Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 1 of 23 Page ID #:77323
`
`QUINN EMANUEL URQUHART
` & SULLIVAN, LLP
`Kevin P.B. Johnson (Bar No. 177129)
`kevinjohnson@quinnemanuel.com
`Todd M. Briggs (Bar No. 209282)
`toddbriggs@quinnemanuel.com
`Brice C. Lynch (Bar No. 288567)
`bricelynch@quinnemanuel.com
`555 Twin Dolphin Drive, 5th Floor
`Redwood Shores, California 94065
`Telephone: (650) 801-5000
`Facsimile: (650) 801-5100
`
`James R. Asperger (Bar No. 83188)
`jimasperger@quinnemanuel.com
`Rachael McCracken
`rachaelmccracken@quinnemanuel.com
`865 South Figueroa Street, 10th Floor
`Los Angeles, CA 90017-2543
`Telephone: (213) 443-3000
`Facsimile: (213) 443-3100
`
`Eric Huang (pro hac vice)
`erichuang@quinnemanuel.com
`51 Madison Avenue, 22nd Floor
`New York, New York 10010
`Telephone: (212) 849-7000
`Facsimile: (212) 849-7100
`
`Attorneys for Plaintiffs
`NANTWORKS, LLC and NANT
`HOLDINGS IP, LLC
`
`George C. Lombardi (pro hac vice)
`glombardi@winston.com
`WINSTON & STRAWN LLP
`35 West Wacker Drive
`Chicago, IL 60601-9703
`Telephone: (312) 558-5600
`Facsimile: (312) 558-5700
`
`E. Danielle T. Williams (pro hac vice)
`dwilliams@winston.com
`WINSTON & STRAWN LLP
`300 South Tryon Street, 16th Floor
`Charlotte, NC 28202
`Telephone: (704) 350-7700
`Facsimile: (704) 350-7800
`
`Diana Hughes Leiden (SBN: 267606)
`dhleiden@winston.com
`WINSTON & STRAWN LLP
`333 S. Grand Avenue, 38th Floor
`Los Angeles, CA 90071-1543
`Telephone: (213) 615-1700
`Facsimile: (213) 615-1750
`
`Attorneys for Defendants
`BANK OF AMERICA
`CORPORATION
`and BANK OF AMERICA, N.A.
`
`UNITED STATES DISTRICT COURT
`
`FOR THE CENTRAL DISTRICT OF CALIFORNIA
`
`CASE NO. 2:20-cv-7872-GW-PVC
`
`INDICES FOR THE PARTIES’
`ROUND ONE AND ROUND TWO
`MOTIONS PURSUANT TO THE
`COURT’S REQUEST (DKT. 502)
`
`NANTWORKS, LLC, a Delaware
`limited liability company, and NANT
`HOLDINGS IP, LLC, a Delaware
`limited liability company,
`
`Plaintiffs,
`
`vs.
`
`BANK OF AMERICA
`CORPORATION, a Delaware
`corporation, and BANK OF
`AMERICA, N.A., a national banking
`association,
`
`Defendants.
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`1 2 3 4 5 6 7 8 9
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`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 2 of 23 Page ID #:77324
`
`
`
`
`Pursuant to the Court’s June 5, 2024 Tentative Rulings Order (Dkt. 502),
`
`NantWorks, LLC and Nant Holdings IP, LLC (collectively “Plaintiffs” or
`
`“NantWorks”) and Bank of America Corporation and Bank of America, N.A.
`
`(collectively “Defendants” or “Bank of America’”) hereby submit the following
`
`indices for the Round One and Round Two Motions.
`I.
`ROUND ONE MOTIONS
`
`A.
`
`Plaintiffs’ Motion to Strike Portions of the Expert Report of Dr.
`Nathaniel Polish
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`
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`Description
`Plaintiffs’ Motion to Strike Portions of the Expert Report
`of Dr. Nathaniel Polish
`Memorandum of Law in Support of Plaintiffs’ Motion to
`Strike Portions of the Expert Report of Dr. Nathaniel Polish
`
`Declaration of Brice C. Lynch in Support of Plaintiffs’ Motion
`to Strike Portions of the Expert Report of Dr. Nathaniel Polish
`
`Exhibit A – Defendants’ Final Election of Asserted Prior Art
`Exhibit B – Defendants’ Final Invalidity Contentions for U.S.
`Patent Nos. 7,881,529, 7,899,252, 8,478,036, 8,520,897,
`9,031,278, and 9,324,004
`Exhibit C – Exhibits attached to Bank of America’s Final
`Invalidity Contentions
`Exhibit D – Expert Report of Nathaniel Polish regarding
`Invalidity, dated January 30, 2024
`
`Docket No.
`302
`
`302-1,
`512 (sealed)
`302-2,
`512-
`302-3
`302-4,
`512-1 (sealed)
`
`302-5
`
`302-6,
`512-2 (sealed)
`302-7
`
`302-8
`
`302-9
`
`Exhibit E – Appendix A to Bank of America’s Preliminary
`Invalidity Contentions,
`Exhibit F – NantWorks’ Supplemental Responses to Bank of
`America’s Third Set of Interrogatories
`Exhibit G – Redline comparison of Section IV.B of Bank of
`America’s Final Invalidity Contentions, “Obviousness Under
`35 U.S.C. §103,” of and Bank of America’s April 8, 2021
`Preliminary Invalidity Contentions
`Defendants’ Opposition to Plaintiffs’ Motion to Strike
`Portions of the Expert Report of Dr. Nathaniel Polish
`Declaration of E. Danielle T. Williams in Support of
`Defendants’ Opposition to Plaintiffs’ Motion to Strike
`Portions of the Expert Report of Dr. Nathaniel Polish
`Exhibit 1 – U.S. Pat. No 6,947,571 B1, Rhoads
`Plaintiffs’ Reply in Support of Plaintiffs’ Motion to Strike
`Portions of the Expert Report of Dr. Nathaniel Polish
`-1-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
`310
`
`310-1
`
`310-2
`466,
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`
`
`
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 3 of 23 Page ID #:77325
`
`
`518 (sealed)
`
`B. Defendants’ [First] Motion to Strike Certain Opinions in Dr.
`Schonfeld’s Opening Expert Report Regarding Infringement
`
`Docket No.
`308,
`313 (sealed)
`
`308-1
`
`308-2
`
`308-3
`
`308-4
`
`308-5
`
`308-6
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`308-7
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`308-8,
`313-1 (sealed)
`308-9,
`313-2 (sealed)
`308-10, 313-3
`(sealed)
`
`308-11, 313-4
`(sealed)
`
`308-12, 313-5
`(sealed)
`
`308-13,
`313-6 (sealed)
`
`Description
`Defendants’ [First] Motion to Strike Certain Opinions in
`Dr. Schonfeld’s Opening Expert Report Regarding
`Infringement
`Appendix A – Section IV.A. pertains to discussion of claim
`limitations 1.E of ’278 Patent, 18.C of ’252 Patent, and 1.C of
`’004 Patent
`Appendix B – Section IV.B. pertains to discussion of claim
`limitations 1.E of ’278 Patent, 18.E of ’252 Patent, and 1.C of
`’004 Patent
`Appendix C – Section IV.C. pertains to discussion of claim
`limitations 1.E of ’278 Patent, 1.E of ’529 Patent, 18.E of ’252
`Patent, 1.C of ’004 Patent, and 1.A, 1.B, and 1.E of ’036
`Patent
`Appendix D – Section IV.D. pertains to discussion of claim
`limitations 1.D and 1.E of ’278 Patent, 1.E of ’529 Patent, 1.B
`of ’004 Patent, and 1.E of ’036 Patent
`Appendix E – Section IV.E. pertains to discussion of claim
`limitations 1.D and 1.E of ’278 Patent, 1.E of ’529 Patent, 1.B
`of ’004 Patent, and 1.E of ’036 Patent
`Appendix F – Section IV.F. pertains to discussion of claim
`limitations 1.F of ’278 Patent, and 1.D of ’004 Patent
`Declaration of E. Danielle T. Williams in Support of Motion
`to Strike Certain Opinions in Dr. Schonfeld’s Opening Expert
`Report Regarding Infringement
`Exhibit 1 – Expert Report of Dan Schonfeld Regarding the
`Infringement of the Asserted Claims (excerpt)
`
`Exhibit 2 – March 1, 2024 Letter from B. Lynch to D.
`Williams
`
`Exhibit 3 – Plaintiffs’ Third Supplemental Objections and
`Responses to Defendants Third Set of Interrogatories (Nos.
`10-25) (excerpt)
`Exhibit 4 – Plaintiffs’ Corrected Third Supplemental
`Objections and Responses to Defendants Third Set of
`Interrogatories (Nos. 10-25) (excerpt)
`Exhibit 5 – Plaintiffs’ Second Supplemental Objections and
`Responses to Defendants Third Set of Interrogatories (Nos.
`10-25) (excerpt)
`Exhibit 6 – Plaintiffs’ Second Supplemental Objections and
`Responses to Defendants Fifth Set of Interrogatories (29)
`
`-2-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
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`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 4 of 23 Page ID #:77326
`
`
`308-14
`
`308-15,
`313-7 (sealed)
`308-16,
`313-8 (sealed)
`308-17,
`313-9 (sealed)
`308-18,
`313-10 (sealed)
`308-19,
`313-11 (sealed)
`308-20,
`313-12 (sealed)
`308-21,
`313-13 (sealed)
`308-22
`308-23
`308-24
`308-25
`308-26
`308-27,
`313-14 (sealed)
`308-28
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`308-29,
`313-15 (sealed)
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`308-30,
`313-16 (sealed)
`308-31,
`313-17 (sealed)
`308-32,
`313-18 (sealed)
`
`308-33,
`313-19 (sealed)
`308-34,
`
`Exhibit 7 – Final Ruling on Claim Construction/Markman
`Hearing
`Exhibit 8 – Transcript of the Deposition of Pavan Chayanam
`(excerpt)
`
`Exhibit 9 – Transcript of the Deposition of Charles
`Christopher Harbinson (excerpt)
`
`Exhibit 10 – Transcript of the Deposition of Fred Fortaleza
`Fernandez, Jr.
`
`Exhibit 11 – Plaintiffs’ Preliminary Final Infringement
`Contentions, Exhibit 1 – ’278 Final Infringement Claim Chart
`
`Exhibit 12 – Plaintiffs’ Preliminary Final Infringement
`Contentions, Exhibit 2 – ’529 Final Infringement Claim Chart
`
`Exhibit 13 – Plaintiffs’ Preliminary Final Infringement
`Contentions, Exhibit 3 – ’252 Final Infringement Claim Chart
`
`Exhibit 14 – Plaintiffs’ Preliminary Final Infringement
`Contentions, Exhibit 5
`
`Exhibit 15 – U.S. Pat. No 7,881,529
`Exhibit 16 – U.S. Pat. No 7,899,252
`Exhibit 17 – U.S. Pat. No 8,478,036
`Exhibit 18 – U.S. Pat. No 9,031,278
`Exhibit 19 – U.S. Pat. No 9,324,004
`Exhibit 20 – Plaintiffs’ Preliminary Final Infringement
`Contentions, Exhibit 6 – ’036 Final Infringement Claim Chart
`
`Exhibit 21 – Order on Joint Stipulation to Extend Case
`Schedule
`Exhibit 22 – Defendants’ December 20, 2023 Supplemental
`Objections and Responses to Plaintiffs’ First Set of
`Interrogatories (Nos. 4–5)
`Exhibit 23 – August 19, 2023 Letter from D. Williams to E.
`Huang
`
`Exhibit 24 – Opening Expert Report and Disclosure of Dawn
`Hall
`
`Exhibit 25 – Opening Expert Report of James Storer, Ph.D.
`regarding Non-Infringing Alternatives to Certain Claims of
`U.S. Patents Nos. 7,881,529, 7,899,252, 8,478,036, 9,031,278
`and 9,324, 004
`Exhibit 26 – Rebuttal Report of Dawn Hall
`
`Exhibit 27 – Rebuttal Report of James Storer
`-3-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
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`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 5 of 23 Page ID #:77327
`
`
`313-20 (sealed)
`444,
`517 (sealed)
`
`444-1
`
`444-2,
`517-1 (sealed)
`444-3,
`517-2 (sealed)
`444-4
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`444-5,
`517-3 (sealed)
`444-6,
`517-4 (sealed)
`444-7.
`517-5 (sealed)
`444-8
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`444-9,
`517-6 (sealed)
`444-10,
`517-7 (sealed)
`471,
`509 (sealed)
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`471-1,
`509-1 (sealed)
`
`Plaintiffs’ Opposition to Defendants’ [First] Motion to
`Strike Certain Opinions in Dr. Schonfeld’s Opening
`Expert Report Regarding Infringement
`Declaration of Brice C. Lynch in Support of Plaintiffs’
`Opposition to Defendants’ Motion to Strike Certain Opinions
`in Dr. Schonfeld’s Opening Expert Report Regarding
`Infringement
`Exhibit 1 – Transcript of Deposition of Charles Christopher
`Harbinson
`
`Exhibit 2 – Opening Expert Report of James Storer
`
`Exhibit 3 – Transcript of September 23, 2021 Markman
`Hearing
`Exhibit 4 – Transcript of Deposition of Pavan Chayanam
`
`Exhibit 5 – Transcript of Deposition of Fred Fortaleza
`Fernandez, Jr.
`
`Exhibit 6 – February 23, 2024 Letter from Danielle T.
`Williams to Brice Lynch
`
`Exhibit 7 – Transcript of the February 25, 2021 Hearing on
`Defendants’ Partial Motion to Dismiss Plaintiffs’ First
`Amended Complaint
`Exhibit 8 – Opening Expert Report of Patrick F.
`Kennedy, Ph.D
`Exhibit 9 – Deposition Transcript of Dr. Dan Schonfeld
`
`Defendants’ Reply in Support of Opposition to
`Defendants’ Motion to Strike Certain Opinions in Dr.
`Schonfeld’s Opening Expert Report Regarding
`Infringement
`Exhibit 28 – Declaration of Joe Netikosol in Support of
`Defendants’ Reply in Support of Their Motion to Strike
`Certain Opinions of Dan Schonfeld, Ph.D.
`
`C.
`
`Plaintiffs’ Motion to Strike Portions of Rebuttal Expert Report of
`Dr. James Storer
`
`Docket No.
`327
`
`Description
`Plaintiffs’ Motion to Strike Portions of Rebuttal Expert
`Report of Dr. James Storer
`
`-4-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
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`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 6 of 23 Page ID #:77328
`
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`513 (sealed)
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`327-1
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`327-2,
`513-1 (sealed)
`327-3,
`513-2 (sealed)
`327-4,
`513-3 (sealed)
`327-5,
`513-4 (sealed)
`327-6,
`513-5 (sealed)
`327-7,
`513-6 (sealed)
`327-8,
`513-7 (sealed)
`327-9,
`513-8 (sealed)
`327-10,
`513-9 (sealed)
`327-11,
`513-10 (sealed)
`
`327-12,
`513-11 (sealed)
`327-13,
`513-12 (sealed)
`327-14,
`513-13 (sealed)
`446,
`461 (sealed)
`
`446-1
`
`446-2
`
`Memorandum of Law in Support of Plaintiffs’ Motion to
`Strike Portions of Rebuttal Expert Report of Dr. James Storer
`Declaration of Brice C. Lynch in Support of Plaintiffs’ Motion
`to Strike Portions of Rebuttal Expert Report of Dr. James
`Storer
`Exhibit A – Rebuttal Expert Report of Dr. James Storer
`
`Exhibit B – NantWorks’ Preliminary Infringement
`Contentions cover pleading
`
`Exhibit C – Exhibit 1 attached to NantWorks’ Revised
`Infringement Contentions
`
`Exhibit D – Exhibit 3 attached to NantWorks’ Revised
`Infringement Contentions
`
`Exhibit E – Exhibit 5 attached to NantWorks’ Revised
`Infringement Contentions
`
`Exhibit F – Exhibit 2 attached to NantWorks’ Revised
`Infringement Contentions
`
`Exhibit G – NantWorks Preliminary Final Infringement
`Contentions cover pleading
`
`Exhibit H – NantWorks’ Second Supplemental Responses to
`BoA’s Fifth Set of Interrogatories (29)
`
`Exhibit I – Bank of America’s Supplemental Responses to
`NantWorks’s First Set of Interrogatories (Nos. 4-5)
`
`Exhibit J – March 27, 2024 NantWorks letter to Bank of
`America regarding portions of Dr. James Storer’s rebuttal
`expert report
`Exhibit K – April 21, 2024 Bank of America letter to
`NantWorks regarding Dr. James Storer’s rebuttal expert report
`
`Exhibit L – Opening Expert Report of Dr. Dan Schonfeld
`Regarding Infringement of the Asserted Claims
`
`Exhibit M – Transcript of March 29, 2024 deposition of Dr.
`James Storer
`
`Defendants’ Memorandum in Opposition to Plaintiffs’
`Motion to Strike Portions of Rebuttal Expert Report of Dr.
`James Storer
`Declaration of Dustin J. Edwards in Support of Defendants’
`Opposition to Plaintiffs’ Motion to Strike Portions of Rebuttal
`Expert Report of Dr. James Storer
`Exhibit 1 – Plaintiffs’ First Set of Interrogatories to
`Defendants (excerpt)
`
`-5-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
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`

`

`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 7 of 23 Page ID #:77329
`
`
`446-3,
`461-1 (sealed)
`446-4,
`461-2 (sealed)
`446-5,
`461-3 (sealed)
`446-6
`
`446-7,
`461-4 (sealed)
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`446-8,
`461-5 (sealed)
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`446-9,
`461-6 (sealed)
`
`469,
`519 (sealed)
`469-1
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`469-2,
`519-1 (sealed)
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`469-3,
`519-2 (sealed)
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`469-4,
`519-3 (sealed)
`
`469-5,
`519-4 (sealed)
`
`469-6,
`519-5 (sealed)
`
`
`
`Exhibit 2 – Transcript of the Deposition of James A. Storer
`(excerpt)
`
`Exhibit 3 – Defendants’ Objections and Responses to
`Plaintiffs’ First Set of Interrogatories (1–16) (excerpt)
`
`Exhibit 4 – Transcript of the Deposition of Pavan Chayanam
`(excerpt)
`
`Exhibit 5 – Defendants Bank of America Corporation and
`Bank of America, N.A.’s Fifth Set of Interrogatories to
`Plaintiffs (No. 29)
`Exhibit 6 – Defendants’ October 17, 2023 Supplemental
`Objections and Responses to Plaintiffs’ First Set of
`Interrogatories (Nos. 4–5)
`Exhibit 7 – Exhibit 6 to Plaintiffs NantWorks, LLC, and Nant
`Holdings IP, LLC, Preliminary Final Infringement
`Contentions – ’036 Final Infringement Claim Chart
`Exhibit 8 – Plaintiffs’ Second Supplemental Objections and
`Responses to Defendants Bank of America Corporation and
`Bank of America, N.A.’s Fifth Set of Interrogatories (29)
`Plaintiffs’ Reply in Support of Motion to Strike Portions of
`Rebuttal Expert Report of Dr. James Storer
`
`Declaration of Brice C. Lynch Regarding Plaintiffs’ Reply in
`Support of Motion to Strike Portions of Rebuttal Expert
`Report of Dr. James Storer
`Exhibit A – Exhibit 1 of March 18, 2022 Plaintiffs’ Revised
`Infringement Contentions titled, “Infringement of U.S. Patent
`9,031,278 (the “’278 Patent”) by the Bank of America
`Accused Products”
`Exhibit B – Exhibit 2 of March 18, 2022 Plaintiffs’ Revised
`Infringement Contentions titled, “Infringement of U.S. Patent
`7,881,529 (the “’529 Patent”) by the Bank of America
`Accused Products”
`Exhibit C – Exhibit 3 of March 18, 2022 Plaintiffs’ Revised
`Infringement Contentions titled, “Infringement of U.S. Patent
`7,899,252 (the “’252 Patent”) by the Bank of America
`Accused Products”
`Exhibit D – Exhibit 5 of March 18, 2022 Plaintiffs’ Revised
`Infringement Contentions titled, “Infringement of U.S. Patent
`9,324,004 (the “’004 Patent”) by the Bank of America
`Accused Products”
`Exhibit E – Plaintiffs’ Corrected Third Supplemental
`Objections and Responses to Defendants Bank of America
`Corporation and Bank of America, N.A.’s Third Set of
`Interrogatories (Nos. 10-25)
`
`
`
`
`
`-6-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
`1 2 3 4 5 6 7 8 9
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`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 8 of 23 Page ID #:77330
`
`
`D. Defendants’ [Second] Motion to Exclude Certain Opinions of Dan
`Schonfeld, Ph.D.
`
`Description
`Defendants’ [Second] Motion to Exclude Certain Opinions
`of Dan Schonfeld, Ph.D.
`
`Declaration of E. Danielle T. Williams in Support of
`Defendants’ [Second] Motion to Exclude Certain Opinions of
`Dan Schonfeld. Ph.D
`Exhibit 1 – Rebuttal Expert Report of Dan Schonfeld
`Regarding the Infringement of the Asserted Claims (excerpt)
`
`Exhibit 2 – Transcript of the April 10, 2024 Deposition of Dan
`Schonfeld (excerpt)
`
`Exhibit 3 – BOFA00058906 (Bank of America-produced
`document)
`
`Exhibit 4 – Transcript of the Deposition of Zho Agarwal
`(excerpt)
`
`Exhibit 5 – BOFA00033339
`
`Exhibit 7 – NANT_BOA00082220
`
`Exhibit 8 – NANT_BOA00082227
`
`Exhibit 9 – Transcript of the Deposition of Orang Dialameh
`(excerpt)
`
`Docket No.
`346,
`431 (sealed)
`346-1,
`402 (corrected)
`
`346-2,
`402-1
`(corrected),
`431-1 (sealed)
`346-3,
`402-2
`(corrected),
`431-2 (sealed)
`346-4,
`402-3
`(corrected),
`431-3 (sealed)
`346-5,
`402-4
`(corrected),
`431-4 (sealed)
`346-6,
`402-5
`(corrected),
`431-5 (sealed)
`346-7,
`402-6
`(corrected),
`431-6 (sealed)
`346-8,
`402-7
`(corrected),
`431-7 (sealed)
`346-9,
`402-8
`(corrected),
`431-8 (sealed)
`
`
`
`
`
`-7-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 9 of 23 Page ID #:77331
`
`
`346-10,
`402-9
`(corrected),
`431-9 (sealed)
`346-11,
`402-10
`(corrected),
`431-10 (sealed)
`346-12,
`402-11
`(corrected)
`346-13,
`402-12
`(corrected)
`346-14,
`402-13
`(corrected),
`431-11 (sealed)
`346-15,
`402-14
`(corrected),
`431-12 (sealed)
`440,
`516 (sealed)
`440-1
`
`440-2,
`516-1 (sealed)
`470,
`508 (sealed)
`
`Exhibit 10 – Transcript of the Deposition of Jeremi Sudol
`(excerpt)
`
`Exhibit 11 – Transcript of the Deposition of Matt Calman
`(excerpt)
`
`Exhibit 12 – U.S. Patent No. 7,016,532
`
`Exhibit 13 – U.S. Patent No. 7,881,529
`
`Exhibit 14 – Opening Expert Report of Dan Schonfeld
`Regarding the Infringement of the Asserted Claims (excerpt)
`
`Exhibit 16 – BOFA00034270
`
`Plaintiffs’ Opposition to Defendants’ [Second] Motion to
`Exclude Certain Opinions of Dan Schonfeld, Ph.D.
`
`Declaration of Brice C. Lynch in Support of Plaintiffs’
`Opposition to Defendants’ [Second] Motion to Exclude
`Certain Opinions of Dan Schonfeld, Ph.D.
`Exhibit 1 – Opening Expert Report of Cathy Glassman
`
`Defendants’ Reply in Support of Defendants’ [Second]
`Motion to Exclude Certain Opinions of Dan Schonfeld,
`Ph.D.
`
`
`II. ROUND TWO MOTIONS
`
`A.
`
`Plaintiffs’ Motion for Partial Summary Judgment of No Invalidity
`Based on Prior Art
`
`Docket No.
`335
`
`Description
`Plaintiffs’ Motion for Partial Summary Judgment of No
`Invalidity Based on Prior Art
`
`
`
`
`
`-8-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 10 of 23 Page ID
`
`#:77332
`
`335-1
`
`335-2,
`515 (sealed)
`335-3,
`515-1 (sealed)
`335-4
`
`Declaration of Brice C. Lynch in Support of Plaintiffs’ Motion
`for Partial Summary Judgment of No Invalidity Based on Prior
`Art
`Exhibit 1 – Opening Expert Report of Dr. Nathaniel Polish
`Regarding Invalidity
`
`Exhibit 2 – Bank of America’s Preliminary Invalidity
`Contentions cover pleading
`
`335-5
`
`335-6
`
`335-7
`
`335-8
`
`335-9
`
`335-10
`
`335-11
`
`335-12
`
`335-13
`
`335-14
`
`335-15
`
`335-16
`
`335-17
`
`335-18
`
`335-19
`
`335-20
`
`335-21
`
`Exhibit 3 – Bank of America’s Preliminary Invalidity
`Contention Charts Exhibits A-21, C-21, E-21, F-21, and G-21
`Exhibit 4 – Bank of America’s Preliminary Invalidity
`Contention Charts Exhibits A-23, C-23, E-23, F-23, and G-23
`Exhibit 5 – Bank of America’s Preliminary Invalidity
`Contention Charts Exhibits A-31, C-31, E-31, F-31, and G-31
`Exhibit 6 – Bank of America’s Preliminary Election of Prior
`Art
`Exhibit 7 – Bank of America’s petition—IPR2021-01081—for
`inter partes review of U.S. Patent No. 7,881,529
`Exhibit 8 – Patent Trial and Appeal Board’s decision to
`institute IPR2021-01081
`Exhibit 9 – Patent Trial and Appeal Board’s final written
`decision for IPR2021-01081
`Exhibit 10 – Bank of America’s petition—IPR2021-01333—
`for inter partes review of U.S. Patent No. 7,899,252
`Exhibit 11 – Patent Trial and Appeal Board’s decision to
`institute IPR2021-01333
`Exhibit 12 – Patent Trial and Appeal Board’s final written
`decision for IPR2021-01333
`Exhibit 13 – Bank of America’s petition—IPR2021-01332—
`for inter partes review of U.S. Patent No. 9,324,004
`Exhibit 14 – Patent Trial and Appeal Board’s decision on
`January 11, 2022 to institute IPR2021-01332
`Exhibit 15 – Patent Trial and Appeal Board’s final written
`decision for IPR2021-01332
`Exhibit 16 – Bank of America’s petition—IPR2021-01304—
`for inter partes review of U.S. Patent No. 8,478,036
`Exhibit 17 – Patent Trial and Appeal Board’s decision on
`February 4, 2022 to institute IPR2021-01304
`Exhibit 18 – Patent Trial and Appeal Board’s final written
`decision for IPR2021-01304
`Exhibit 19 – Bank of America’s petition—IPR2021-01389—
`for inter partes review of U.S. Patent No. 89,031,278
`Exhibit 20 – Patent Trial and Appeal Board’s decision to deny
`institution of IPR2021-01389
`-9-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 11 of 23 Page ID
`
`#:77333
`
`335-22,
`515-2 (sealed)
`335-23
`
`335-24
`335-25
`
`335-26
`
`335-27,
`515-3 (sealed)
`335-28
`
`335-29
`
`335-30,
`515-4 (sealed)
`335-31,
`515-5 (sealed)
`335-32
`
`335-33
`
`335-34,
`515-6 (sealed)
`335-35,
`515-7 (sealed)
`335-36
`
`335-37,
`515-8 (sealed)
`335-38
`515-9 (sealed)
`
`335-39
`515-10 (sealed)
`
`Exhibit 21 – Bank of America’s Supplemental Invalidity
`Contentions cover pleading, Section VII
`
`Exhibit 22 – Bank of America’s Supplemental Invalidity
`Contention Exhibits A-23, C-23, E-23, F-23, and G-23
`Exhibit 23 – Bank of America’s Final Election of Prior Art
`Exhibit 24 – Bank of America’s Supplemental Invalidity
`Contention Exhibits A-23, C-23, E-23, F-23, and G-23
`Exhibit 25 – Transcript of Deposition of IBM’s corporate
`designee, Mr. Myron Flickner
`Exhibit 26 – Bank of America’s Final Invalidity Contentions
`cover pleading
`
`Exhibit 27 – Bank of America’s Final Invalidity Contention
`Exhibits A-23, C-23, E-23, F-23, and G-23
`Exhibit 28 – Bank of America’s Final Invalidity Contention
`Exhibits C-31, E-31, F-31, and G-31
`Exhibit 29 – NantWorks’s Second Supplemental Responses to
`Interrogatories 10-25
`
`Exhibit 30 – Transcript of Deposition of Dr. Nathaniel Polish
`
`Exhibit 31 – IBM0002390, W. Niblack et al., “The QBIC
`Project: Querying Images By Content Using Color, Texture,
`and Shape,” 173, SPIE Vol. 1908 (1993)
`Exhibit 32 – IBM0000893, M. Flickner, H. Sawhney, Q.
`Huang, B. Dom, M. Gorkani, D. Petkovic, W. Niblack, J.
`Ashley, J. Hafner, D. Lee, D. Steele, P. Yanker, “Query by
`Image and Video Content: The QBIC System,” Computer, vol
`28, no. 9 at 23–32 (1995)
`Exhibit 33 – HP000074, T. Kindberg and J. Barton, A Web-
`Based Nomadic Computing System (2001)
`
`Exhibit 34 – HP000088, J. Barton and T. Kindberg, “The
`Cooltown User Experience,” (Feb. 1, 2001)
`
`Exhibit 35 – Image of the software for a working QBIC
`demonstration program titled “Query By Image Content,
`QBIC, Demonstration Program” dated September 1998
`Exhibit 36 – HP000025, T. Kindberg et al., “People, Places,
`Things: Web Presence for the Real World” (2000)
`
`Exhibit 37 – HP000043, News Release: “HP Advanced
`Research Efforts Help Make Pervasive Computing a Reality,”
`(Nov. 4, 1999)
`Exhibit 38 – HP000045, J. Beckett, “Key CoolTown Software
`is Available Free, (Mar. 15, 2000)
`
`
`
`
`
`-10-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 12 of 23 Page ID
`
`#:77334
`
`335-40,
`515-11 (sealed)
`
`335-41
`
`335-42
`
`335-43
`
`335-44
`
`335-45
`
`335-46
`335-47
`
`335-48
`
`335-49
`
`335-50
`
`335-51
`
`335-52
`
`335-53
`
`335-54
`
`335-55
`
`Exhibit 39 – HP000060, “HP Labs Technologies Shown at
`Handheld and Ubiquitous Computing Symposium” (Sept. 27,
`2000)
`Exhibit 40 – IBM0002432–437, Ultimedia Manager: Query by
`Image Content and its Applications, IEEE 1063-6390/94
`(1994)
`Exhibit 41 – IBM0000968–977, Searching Images Using
`Ultimedia Manager, SPIE Vol. 2420 (Feb. 1995)
`Exhibit 42 – IBM0002263–268, IBM Ultimedia Manager 1.1
`and Client Search Feature (Feb. 7, 1995)
`Exhibit 43 – IBM0002418–430, Updates to the QBIC System,
`SPIE Vol. 3312 (Jan. 1998)
`Exhibit 44 – IBM000001–617, IBM DB2 Universal Database:
`Image, Audio, and Video Extenders (2000)
`Exhibit 45 – IBM0001550–1805, OS/2 2.1 Ultimedia Tools
`Exhibit 46 – IBM0002217–221, IBM Ultimedia Video I/O
`Adapter
`Exhibit 47 – IBM0000978, IBM Corp., International
`Technical Support Organization, “Multimedia in OS/2 Warp,
`Document Number GG24-2516-00” (February 1995)
`Exhibit 48 – IBM0001266, IBM Corp., International
`Technical Support Organization, “OS/2 Multimedia Tools,
`Document Number GG24-2524-00” (January 31, 1995)
`Exhibit 49 – IBM0001936, IBM Corp., International
`Technical Support Organization, “RISC System/6000
`Multimedia Environment: An AIX Ultimedia Services/6000
`Overview, Document Number GG24-4254-00” (May 1994)
`Exhibit 50 – IBM0002050, IBM Corp., International
`Technical Support Organization, “Multimedia in OS/2 Warp,
`Document Number GG24-2516-00” (February 1995)
`Exhibit 51 – IBM0002222, IBM Hardware Announcement,
`“IBM Ultimedia Video Capture Adapter Enables Video and
`Image Capture Applications” (April 15, 1997)
`Exhibit 52 – IBM0002234, IBM Software Announcement,
`“IBM Ultimedia Business Conferencing/400 Version 3” (May
`3, 1994)
`Exhibit 53 – IBM0002286, IBM Software Announcement,
`“Updates Available for AIX 4.1, AIX 4.2 Bonus Pack, AIX 4
`Connections, and IBM Ultimedia Services, Plus Extension of
`Program Services” (October 8, 1996)
`Exhibit 54 – IBM0002300, IBM Software Announcement,
`“IBM Ultimedia Business Conferencing/400 Version 3” (May
`3, 1994)
`
`
`
`
`
`-11-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 13 of 23 Page ID
`
`#:77335
`
`335-56
`
`335-57
`
`335-58
`
`335-59
`
`335-60
`
`335-61
`
`338
`
`362
`
`362-1,
`515-12 (sealed)
`
`362-2,
`515-13 (sealed)
`
`486,
`510 (sealed)
`
`486-1,
`510-1 (sealed)
`
`486-2
`
`486-3,
`510-2 (sealed)
`530,
`547 (sealed)
`
`Exhibit 55 – IBM0002360, IBM Software Announcement,
`“Updates Available for AIX 4.1, AIX 4.2 Bonus Pack, AIX 4
`Connections, and IBM Ultimedia Services, Plus Extension of
`Program Services” (October 8, 1996)
`Exhibit 56 – IBM0002374, IBM Hardware Announcement,
`“IBM Ultimedia Video Capture Adapter Enables Video and
`Image Capture Applications” (April 15, 1997)
`Exhibit 57 – IBM0002378, a subpoena from Google LLC and
`YouTube LLC to IBM Corp. for Network-1 Technologies, Inc.
`v. Google LLC and YouTube, LLC, No. 14-cv-2396 & 14-cv-
`9558 (S.D.N.Y. 2014)
`Exhibit 58 – IBM0002446, a subpoena from Network-1
`Technologies, Inc. to IBM Corp. for Network-1 Technologies,
`Inc. v. Google LLC and YouTube, LLC, No. 14-cv-2396 & 14-
`cv-9558 (S.D.N.Y. 2014)
`Exhibit 59 – IBM Redbooks, IBM VideoCharger 101,
`available at http://ps-2.kev009.com/rs6000/redbook-
`cd/SG245483.pdf
`Memorandum of Law in Support of Plaintiffs’ Motion for
`Partial Summary Judgment of No Invalidity Based on Prior
`Art
`Statement of Uncontroverted Facts in Support of Plaintiffs’
`Motion for Partial Summary Judgment of No Invalidity Based
`on Prior Art
`Declaration of Dan Schonfeld, Ph.D. in Support of Plaintiffs’
`Motion for Partial Summary Judgment of No Invalidity Based
`on Prior Art
`Exhibit A to Schonfeld Declaration – Opening Expert Report
`of Dan Schonfeld, Ph.D., Regarding the Infringement of the
`Asserted Claims of the Asserted Patents
`Exhibit B to Schonfeld Declaration – Rebuttal Expert Report
`of Dan Schonfeld, Ph.D., Regarding the Validity of and Non-
`Infringing Alternatives to the Asserted Claims of the Asserted
`Patents
`Defendants’ Memorandum in Support of Their Opposition
`to Plaintiffs’ Motion for Partial Summary Judgment of No
`Invalidity Based on Prior Art
`Statement of Genuine Disputes Regarding Plaintiffs’ Motion
`for Partial Summary Judgment of No Invalidity Based on Prior
`Art
`Exhibit 60 – Declaration of Third-Party HP Inc. Regarding
`Authenticity of Business Records
`Exhibit 61 – Transcript of Deposition of Dan Schonfeld
`(excerpt)
`
`Plaintiffs’ Reply in Support of Motion for Partial
`Summary Judgment of No Invalidity Based on Prior Art
`
`
`
`
`
`-12-
`Case No. 2:20-cv-7872-GW-PVC
`INDICES FOR THE PARTIES’ ROUND ONE AND ROUND TWO MOTIONS PURSUANT TO THE COURT’S
`REQUEST (DKT. 502)
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 554 Filed 06/13/24 Page 14 of 23 Page ID
`
`#:77336
`
`530-1,
`547-1 (sealed)
`
`530-2
`
`530-3
`
`Plaintiffs’ Response to Defendants’ Statement of Genuine
`Disputes in Support of Plaintiffs’ Reply in Support of Motion
`for Partial Summary Judgment of No Invalidity Based on Prior
`Art
`Declaration of Brice C. Lynch Regarding Plaintiffs’ Reply in
`Support of Motion for Partial Summary Judgment of No
`Invalidity Based on Prior Art
`Exhibit A – Newton’s Telecom Dictionary, 11th Edition
`
`B. Defendants’ Motion for Summary Judgment as to Plaintiffs’
`Breach of Contract Claim
`
`Docket No.
`349,
`377 (corrected),
`427 (sealed)
`349-1,
`377-1 (corrected),
`427-1 (sealed)
`349-2,
`377-2 (corrected),
`427-2 (sealed)
`349-3,
`377-3 (corrected),
`427-3 (sealed)
`349-4,
`377-4 (corrected),
`427-4 (sealed)
`349-5,
`377-5 (corrected),
`427-5 (sealed)
`349-6,
`377-6 (corrected),
`427-6 (sealed)
`349-7,
`377-7 (corrected),
`427-7 (sealed)
`427-8 (sealed)
`
`Description
`Defendants’ Motion for Summary Judgment as to
`Plaintiffs’ Breach of Contract Claim
`
`Statement of Uncontroverted Facts in Support of
`Defendants’ Motion for Summary Judgment as to
`Plaintiffs’ Breach of Contract Claim
`
`Declaration of E. Danielle T. Williams in Support of
`Defendants’ Motion for Summary Judgment as to
`Plaintiffs’ Breach of Contract Claim
`
`Exhibit 1 – April 27, 2010 Non-Disclosure Agreement,
`NANT_BOA00014229-233
`
`Exhibit 2 – April 27, 2010 Non-Disclosure Agreement,
`NANT_BOA00127633-37
`
`Exhibit 3 – Plaintiffs Corrected Third Supplemental
`Objections and Responses to Defendants’ Third Set of
`In