordinary skill in the art at the time of the
`
`invention. Phillips v. AWH Corp, 415 F.3d 1303, 1313 (Fed. Cir. 2005) (en bane).
`
`However, the inventor may rebut that presumption by providing a definition of the
`
`term in the specification with reasonable clarity, deliberateness, and precision. In
`
`re Paulsen, 30 F.3d 1475, 1480 (Fed. Cir. 1994).
`
`The specification of the ‘420 patent provides a definition for at least the
`
`following term in the chart below with reasonable clarity, deliberateness, and
`
`precision (i.e., the inventors were their own lexicographer):
`
`
`Claim Term
`
`Sequence osz'ts. (‘420 patent, col. 2:16-17.) As the
`
`1 Correct Construction “data item”
`
`
`
`
`(claims 1, 2, 7, 8, 10, Board explained in its June 5, 2013 Decision in IPR
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`2
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 6 of 23
`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 6 of 23
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014-00058
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`
`
`11,14,1649,24,2g
`32,70)
`
`2013—00082, the “sequence of bits” may include any of
`
`
`the following which represent examples in a non-
`
`
`
`
`
`exhaustive list: (1) the contents of a file; (2) a portion of
`
`a file; (3) a page in memory; (4) an object in an object—
`
`oriented program; (5) a digital message; (6) a digital
`
`scanned image; (7) a part of a Video or audio signal; (8) a
`
`directory; (9) a record in a database; (10) a location in
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`memory or on a physical device; (11) any other entity
`
`which can be represented by a sequence of bits.
`
`(See
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`June 5, 2013 Dec. in IPR 2013—00082 at 2-3 [EX. 2008];
`
`and May 17, 2013 Dec. in IPR 2013—00082 at 14-15 [EX.
`
`2009].) Petitioner’s construction of “data item”,
`
`improperly, does not reflect the above—underlined aspect
`
`of the Board’s prior construction of this term (Pet. 19).
`
`During prosecution of family member US. Patent
`
`No. 7,949,662, applicant and the USPTO Examiner made
`
`clear that the “data item” may be “any sequence of bits”
`
`and that “the data item may represent any type/kind of
`
`data.” See, in EX. 2004, the § 112 rejection in the Office
`
`Action dated Sept, 14, 2007, the response thereto, and
`
`then the Examiner’s Withdrawal of the § 112 rejection on
`
`page 21 of the Office Action dated July 3, 2008. (Ex.
`
`
`
`
`
`2004) '
`
`The “data item” construction set forth above is correct and should be
`
`adopted.
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 7 of 23
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`Patent Owner’s Preliminary Response (US. Pat. No 8,099,420)
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`IPR 2014-00058
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`
`“Selectively permit. .
`. ” (claim 1662
`
`Petitioner proposes an overly broad construction for “selectively permit” in
`
`claim 166. The Board should also note that petitioner’s constructions of
`
`“selectively permit” in this IPR conflicts with Apple’s construction of “selectively
`
`permitting” in iPR 2013-00596.
`
`PO disagrees with petitioner’s construction for “selectively permit”, because
`
`petitioner’s construction ignores the plain language of the claim. Petitioner
`
`contends that “selectively permit” in claim 166 of the ‘420 patent should be
`
`construed as “permit Q1: not permit [the recited act] depending on [the recited
`
`selection condition] ” (emphasis added). Petitioner’s construction incorrectly
`
`ignores the word “selectively” in the claim, and improperly attempts to introduce
`
`“or” into the construction in an attempt to read “selectively” out of the claim.
`
`Stated another way, petitioner’s construction would appear to be met simply by a
`
`system to “permit” the recited act — this would improperly read “selectively” out
`
`of the claim.
`
`Claim 166 reads as follows, inter alia:
`
`“(a2) selectively permit the particular data item to be made available
`
`for access and to be provided to or accessed by or from at least some
`
`of the computers in a network of computers, wherein the data item is
`
`not to be made available [or access or provided without
`
`authorization, as resolved based, at least in part, on whether or not
`
`at least one of said one or more content-dependent digital identifiers
`
`for said particular data item corresponds to an entry in one or more
`
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 8 of 23
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014—00058
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`databases .
`
`.
`
`. each of said identifiers in each said database
`
`corresponding to at least one data item of a plurality of data items .
`
`.
`
`.” (emphasis added)
`
`The plain language of claim 166 requires at least that the data item is not made
`
`available for access or provided without authorization, and that the “selectively”
`
`permitting in this respect is resolved based on whether or not at least one of said
`
`one or more content-dependent digital identifiers for the data item corresponds to
`
`an entry in one or more databases. This is the correct construction. Petitioner’s
`
`' construction is incorrect because it conflicts with the plain language of the claim.
`
`For example, petitioner’s construction improperly does not reflect that (i) the data
`
`item is not made available for access or provided without authorization, and (ii) the
`
`“selectively .
`
`. .” is resolved based on whether at least one of said one or more
`
`content—dependent digital identifiers for the data item corresponds to an entry in
`
`one or more databases so that access/providing is authorized/permitted when one
`
`of these occurs but not when the other occurs.
`
`Other Terms
`
`PO expressly reserves its right to provide constructions for the other terms
`
`identified by petitioner (“content-dependent digital identifier” and “plurality of
`
`identifiers”) in itsresponse under Rule 42.120 should this proceeding be instituted
`
`as to any applicable claim.
`
`PO also notes that the Board, in IPR 2013—00085, previously found that
`
`“nothing in the language of the term ‘substantially unique data identifier’ or the
`
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 9 of 23
`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 9 of 23
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014-00058
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`term ‘data identifier’ suggests that a particular generating or calculating method is
`
`required” (Ex. 2002 at pg. 11), and that “we do not find a special definition for the
`
`term ‘substantially unique identifier’ in the .
`
`.
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`. paten ” (Ex. 2002 at pg. 12). These
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`prior Board statements appear to be contrary to at least some of petitioner’s claim
`
`construction arguments.
`
`IV. THE EXAMINER CONSIDERED AND ALLOWED THE
`
`CHALLENGED CLAIM OVER THE TWO BASE REFERENCES RELIED
`
`UPON BY PETITIONER DURING ORIGINAL PROSECUTION OF THE
`
`‘420 PATENT
`
`The two base references (Kinetech and Woodhill) relied upon by petitioner
`
`were considered by the Examiner during original prosecution of the ‘420 patent, in
`
`exact or cumulative form. The Examiner properly found that the challenged claims
`
`complied with the written description aspect of 35 U.S.C. § 112, were entitled to
`
`their claimed April 11, 1995 priority date under 35 U.S.C. § 120, and were
`
`allowable over the base references upon which petitioner relies. Petitioner’s
`
`second—guessing of the Examiner’s original findings are unsupported and incorrect.
`
`As part of its consideration of whether to institute, the Board may take into account
`
`that the art relied upon by petitioner was already considered by the Examiner and
`
`that the Examiner already presumably found that the claims complied with § 112
`
`and § 120. See Office Patent Trial Practice Guide, 77 Fed. Reg. 48756, 48765
`
`(Aug. 14, 2012).
`
`Base reference Woodhill (US. Patent No. 5,649,196, Ex. 1003) was already
`
`considered by the Examiner during original prosecution of the ‘420 patent, and the
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`6
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 10 of 23
`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 10 of 23
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`lPR 2014—00058
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`Examiner properly allowed the challenged claims over Woodhill. (Ex. 1001 at 2;
`
`and Ex. 1002 at pg. 1171.) Woodhill’s WO counterpart (WO 95/01599) was also
`
`considered by the Examiner during original prosecution of the ‘420 patent. (Ex.
`
`1001 at 3; and Ex. 1002 at pgs. 661 and 990—1002.)
`
`US Patent No. 5,978,791 to Kinetech/Farber (cumulative of the
`
`Kinetech/Farber W0 publication at Ex. 1005), and other Farber publications
`
`equivalent to Ex. 1005, were already considered by the Examiner during original
`
`prosecution of the ‘420 patent, and the Examiner properly allowed the challenged
`
`claims over the Farber publications. (Ex. 1001 at 2; and Ex. 1002 at 1171.) It can
`
`be seen by comparing the two exhibits that US. Patent No. 5,978,791 (Ex. 2010)
`
`considered by the Examiner is equivalent to the W0 Kinetech/Farber publication
`
`(Ex. 1005), with respect to both content and both being published well before the
`
`alleged December 22, 2004 filing of the ‘420 application.
`
`V. GROUNDS 1-3 ARE BASED ON 35 U.S.C.
`
`
`112 AND SHOULD NOT BE
`
`
`
`
`INSTITUTED
`
`Grounds 1-3 should not be instituted at least because they are based on 35
`
`U.S.C. § 112. Petitioner contends that claim 166 does not meet the written
`
`description requirement of § 112, first paragraph, and therefore is not entitled to
`
`the claimed April 11, 1995 priority date under § 120. Petitioner’s argument with
`
`respect to Grounds 1—3 boils down to its contention that claim 166 fails to meet the
`
`“written description” requirement of § 112, with respect to both the ‘420 patent
`
`filing and the parent filings. The alleged “prior a ” argument is an afterthought,
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 11 of 23
`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 11 of 23
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014—00058
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`because petitioner relies on the Kinetech/Farber publication WO 96/32685 (EX.
`
`1005) which is alleged to be the W0 publication of the parent application of the
`
`‘420 patent.
`
`The IPR statute requires that allegations regarding patent claims based
`
`primarily on § 112 arguments are to be handled by the federal courts, not the
`
`PTAB. 35 U.S.C. § 311(b) states:
`
`“(b) SCOPE. A petitioner in an inter partes review may request to
`
`cancel as unpatentable 1 or more claims of a patent only on a ground
`
`that could be raised under section 102 or 103 and only on the basis of
`
`prior art consisting ofpaz‘enz‘s or printedpublication.” (emphasis
`
`added.)
`
`Allegations of unpatentability in an IPR can be based only on a ground that could
`
`be raised under and based on section 102 or 103. Contrary to the statute, Grounds
`
`1—3 are based on § 112 arguments. The § 103 arguments in the petition regarding
`
`Grounds 1—3 are afterthoughts, and are not the basis for these Grounds. The basis
`
`for these Grounds is § 112, and therefore these Grounds are improper under the
`
`statute. Institution should be denied as to Grounds 1—3 for at least these reasons.
`
`Furthermore, petitioner cannot meet its burden regarding its effective filing
`
`date argument. Dr. Mercer discusses the April 11, 1995 filing in paragraphs 48~52
`
`of his declaration. (Ex. 1008, {W 48—52.) However, Dr. Mercer does not address
`
`or discuss the “Calculate True Name” mechanism described in the ‘420 patent and
`
`the April 11, 1995 filing that discusses True Names in various embodiments. (‘420
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 12 of 23
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014—00058
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`patent, col. 11:56 to col. 13:39.) Dr. Mercer never alleges that the “Calculate True
`
`Name” mechanism portion of the specification states “all and only”, and never
`
`alleges that the “Calculate True Name” mechanism is limited to “all and only.”
`
`Dr. Mercer never alleges how one of ordinary skill in the art would have
`
`understood the “Calculate True Name” mechanism portion of the specification.
`
`And Dr. Mercer never alleges that the claim does not read on the description filed
`
`April 11, 1995. Dr. Mercer’s analysis of the other filings in the chain are similarly
`
`flawed. Indeed, while Dr. Mercer admits that original claim 49 was not limited to
`
`“all and only”, he never even addresses the “Calculate True Name” mechanism in
`
`the specification of the April 11, 1995 filing. Dr. Mercer provides no analysis of
`
`the April 11, 1995 filing (or any other filing) as a whole as required by law, and his
`
`attempt to ignore the “Calculate True Name” mechanism is particularly telling. In
`
`re Peters, 723 F.2d 891 (Fed. Cir. 1983); and In re Rasmussen, 650 F.2d 1212
`
`‘ (C.C.P.A. 1981). Thus, the Farber/Kinetech publication WO 96/32685 has not
`
`been established as “prior art.” Petitioner’s argument is legally flawed in this
`
`respect, and institution of Grounds 1-3 should be denied for these reasons as well.
`
`Additionally, PO notes that the Board in IPR 2013—00085 previously stated
`
`that “nothing in the language of the term ‘substantially unique data identifier’ or
`
`the claim term ‘data identifier’ suggests that a particular generating or calculating
`
`method is required” (EX. 2002 at pg. 11), and that “we do not find a special
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`Case 5:18-md-02834-BLF Document 561-7 Filed 11/01/19 Page 13 of 23
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014-00058
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`definition for the term ‘substantially unique identifier’ in the .
`
`.
`
`. patent” (EX. 2002
`
`at pg. 12).
`
`VI. GROUND 4 BASED ON WOODHILL SHOULD NOT BE INSTITUTED
`
`The Examiner was correct in allowing the challenged claims over Woodhill
`
`during original prosecution of the ‘420 patent.
`
`First, claim 166 reads as follows, inter alia:
`
`“(a2) selectively permit the particular data item to be made available
`
`for access and to be provided to or accessed by or from at least some
`
`of the computers in a network of computers, wherein the data item is
`
`not to be made available (or access or provided without
`
`authorizationz as resolved based, at least in part, on whether or not
`
`at least one of said one or more content—dependent digital identifiers
`
`[or said garticular data item corresponds to an entfl in one or more
`
`databases .
`
`.
`
`. each of said identifiers in each said database
`
`corresponding to at least one data item of a plurality of data items .
`
`.
`
`.” (emphasis added)
`
`For example, see the specification of the ‘420 patent at: Abstract; element 136 in
`
`Fig. 1(b); Fig. 9; col. 8:32—34; col. 10:66 to col. 11:11; and col. 31:1-31. The plain
`
`language of claim 166 requires at least that the data item is not made availablefor
`
`access or provided without authorization, and that the “selectively” permitting in
`
`this respect is resolved based on whether or not at least one of said one or more
`
`content—dependent digital identifiers for the data item corresponds to an entry in
`
`one or more databases.
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`Patent Owner’s Preliminary Response (U.S. Pat. No. 8,099,420)
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`IPR 2014-00058
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`Woodhill fails to disclose or suggest at least the above—identified subject
`
`matter of claim 166. Indeed, petitioner’s alleged expert (Dr. Mercer) suggests that
`
`Woodhill fails to disclose the above—identified subject matter.
`
`(EX. 1008, W 103—
`
`104.) Woodhill never discusses any determination that access to a given data item
`
`is not authorized. Woodhill fails to disclose or suggest that “the data item is not
`
`made available for access or provided without authorization”, especially based on
`
`a content—dependent digital identifier as required by the claim.
`
`Moreover, Woodhill also fails to disclose or suggest “selectively” permitting
`
`being resolved based on whether or not a content-dependent digital identifierfor
`
`the data item corresponds to an entry in one or more databases comprising
`
`identifiers. Petitioner improperly switches between different embodiments of
`
`Woodhill. Petitioner relies on the “restore” procedure of Woodhill’s
`
`granularization feature which is discussed in Woodhill at columns 16-17 and Figs.
`
`Sh—Si. (Pet. 45.) Petitioner alleges that the “binary object identifiers 74” in
`
`Woodhill correspond to the “content—dependent digital identifiers” in claim 166.
`
`However, while petitioner relies on the “restore” procedure in Woodhill’s
`
`granularization for much of claim 166, petitioner improperly switches to
`
`Woodhill’s backup embodiment in an attempt to meet part of the claim. For
`
`example, petitioner switches to a description of Woodhill’s backup procedure at
`
`column 2:13—19 of Woodhill for part of the claim regarding selectively permitting
`
`based on whether a content—dependent identifier for the data item “corresponds” to
`
`11
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014—00058
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`an entry in a database comprising identifiers.
`
`(Pet. 46; and EX. 1008, ii 100 at last
`
`sentence.) Woodhill’s description at col. 2:13-19 relates to and tracks the backup
`
`procedure described in Woodhill at column 9. Switching between different
`
`embodiments of Woodhill in an attempt to meet different aspects of the claim is
`
`legally improper. It is well established that in order to meet a claim a reference
`
`must not only disclose the elements of the claim, but must also disclose those
`
`elements “arranged or combined in the same way as in the claim.” Net MoneyIN,
`
`Inc. v. VeriSign, Inc, 545 F.3d 1359, 1369-71 (Fed. Cir. 2008). One cannot do this
`
`by switching back and forth between different elements in a reference to meet a
`
`given element of a claim. Id. at 1371. Petitioner’s allegations fail as a matter of
`
`law.
`
`The legal flaws in petitioner’s argument result from the fact that, contrary to
`
`petitioner’s allegations, Woodhill cannot meet claim 166 in the above respects.
`
`Woodhill’s granularization procedure never compares a binary object identifier 74
`
`with a plurality of identifiers. (Woodhill, col. 14:52 to col. 18:9.) Moreover, there
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`would have been no logical reason to have modified Woodhill to have done this,
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`and petitioner provides none.
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`Second, petitioner’s reliance on what Woodhill allegedly “necessarily
`
`implies” is flawed as a matter of law. Petitioner alleges that Woodhill “necessarily
`
`implies a correspondence determination.” (Pet. 46; Ex. 1008, {l 100.) While PO
`
`disagrees with petitioner’s allegation in this respect, the point here is that
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`[PR 2014—00058
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`“necessarily implies” is much different than “necessarily discloses.” Implying a
`
`feature is different than disclosing that feature, and when something is “implied” it
`
`is not necessarily present. The issue here is what Woodhill necessarily discloses,
`
`not what Woodhill “necessarily implies.” Grounds 1—3 are legally flawed for this
`
`reason as well.
`
`Third, in the granularization process upon which petitioner relies, Woodhill
`
`is not designed to provide, and never provides, any alleged “data item” to a
`
`plurality of computers. Petitioner appears to allege that a binary object in
`
`Woodhill corresponds to the “data item” in claim 166. However, no binary object
`
`is provided to the local computer 20 by the backup file server 12 in Woodhill’s
`
`granularization embodiment. No binary object sequence of bits is ever sent from
`
`the backup file server 12 to a local computer 20 in the restore procedure of
`
`Woodhill’s granularization feature. In Woodhill’s granularization embodiment,
`
`the backup file server 12 only sends select “granules” of a large database file to the
`
`local computer. (Woodhill, col. 17:60~65.) Binary object identifiers 74 do not
`
`identify granules. Woodhill’s granularization embodiment does not send large
`
`database files or binary objects from server 12 to the local computer —- just
`
`granules. Id. Thus, no alleged “data item” is even provided to any local computer
`
`in Woodhill’s granularization embodiment. Because Woodhill’s granularization
`
`embodiment never provides any alleged data item to a plurality of computers,
`
`Woodhill cannot logically meet the requirements in claim 166 of “selectively
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014—00058
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`permit the particular data item to be made available for access and to be provided
`
`to or accessed by or from at least some of the computers .
`
`. .” Reliance on
`
`Woodhill’s granularization embodiment is flawed for this reason as well.
`
`Fourth, contrary to petitioner’s allegations at 1] 109 of Ex. 1008, it would
`
`not have been obvious to have modified Woodhill granularization procedure based
`
`on Francisco to have used Woodhill’s binary object identifiers 74 to determine
`
`whether alleged access to each binary object was authorized/unauthorized. Such a
`
`modification would have been both illogical and unreasonable, and would not have
`
`been tried, for at least the following reasons.
`
`Woodhill’s granularization process upon which petitioner relies relates only
`
`to “large” database files that each have many binary objects and many granules.
`
`(Woodhill, col. 14:52-67; col. 15:11—17; col. 17: 1 8—22; col. 17:31-35.) Meanwhile,
`
`Francisco discloses checking to see if a user is authorized to access an entire
`
`“program” —- not for checking authorization regarding each of many tiny parts of
`
`that program. For the “large” database files used in Woodhill’s granularization
`
`procedure, one of ordinary skill in the art would never have checked
`
`authorization/unauthorization for each of the many binary objects or each of the
`many granules in that large database file. One would not have checked
`
`authorization/unauthorization on a granule—by-granule basis, or on a binary object—
`
`by—binary object basis, as petitioner alleges -- this would have been highly
`
`inefficient, wasteful, illogical, and would have significantly slowed down the
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014-00058
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`system. Franciso simply discloses checking authorization/unauthorization for an
`
`entire program on a program—by-program basis, and does not disclose or suggest
`
`checking authorization/unauthorization for each of many tiny portions of a
`
`program on a portion—by—portion basis - indeed, no cited reference discloses this.
`
`Modifying Woodhill to have checked authorization/unauthorization on a
`
`file—by-file basis cannot meet claim 166, because each large database file in
`
`Woodhill’s granularization procedure has many binary objects and many granules
`
`so that binary object identifiers 74 could not reasonably have been used for file
`
`authorization checks. And petitioner has provided no logical reason as to why one
`
`of ordinary skill in the art would have ever checked authorization/unauthorization
`
`on a granule~by—granule basis or on a binary object—by—binary object basis in
`
`Woodhill’s granularization procedure (as opposed to on a file-by-file basis). The
`
`alleged combination is fundamentally flawed for at least this reason.
`
`During the backup procedure, Woodhill separates each file being backed up
`
`into multiple data streams. (Woodhill, col. 7:41—43.) And petitioner admits that
`
`Woodhill states that “these data streams may represent regular data, extended
`
`attribute data, access control list data, etc.” (Woodhill, col. 7:44-47.) Petitioner
`
`alleges that this “access control list data” relates to authorization checking in
`
`Woodhill. (Ex. 1008, {l 104.) However, referring to Fig. 5A of Woodhill, it can be
`
`seen that this “access control list data” exists in step 132 ngQLc binary object
`
`identifiers 74 are even calculated in step 138. (Woodhill, Fig. 5A, col. 7:40—67.)
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014—00058
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`Indeed, binary objects in Woodhill include such extended attribute data and access
`
`control list data, and Woodhill creates binary object identifiers 74 in part by
`
`hashing such extended attribute data and access control list data. (Woodhill, col.
`
`7:41-67 and Fig. 5A.) Given that Woodhill’s “access control list data” exists prior
`
`to binary object identifiers 74 even being created, it would be illogical and non-
`
`sensical to modify Woodhill as alleged by petitioner to use the binary object
`
`identifiers 74 for checking authorization/unauthorization. Moreover, if Woodhill
`
`already had an authorization/unauthorization system based on this “access control
`
`list data” as alleged by petitioner (which is unrelated to binary object identifiers
`
`74), there would have been no logical reason to have modified Woodhill as alleged
`
`by petitioner to add another authorization/unauthorization checking system to
`
`Woodhill. See Ex Part6 Rinkevich er a1, Appeal 20071317, decided May 29, 2007
`
`(explaining that one of ordinary skill in the art having common sense would not
`
`have provided a component to address a problem that did not exist or was already
`
`solved).
`
`Additionally, Woodhill teaches away from the alleged combination.
`
`Woodhill repeatedly teaches goals of minimizing human intervention and costs.
`
`(Woodhill, col. 1:61—64; and col. 2245-46.) In contrast with Woodhill’s teachings,
`
`the alleged modification would have resulted in dramatic increases in both human
`
`intervention and costs which Woodhill teaches would have been undesirable.
`
`Francisco’s system requires that each of many users has an authorized user profile
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`Patent Owner’s Preliminary Response (US. Pat. No. 8,099,420)
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`IPR 2014-00058
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`and electronic identification, and that all of this must be stored in the system.
`
`(Eg, Francisco, col. 2:53—64.) One of ordinary skill in the art would have
`
`recognized that requiring each such user profile to reflect each and every binary
`
`object and/or granule in each large database file would have been unreasonable,
`
`illogical, inefficient, very costly, and would have required an enormous amount of
`
`effort. One of ordinary skill in the art would not have attempted such a
`
`modification, especially given Woodhill’s teaching that human intervention and
`
`costs needs to be minimized. Again, there is simply no logical reason to have done
`
`this. The alleged combination is flawed for this reason as well.
`
`Still further, Francisco’s system would have rendered Woodhill’s backup
`
`system inoperative. Francisco states that “the algorithm would be periodically
`
`varied to enhance system security.” (Francisco, col. 2:43—44.) If this were done in
`
`Woodhill, at least the backup system would be inoperable because a binary object
`
`identifier 74 for one version of a binary object would be calculated using one
`
`algorithm and a binary object identifier 74 for the next version of that binary object
`
`would be calculated using another algorithm, which would render Woodhill’s
`
`comparisons in the backup procedure unable to achieve their intended goal of
`
`detecting change. This is yet another reason why one of ordinary skill in the art
`
`would not have tried to modify Woodhill based on Francisco. And this is another
`
`reason why one would not have used Woodhill’s binary object identifiers 74 for
`
`authorization/unauthorization purposes.
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`Case 5:18-md-02834-BLF Document 561-7 Fi

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