Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 1 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 1 of 18
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`EXHIBIT 1
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`EXHIBIT 1
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 2 of 18
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`Matthew C. Gaudet (Admitted Pro Hac Vice)
`mcgaudet@duanemorris.com
`Robin L. McGrath (Admitted Pro Hac Vice)
`rlmcgrath@duanemorris.com
`David C. Dotson (Admitted Pro Hac Vice)
`dcdotson@duanemorris.com
`John R. Gibson (Admitted Pro Hac Vice)
`jrgibson@duanemorris.com
`Jennifer H. Forte (Admitted Pro Hac Vice)
`jhforte@duanemorris.com
`Alice E. Snedeker (Admitted Pro Hac Vice)
`aesnedeker@duanemorris.com
`DUANE MORRIS LLP
`1075 Peachtree Street NE, Suite 2000
`Atlanta, GA 30309-3929
`Telephone: 404.253.6900
`Facsimile: 404.253.6901
`
`D. Stuart Bartow (CA SBN 233107)
`dsbartow@duanemorris.com
`Nicole E. Johnson (CA SBN 307733)
`negrigg@duanemorris.com
`DUANE MORRIS LLP
`2475 Hanover Street
`Palo Alto, CA 94304-1194
`Telephone: 650.847.4146
`Facsimile: 650.847.4151
`
`Joseph A. Powers (Admitted Pro Hac Vice)
`japowers@duanemorris.com
`Jarrad M. Gunther (Admitted Pro Hac Vice)
`jmgunther@duanemorris.com
`DUANE MORRIS LLP
`30 South 17th Street
`Philadelphia, PA 19103
`Telephone: 215.979.1000
`Facsimile: 215.979.1020
`
`Attorneys for Defendant
`SONICWALL, INC.
`
`(Complete list of counsel for Defendant on
`signature page)
`
`
`
`
`UNITED STATES DISTRICT COURT
`NORTHERN DISTRICT OF CALIFORNIA
`SAN JOSE DIVISION
`
`
`FINJAN, INC., a Delaware Corporation,
`
`
`Plaintiff,
`
`v.
`
`SONICWALL, INC., a Delaware Corporation,
`
`
`
`Defendant.
`
`
`Case No.: 5:17-cv-04467-BLF-VKD
`
`DEFENDANT SONICWALL, INC.’S
`SECOND SUPPLEMENTAL INITIAL
`DISCLOSURES
`
`
`Date Complaint Filed: August 4, 2017
`Trial Date: May 3, 2021
`
`Judge: Hon. Beth Labson Freeman
`
`
`
`DEFENDANT SONICWALL, INC.’S SECOND SUPPLEMENTAL INITIAL DISCLOSURES
`CASE NO.: 5:17-cv-04467-BLF-VKD
`
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 3 of 18
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`Defendant SonicWall, Inc. (“SonicWall”), pursuant to Federal Rule of Civil Procedure
`26(a)(1)(A) and the Joint Case Management Statement (Dkt. 61), hereby makes the following
`supplemental initial disclosures.
`
`RESERVATION OF RIGHTS
`These disclosures are based upon information reasonably available to SonicWall as
`1.
`of the date that these disclosures were prepared. Accordingly, SonicWall reserves the right to
`supplement the information provided herein if additional information becomes known as its
`investigation of the facts continues.
`These disclosures are based upon the accused products identified in Plaintiff’s
`2.
`Complaint for Patent Infringement (“Complaint”). Plaintiff’s Complaint, however, provides very
`little information regarding the specific components and functionality within the accused products
`that could possibly infringe the Patents-in-Suit. Accordingly, SonicWall’s disclosures are
`necessarily limited to what it understands to be the accused products and the accused functionality
`within those products. To the extent Plaintiff is permitted to identify additional accused products or
`clarifies the particular aspects of the accused products at issue in this case, SonicWall reserves the
`right to amend these disclosures.
`These disclosures are not intended to and do not waive any objections that
`3.
`SonicWall may later have to any discovery in this action. SonicWall expressly reserves any and all
`objections that it has, had, or may have including, but not limited to, objections based on relevance,
`attorney client privilege, attorney work-product privilege, the common interest privilege, or any
`other applicable privilege or protection; undue burden or harassment; immateriality; overbreadth;
`and proportionality.
`SonicWall expressly reserves the right to clarify, amend, modify or supplement the
`4.
`information contained in these disclosures in the event that it obtains additional information, to the
`extent required by the Federal Rules of Civil Procedure, or by an order of the Court.
`
`1
`DEFENDANT SONICWALL, INC.’S SECOND SUPPLEMENTAL INITIAL DISCLOSURES
`CASE NO.: 5:17-cv-04467-BLF-VKD
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 4 of 18
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`SonicWall expressly reserves the right to identify or call as witnesses individuals in
`5.
`addition to those identified herein if they discover that such individuals have or might have
`knowledge of matters relevant to this action.
`Any and all of these disclosures are made subject to and without limiting any of the
`6.
`foregoing reservations of rights.
`
`INITIAL DISCLOSURES
`
`(i) The name and, if known, the address and telephone number of each individual likely to
`have discoverable information—along with the subjects of that information—that the
`disclosing party may use to support its claims or defenses, unless the use would be solely for
`impeachment.
`
`SonicWall has and will continue to identify persons with knowledge regarding the accused
`products and the other relevant issues in this case. SonicWall will supplement this list to the extent
`necessary when its investigation is completed. SonicWall’s investigation to date has been
`performed without the benefit of Plaintiff’s infringement contentions, including an identification of
`components of SonicWall’s products that correspond to each and every limitation of each asserted
`claim. As SonicWall’s investigation progresses and when Plaintiff provides rules-compliant
`infringement contentions, SonicWall will supplement these disclosures as necessary with the
`identity of SonicWall’s employees who have knowledge of relevant facts.
`SonicWall further reserves the right to supplement and/or amend this list based on further
`investigation, analysis, and discovery, to the extent additional disclosures are not mooted or made
`redundant by future discovery requests. SonicWall’s employees who are listed as witnesses should
`be contacted only through SonicWall’s counsel. SonicWall further discloses and reserves its right
`to rely on witnesses identified in other cases concerning the Patents-in-Suit who would have
`knowledge relevant to the liability and damages issues in this case, including all of Plaintiff’s
`experts in those cases. SonicWall’s present witness list, however, is not intended to disclose or
`foreclose the identification of any other expert witnesses who will be disclosed in accordance with
`the Court’s Joint Case Management Statement in this case.
`
`
`2
`DEFENDANT SONICWALL, INC.’S SECOND SUPPLEMENTAL INITIAL DISCLOSURES
`CASE NO.: 5:17-cv-04467-BLF-VKD
`
`

`

`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 5 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 5 of 18
`
`Individual
`
`Address & Telephone, if
`known
`
`Subject of Knowle dge
`
`Mr. Gmuender may be
`contacted through Duane
`Morris LLP cormsel of record
`
`Knowledge regarding the
`accused products
`
`Graham Carter
`
`Mr. Carter may be contacted
`
`through Duane Morris LLP
`c01msel of record
`
`Knowledge regarding sales
`of the accused products
`
`Mr. Ayrapetov may be
`contacted through Duane
`Morris LLP counsel of record
`
`Knowledge regarding certain
`of the accused products
`
`Mr. Chopra may be contacted
`through Duane Morris LLP
`cormsel of record
`
`Knowledge regarding sales,
`revenues, and costs
`
`Matt Neiderman
`
`Mr. Neiderman may be
`
`contacted through Duane
`Morris LLP c01msel of record
`
`Knowledge regarding
`SonicWall’s awareness of
`
`Finjan, Finjan’s products,
`and Finjan’s patents and
`presuit conmnmications with
`injan; Knowledge regarding
`technology license
`agreements;
`Knowledge regarding
`acquisitions of SonicWal];
`Knowledge regarding
`SonicWall’s business
`
`of the accused products
`
`Senthil Cheetancheri
`
`Mr. Cheetancheri may be
`contacted through Duane
`Morris LLP cormsel of record
`
`Knowledge regarding certain
`of the accused products
`
`Michael King
`
`Alex Dubrovsky
`
`Mr. Zhu may be contacted
`through Duane Morris LLP
`counsel of record
`
`Knowledge regarding certain
`of the accused products
`
`Mr. King may be contacted
`through Duane Morris LLP
`cormsel of record
`
`Knowledge regarding certain
`of the accused products
`
`Mr. Dubrovsky may be
`contacted through Duane
`Morris LLP cormsel of record
`
`Knowledge regarding certain
`
`DEFENDANT SONICWAIL. INC. ’8 SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`CASE N0.: 5:17-cv-04467-BIF-VIG)
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 6 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 6 of 18
`
`Individual
`
`Brook Chehno
`
`Address & Telephone, if
`known
`
`Subject of Knowledge
`
`Mr. Chehno may be contacted Knowledge
`through Duane Morris LLP
`marketing of
`c01msel of record
`products
`
`regarding
`accused
`
`the
`
`Shlomo Touboul
`
`Believed to be reachable
`
`through come] for Finjan
`
`Founder of Finjan and
`Inventor of one or more
`
`patents-in-suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in—suit, prior art
`relevant thereto, the business
`and licensing practices of
`Finjan, Finjan’s products,
`and lack of marking or notice
`under 35 U.S.C. §287.
`
`prior art relevant thereto.
`
`Yigal Mordechai Edery
`
`Believed to be reachable
`
`Inventor of one or more
`
`through counsel for Finjan
`
`patents-in-suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in-suit, and
`prior art relevant thereto.
`
`Nimrod Itzhak Vered
`
`Believed to be reachable
`
`Inventor of one or more
`
`through counsel for Finjan
`
`patents-in—suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in—suit, and
`prior art relevant thereto.
`
`David R. Kroll
`
`Believed to be reachable
`
`Inventor of one or more
`
`through come] for Finjan
`
`patents-in-suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in-suit, and
`
`DEFENDANT SONICWAIL. INC. ’8 SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`CASE N0.: 5:17-cv-04467-BIF-VIG)
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 7 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 7 of 18
`
`Individual
`
`Address & Telephone, if
`known
`
`Subject of Knowledge
`
`Nachshon Gal
`
`Believed to be located in or
`
`Inventor of one or more
`
`near Tel Aviv, Israel
`
`patents-in—suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`
`those patents-in-suit, and
`prior art relevant thereto.
`
`Yuval Ben-Itzhak
`
`Believed to be reachable
`
`Inventor 0f one 01' more
`
`through counsel for Finjan
`
`patents-in—suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in—suit, and
`prior art relevant thereto.
`
`Believed to be located in
`
`Inventor of one or more
`
`Ramat Gan, Israel
`
`patents-in-suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in-suit, and
`prior art relevant thereto.
`
`Believed to be located in
`
`Inventor of one or more
`
`Jerusalem, Israel
`
`patents-in—suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in—suit, and
`prior art relevant thereto.
`
`prior art relevant thereto.
`
`Alexander Yennakov
`
`Believed to be located in Beit
`
`Inventor of one or more
`
`Shemesh, Israel
`
`patents-in—suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in-suit, and
`
`DEFENDANT SONICWAIL. INC. ’8 SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`CASE N0.: 5:17-cv-04467-BIF-VIG)
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 8 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 8 of 18
`
`Individual
`
`Address & Telephone, if
`known
`
`Subject of Knowle dge
`
`Believed to be located in Tel
`
`Inventor of one or more
`
`Aviv, Israel
`
`patents-in—suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`
`those patents-in-suit, and
`prior art relevant thereto.
`
`Believed to be located in
`
`Inventor of one or more
`
`Jerusalem, Israel
`
`patents-in—suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in—suit, and
`prior art relevant thereto.
`
`Believed to be located in Beit
`
`Inventor of one or more
`
`under 35 U.S.C. §287.
`
`Shemesh
`
`Marc Berger
`
`Dawn-Marie Bey
`
`Philip Hartstein
`
`Soquel Group
`Tel Aviv, Israel
`
`Bey & Colroph PLLC
`213 Bayly Court
`Richmond, VA 23229
`
`(804) 441-8530
`
`Believed to be reachable
`
`through come] for Finjan
`
`patents-in-suit with
`knowledge regarding the
`conception, reduction to
`practice, and inventorship of
`those patents-in-suit, and
`prior art relevant thereto.
`
`Prosecution of one or more
`
`of the patents—in—suit.
`
`Prosecution of one or more
`
`of the patents—in—suit.
`
`President and CEO of Finjan
`believed to be
`
`knowledgeable about all
`facets of Finjan’s business,
`including its business
`activities, products,
`litigation,
`licensing activities,
`and lack of marking or notice
`
`DEFENDANT SONICWAIL. INC. ’8 SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`CASE N0.: 5:17-cv-04467-BIF-VIG)
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 9 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 9 of 18
`
`Michael Noonan
`
`Believed to be reachable
`
`Chief Financial Officer and
`
`Address & Telephone, if
`known
`
`Subject of Knowledge
`
`through cormsel for Finjan
`
`John Garland
`
`Believed to be reachable
`
`through cormsel for Finjan
`
`Spinola
`
`Believed to be reachable
`
`through cormsel for Finjan
`
`Treasurer of Finjan, believed
`to be knowledgeable about
`Finjan’s business activities,
`litigation,
`licensing activities,
`
`valuation, financ'nl
`operations, and organization
`structure and its lack of
`
`marking or notice under 35
`
`U.S.C. §287.
`
`Direct, Business
`Development of Finjan,
`believed to be
`
`knowledgeable about
`Finjan’s licensing efforts.
`
`Chief Intellectual Property
`Office of Finjan, Legal Ops
`at Finjan, believed to be
`knowledgeable about
`Finjan’s litigation and
`licensing activities, patents
`and patent prosecution,
`products, and lack of
`marking or notice under 35
`U.S.C. §287.
`
`Finjan’s litigation activities.
`
`Believe to be reachable
`
`Chairman and former CEO
`
`through cormsel for Finjan
`
`Asher Pohni
`
`Believed to be reachable
`
`through cormsel for Finjan
`
`of Finjan, former director of
`Finjan Software, believed to
`be knowledgeable about
`Finjan’s business activities,
`products, litigation, and
`licensing activities, and lack
`of marking or notice under
`35 U.S.C. §287.
`
`Former CEO of Finjan with
`knowledge regarding
`Finjan’s products, the
`business and licensing
`practices of Finjan, and
`
`DEFENDANT SONICWAIL. INC. ’8 SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`CASE N0.: 5:17-cv-04467-BIF-VIG)
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 10 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 10 of 18
`
`Individual
`
`Address & Telephone, if
`known
`
`Subject of Knowle dge
`
`Marc A. Sockol
`
`Sheppard Mullin
`
`379 Lytton Av.
`Palo Alto, CA 94301
`
`(650)815-2602
`
`Prosecuting attorney for one
`or more of the patents-in—suit
`with knowledge regarding
`such prosecution and prior
`art relevant to the patents-in-
`suit.
`
`35 U.S.C. §287.
`
`Jevan Anderson
`
`Believe to be reachable
`
`Chief Financial Officer of
`
`-throughcounselforijan
`
`Forcepoint LLC
`
`10900-A Stonelake Blvd
`Quarry Oaks 1, Ste. 350
`Austin, TX 78759
`
`(800) 723-1166
`
`Finjan, believed to be
`knowledgeable about
`Finjan’s business activities,
`litigation,
`licensing activities,
`valuation, financhl
`operations, and organization
`structure and its lack of
`
`marking or notice under 35
`U.S.C. §287.
`
`Licensee of one or more
`
`patents-in-suit, believed to
`have knowledge regarding
`the value of the patents-in-
`suit and the lack of marking
`of the patents—in—suit lmder
`35 U.S.C. §287.
`
`F5 Networks
`
`401 Elliot Avenue West
`
`Licensee of one or more
`
`Seattle, WAA 98119-4017
`(206) 272-5555
`
`Proofpoint, Inc.
`
`892 Ross Drive
`Sunnyvale, CA 94089
`(408) 517-4710
`
`patents-in—suit, believed to
`have knowledge regarding
`the value of the patents-in-
`suit and the lack of marking
`of the patents-in—suit lmder
`35 U.S.C. §287.
`
`Licensee of one or more
`
`patents-in—suit, believed to
`have knowledge regarding
`the value of the patents-in-
`suit and the lack of marking
`of the patents—in—suit lmder
`
`DEFENDANT SONICWALL INC. ’S SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`CASE NO.: 5:17-cv-04467-BIF-VKD
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 11 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 11 of 18
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`Individual
`
`Address & Telephone, if
`known
`
`Subject of Knowle dge
`
`AVG Technologies USA, Inc.
`
`2100 Powell St.
`
`147th Floor
`
`Emeryville, CA 94608
`
`AVAST Software, Inc.
`
`2652 Broadway St.
`Redwood City, CA 94063
`
`McAfee, Inc.
`
`2821 Mission College Blvd
`Santa Clara, CA 95054
`(888) 847-8766
`
`Microsoft Corp.
`
`One Microsoft Way
`Redmond, WA 98052
`
`(452) 882-8080
`
`Licensee of one or more
`
`patents-in—suit, believed to
`have knowledge regarding
`the vahle of the patents-in-
`suit and the lack of marking
`of the patents-in—suit under
`35 U.S.C. §287.
`
`Licensee of one or more
`
`patents-in—suit, believed to
`have knowledge regarding
`flle value of the patents-in-
`suit and the lack of marking
`of the patents-in—suit under
`35 U.S.C. §287.
`
`Licensee of one or more
`
`patents-in-suit, believed to
`have knowledge regarding
`the vahle of the patents-in-
`suit and the lack of marking
`of the patents-in—suit under
`35 U.S.C. §287.
`
`Licensee of one or more
`
`patents-in—suit, believed to
`have knowledge regarding
`flle value of the patents-in-
`suit and the lack of marking
`of the patents-in—suit under
`35 U.S.C. §287.
`
`35 U.S.C. §287.
`
`Sophos, Inc.
`
`3 Van de Graaff Drive
`
`Licensee of one or more
`
`Second Floor
`
`Burlington, MA 01803
`(781) 4946800
`
`patents-in—suit, believed to
`have knowledge regarding
`the vahle of the patents-in-
`suit and the lack of marking
`of the patents-in-suit mlder
`
`DEFENDANT SONICWAIL. INC. ’S SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`CASE NO.: 5:17-cv-04467-BIF-VKD
`
`\OOONO‘sut-B
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 12 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 12 of 18
`
`Individual
`
`Address & Telephone, if
`known
`
`Subject of Knowle dge
`
`M86/Irustwave Holdings
`
`70 W. Madison St.
`Suite 600
`
`Chicago, IL 60602
`(12) 873-7500
`
`Licensee of one or more
`
`patents-in—suit, believed to
`have knowledge regarding
`the vahle of the patents-in-
`suit and the lack of marking
`of the patents-in-suit under
`35 U.S.C. §287.
`
`385 Interlocken Crescent
`
`Licensee of one or more
`
`Suite 800
`
`Broomfield, CO 80021
`(303) 442-3813
`
`F—Secure Corp.
`
`25 Independence Blvd
`Suite 203
`
`Warren, NJ 07059
`
`Panda Security
`
`Santiago de Compostela 12, l
`Planta
`
`48003 Bilbao Spain
`+34.94.425. 1 1.00
`
`patents-in—suit, believed to
`have knowledge regarding
`flle value of the patents-in-
`suit and the lack of marking
`of the patents-in—suit under
`35 U.S.C. §287.
`
`Licensee of one or more
`
`patents-in-suit, believed to
`have knowledge regarding
`the vahle of the patents-in-
`suit and the lack of marking
`of the patents-in-suit under
`35 U.S.C. §287.
`
`Licensee of one or more
`
`patents-in—suit, believed to
`have knowledge regarding
`flle value of the patents-in-
`suit and the lack of marking
`of the patents-in—suit under
`35 U.S.C. §287.
`
`35 U.S.C. §287.
`
`65 Network Drive
`
`Licensee of one or more
`
`Burlington, MA 01803
`(339) 6742500
`
`patents-in—suit, believed to
`have knowledge regarding
`the vahle of the patents-in-
`suit and the lack of marking
`of the patents-in-suit mlder
`
`DEFENDANT SONICWAIL. INC. ’8 SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`CASE NO.: 5:17-cv-04467-BIF-VKD
`
`\OOONO‘sut-B
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 13 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 13 of 18
`
`Individual
`
`Address & Telephone, if
`known
`
`Subject of Knowle dge
`
`330 Primrose Rd
`
`Licensee of one or more
`
`Burlingame, CA 94010
`
`FireEye, Inc.
`
`601 McCarthy Blvd.
`Milpitas, CA 95035
`(408) 321-6300
`
`patents-in—suit, believed to
`have knowledge regarding
`the vahle of the patents-in-
`suit and the lack of marking
`
`of the patents-in-suit under
`35 U.S.C. §287.
`
`Licensee of one or more
`
`patents-in—suit, believed to
`have knowledge regarding
`flle value of the patents-in-
`suit and the lack of marking
`of the patents-in—suit under
`35 U.S.C. §287.
`
`
`
`Symantec/Blue Coat
`
`350 Ellis Street
`
`Licensee of one or more
`
`Momtain View, CA 94043
`
`(650) 527-8000
`
`Zscaler, Inc.
`
`110 Rose Orchard Way
`San Jose, CA 95134
`
`Trend Micro Inc.
`
`225 East John Carpenter
`Freeway, Suite 1500
`Irving, TX 75062
`
`patents-in-suit, believed to
`have knowledge regarding
`the vahle of the patents-in-
`suit and the lack of marking
`of the patents-in-suit under
`35 U.S.C. §287.
`
`Licensee of one or more
`
`patents-in—suit, believed to
`have knowledge regarding
`the value of the patents-in-
`suit and the lack of marking
`of the patents-in—suit under
`35 U.S.C. §287.
`
`Licensee of one or more
`
`patents-in-suit, believed to
`have knowledge regarding
`the vahle of the patents-in-
`suit and the lack of marking
`of the patents-in-suit under
`35 U.S.C. §287.
`
`CFIP Goldfish Holdings LLC
`
`Believed to be located in New Knowledgeable regarding
`York. NY
`annomced merger and offer
`with Finjan Holdings
`
`DEFENDANT SONICWAIL. INC. ’8 SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`CASE N0.: 5:17-cv-04467-BIF-VIG)
`
`\OOONO‘sut-B
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 14 of 18
`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 14 of 18
`
`known
`
`CFIP Goldfish Merger Sub
`Inc.
`
`Believed to be located in New Knowledgeable regarding
`York, NY
`annormced merger and offer
`with Fin'n H01 II u.
`
`Fortress
`LLC
`
`Investment Group
`
`Believed to be located in New Knowledgeable regarding
`York, NY
`annormced merger and offer
`7
`with Fin' n H01 II at
`
`
`
`Currently unspecified authors,
`inventors, and other
`developers of prior art, or
`persons who are believed to
`have knowledge regarding
`same
`
`Currently 1midentified
`custodians of pertinent
`records
`
`Prior art that may be relevant
`to the invalidity or
`unenforceability of the
`patents-in—suit.
`
`Authenticity and/or
`admissibility of documents,
`including without limitation,
`prior art.
`
`(ii) A copy—or a description by category and location—of all documents, electronically
`stored information, and tangible things that the disclosing party has in its possession,
`custody, or control and may use to support its claims or defenses, unless the use would be
`solely for impeachment;
`
`SonicWall identifies the following categories of documents that may be relevant to its
`
`chims and defenses. SonicWall reserves the right to supplement this response at a later date.
`
`1.
`
`US. Patent Nos. 8,141,154; 6,154,844; 8,677,494; 6,804,780; 7,647,633; 7,058,822;
`
`7,613,926; 7,975,305; 8,225,408; and 6,965,968 (the “Patents-in-Suit”).
`
`in-Suit.
`
`2.
`
`3.
`
`4.
`
`5.
`
`offices).
`
`The prosecution h'stories of the Patents-in-Suit.
`
`The prosecution histories for any patent applications or patents related to the Patents-
`
`Documents relating to and including prior art to the Patents-in-Suit.
`
`Technical documents related to the accused products (located at SonicWall’s
`
`6.
`
`Documents for assessing the revenue, cost, and profit data related to the accused
`
`functionality in the accused products (located at SonicWall’s offices).
`
` DEFENDANT SONICWAIL. INC. ’S SECOND SUPPLEMENTAL INITIAL DISCIDSURB
`
`CASE NO.: 5:17-cv-04467-BIF-VKD
`
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`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 15 of 18
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`Documents related to apportioning the revenue, if any, associated with any accused
`7.
`features or functions in SonicWall products, including documents illustrating the various available
`features and functionality of the accused products (located at SonicWall’s offices).
`Documents relating to usage, or lack thereof, of features or functions accused of
`8.
`infringement (located at SonicWall’s offices).
`Documents from PTAB proceedings challenging Finjan’s patents, including without
`9.
`limitation the following IPR proceedings: IPR2014-00344, IPR2014-00492, IPR2015-00907,
`IPR2015-01022, IPR2015-01405, IPR2015-01545, IPR2015-01546, IPR2015-01547, IPR2015-
`01548, IPR2015-01549, IPR2015-01552, IPR2015-01892, IPR2015-01893, IPR2015-01894,
`IPR2015-01895, IPR2015-01897, IPR2015-01979, IPR2015-02000, IPR2015-02001, IPR2015-
`01974, IPR2015-01999, IPR2016-00145, IPR2016-00151, IPR2016-00149, IPR2016-00150,
`IPR2016-00159, IPR2016-00164, IPR2016-00157, IPR2016-00165, IPR2016-00478, IPR2016-
`00479, IPR2016-00480, IPR2016-00492, IPR2016-00493, IPR2016-00498, IPR2016-00890,
`IPR2016-00919, IPR2016-00937, IPR2016-00955, IPR2016-00956, IPR2016-00966,IPR2016-
`00967, IPR2016-00970, IPR2016-01071, IPR2016-01174, IPR2016-01441, IPR2016-01443,
`IPR2016-01444, IPR2017-00155, IPR2017-00157, IPR2017-00995, IPR2017-00996,
`IPR201700997, and IPR2017-01738.
`SonicWall’s patent portfolio
`10.
`
`
`(iii) A computation of each category of damages claimed by the disclosing party—who must
`also make available for inspection and copying as under Rule 34 the documents or other
`evidentiary material, unless privileged or protected from disclosure, on which each
`computation is based, including materials bearing on the nature and extent of injuries
`suffered;
`SonicWall will seek to recover its attorneys’ fees and costs incurred in connection with this
`matter to the extent allowed by law and in an amount to be determined.
`
`(iv) For inspection and copying as under Rule 34, any insurance agreement under which an
`insurance business may be liable to satisfy all or part of a possible judgment in the action or
`to indemnify or reimburse for payments made to satisfy the judgment.
`
`SonicWall is unaware of any such insurance agreement at this time.
`
`13
`DEFENDANT SONICWALL, INC.’S SECOND SUPPLEMENTAL INITIAL DISCLOSURES
`CASE NO.: 5:17-cv-04467-BLF-VKD
`
`

`

`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 16 of 18
`
`
`
`Dated: July 31, 2020
`
`
`
`
`
`Respectfully Submitted,
`
`/s/ Alice E. Snedeker
`
`D. Stuart Bartow (CA SBN 233107)
`dsbartow@duanemorris.com
`Nicole E. Johnson (CA SBN 307733)
`negrigg@duanemorris.com
`DUANE MORRIS LLP
`2475 Hanover Street
`Palo Alto, CA 94304-1194
`Telephone: 650.847.4150
`Facsimile: 650.847.4151
`
`Matthew C. Gaudet (Admitted Pro Hac Vice)
`mcgaudet@duanemorris.com
`Robin L. McGrath (Admitted Pro Hac Vice)
`rlmcgrath@duanemorris.com
`David C. Dotson (Admitted Pro Hac Vice)
`dcdotson@duanemorris.com
`John R. Gibson (Admitted Pro Hac Vice)
`jrgibson@duanemorris.com
`Jennifer H. Forte (Admitted Pro Hac Vice)
`jhforte@duanemorris.com
`Alice E. Snedeker (Admitted Pro Hac Vice)
`aesnedeker@duanemorris.com
`DUANE MORRIS LLP
`1075 Peachtree NE, Suite 2000
`Atlanta, GA 30309-3929
`Telephone: 404.253.6900
`
`Joseph A. Powers (Admitted Pro Hac Vice)
`japowers@duanemorris.com
`Jarrad M. Gunther (Admitted Pro Hac Vice)
`jmgunther@duanemorris.com
`DUANE MORRIS LLP
`30 South 17th Street
`Philadelphia, PA 19103
`Telephone: 215.979.1000
`
`Attorneys for Defendant
`SONICWALL, INC.
`
`14
`DEFENDANT SONICWALL, INC.’S SECOND SUPPLEMENTAL INITIAL DISCLOSURES
`CASE NO.: 5:17-cv-04467-BLF-VKD
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`

`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 17 of 18
`
`CERTIFICATE OF SERVICE
`I am a citizen of the United States, over the age of 18 years, and not a party to interested in
`the cause. I am an employee of Duane Morris LLP and my business address is 1075 Peachtree Street
`NE, Suite 2000, Atlanta, GA 30309. I am readily familiar with this firm’s practices for collecting
`and processing correspondence for mailing with the United States Postal Service and for transmitting
`documents by FedEx, fax, email, messenger and other modes. On the date stated below, I served the
`following document:
`
`
`
`DEFENDANT SONICWALL, INC.’S SECOND SUPPLEMENTAL
`INITIAL DISCLOSURES
`
`BY ELECTRONIC SERVICE: Based on a court order or an agreement of the
`parties to accept service by e-mail or electronic transmission, I caused the documents
`to be sent to the person(s) at the e-mail addresses listed below. I did not receive,
`within a reasonable time after the transmission, any electronic message or other
`indication that the transmission was unsuccessful.
`
`Counsel for Plaintiff Finjan, Inc.
`
`
`Paul J. Andre
`Lisa Kobialka
`James Hannah
`Kristopher Kastens
`Austin Manes
`Hannah Lee
`KRAMER LEVIN NAFTALIS
`& FRANKEL LLP
`990 Marsh Road
`Menlo Park, CA 94025
`Telephone: (650) 752-1700
`Facsimile: (650) 752-1800
`pandre@kramerlevin.com
`lkobialka@kramerlevin.com
`jhannah@kramerlevin.com
`kkastens@kramerlevin.com
`amanes@kramerlevin.com
`hlee@kramerlevin.com
`
`Aaron M. Frankel (Admitted Pro Hac Vvice)
`KRAMER LEVIN NAFTALIS
`& FRANKEL LLP
`1177 Avenue of the Americas
`New York, NY 10036
`Telephone: (212) 7793
`afrankel@kramerlevin.com
` declare under penalty of perjury under the laws of the State of California that the foregoing
`is true and correct. Executed on July 31, 2020, at Atlanta, Georgia.
`
`
` I
`
`15
`DEFENDANT SONICWALL, INC.’S SECOND SUPPLEMENTAL INITIAL DISCLOSURES
`CASE NO.: 5:17-cv-04467-BLF-VKD
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`

`Case 5:17-cv-04467-BLF Document 277-1 Filed 08/07/20 Page 18 of 18
`
`
`/s/ Alice E. Snedeker
`Alice E. Snedeker
`
`16
`DEFENDANT SONICWALL, INC.’S SECOND SUPPLEMENTAL INITIAL DISCLOSURES
`CASE NO.: 5:17-cv-04467-BLF-VKD
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`