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`RESEARCH
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`APPLICATION NUMBER:
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`213051Orig1s000
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`ADMINISTRATIVE and CORRESPONDENCE
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`DOCUMENTS
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` FOOD AND DRUG ADMINISTRATION
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` CENTER FOR DRUG EVALUATION AND RESEARCH
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` IND 114464
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`MEETING MINUTES
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`Novo Nordisk Inc.
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`Attention: Stephanie DeChiaro
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`Director, Regulatory Affairs
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`800 Scudders Mill Rd.
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`P.O. Box 846
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`Plainsboro, NJ 08536
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`Dear Ms. DeChiaro:
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`Please refer to your Investigational New Drug Application (IND) submitted under section 505(i)
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`of the Federal Food, Drug, and Cosmetic Act for semaglutide tablets.
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`We also refer to the meeting between representatives of your firm and the FDA on
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`November 29, 2018. The purpose of the meeting was to discuss aspects of the oral semaglutide
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`development program and the NDA submission.
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`A copy of the official minutes of the meeting is enclosed for your information. Please notify us
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`of any significant differences in understanding regarding the meeting outcomes.
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`If you have any questions, call Peter Franks, Regulatory Project Manager, at (240) 402-4197.
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`Sincerely,
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`{See appended electronic signature page}
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`Lisa Yanoff, M.D.
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`Director (Acting)
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`Division of Metabolism and Endocrinology Products
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`Office of Drug Evaluation II
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`Center for Drug Evaluation and Research
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`Enclosure:
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`Meeting Minutes
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`Sponsor Slides
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`Reference ID: 4369068Reference ID: 4497378
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` MEMORANDUM OF MEETING MINUTES
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`B
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`Pre-NDA
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`IND 114464
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`semaglutide tablets
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`Type 2 diabetes mellitus
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`Novo Nordisk, Inc.
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`Lisa Yanoff
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`Peter Franks
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` IND 114464
` Page 1
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`Reference ID: 4369068Reference ID: 4497378
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`Meeting Type:
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`Meeting Category:
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`Meeting Date and Time: November 29, 2018; 11:00 AM – 12:00 PM EST
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`Meeting Location:
`White Oak Campus, Building 22, Room 1417
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`Application Number:
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`Product Name:
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`Indication:
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`Sponsor Name:
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`Meeting Chair:
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`Meeting Recorder:
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`FDA ATTENDEES
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`Division of Metabolism and Endocrinology Products
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`Lisa Yanoff, M.D., Director (Acting)
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`Mitra Rauschecker, M.D., Clinical Team Lead (Acting)
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`Andreea Lungu, M.D., Clinical Reviewer
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`Federica Basso, Ph.D., Nonclinical Team Lead (Acting)
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`Elena Braithwaite, Ph.D., Nonclinical Reviewer
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`Peter Franks, M.S., Regulatory Project Manager
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`Allison Bean, Student Intern
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`Office of Biostatistics
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`Yun Wang, Ph.D., Statistical Team Lead
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`Eugenio Andraca-Carrera, Ph.D., Statistical Team Lead
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`Yoonhee Kim, Ph.D., Mathematical Statistician
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`Ya-Hui (Catherine) Hsueh Ph.D., Mathematical Statistician
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`Office of Biotechnology Products
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`Daniela Verthelyi, M.D., Ph.D., Team Lead, Laboratory of Immunology
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`Mohanraj Manangeeswaran, Ph.D., Reviewer, Laboratory of Immunology
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`Office of Clinical Pharmacology
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`Manoj Khurana, Ph.D., Clinical Pharmacology Team Lead
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`Tao Liu, Ph.D., Clinical Pharmacology Reviewer
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`Office of Surveillance and Epidemiology
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`Nichelle Rashid, Safety Regulatory Project Management Team Lead (Acting)
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`Ariane Conrad, Pharm.D., Safety Evaluator, DMEPA
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`Terrolyn Thomas, MS, MBA; Senior Regulatory Project Manager
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` IND 114464
` Page 2
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` Office of Scientific Investigations
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` Cynthia Kleppinger, M.D., Senior Medical Officer
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`SPONSOR ATTENDEES
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`Anders Hvelplund, Executive Director, US Clinical Development and Outcomes Research
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`Anne Phillips, Senior Vice President, Clinical Medical and Regulatory Affairs
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`Birgitte Lysgaard-Jensen, Senior Regulatory Professional, HQ Regulatory Affairs
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`Jan Vanggaard Andersen, Nonclinical Project Director, Nonclinical Project Management
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`Jeppe Juul, Statistical Programming Specialist, Biostatistics
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`Jeppe Zacho, Senior Director, Medical and Science
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`Mads Frederik Rasmussen, Corporate Project VP, Semaglutide Diabetes & Diabetes Outcomes
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`Mette Thomsen, International Medical Director, Medical and Science
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`Premlata Gunapu, Manager, US Regulatory Affairs
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`Robert Clark, Vice President, US Regulatory Affairs
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`Stephanie DeChiaro, Senior Director, US Regulatory Affairs
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`Stephen Gough, Senior Vice President, Global Chief Medical Officer
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`Trine Saugstrup, Statistical Director, Biostatistics
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`Vibeke Hatorp, Senior Director, HQ Regulatory Affairs
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`1.0
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`Novo Nordisk has requested a Type B Pre-NDA meeting under IND 114464 to discuss aspects
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`of the oral semaglutide development program and the requirements for NDA submission.
`Semaglutide is a long acting glucagon-like peptide-1 (GLP-1) analogue that is being developed
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`as an adjunct to diet and exercise to improve glycemic control in patients with type 2 diabetes
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`mellitus (T2DM). Semaglutide is also being investigated in a subcutaneous injection for T2DM
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`under IND 079754.
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`BACKGROUND
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`The peptide backbone of semaglutide has an acylation in position 26 with a fatty-acid derivative,
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`which binds to albumin and thereby stabilizes the peptide backbone in plasma and decreases the
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`renal clearance of the compound. The IND for semaglutide tablet, co-formulated with sodium N
`[8-(2-hydroxybenzoyl) amino] caprylate (SNAC), was submitted on September 26, 2013, for
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`once-daily oral administration as an adjunct to diet and exercise to improve glycemic control in
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`patients with T2DM. SNAC is an excipient that intends to increase the bioavailability of orally
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`administered semaglutide.
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`On September 22, 2014, FDA provided Type C written responses. The responses included
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`recommendations and feedback on the oral semaglutide Phase 3 program.
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`On March 27, 2015, FDA provided Type C written responses. The responses included advice on
`the oral semaglutide development program in pediatric subjects aged 10 to less than 18 years.
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`On July 10, 2015, FDA provided Type B meeting minutes for the End-of-Phase 2 Meeting,
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`which occurred on June 11, 2015. During this meeting, the Agency provided comments on
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`Reference ID: 4369068Reference ID: 4497378
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`(b) (4)
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` IND 114464
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` Page 3
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` chemistry, manufacturing and controls (CMC), preclinical, and clinical topics related to the
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` initiation of the Phase 3 program.
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`Novo Nordisk initiated a Phase 3 clinical development program in 2016 that is currently
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`ongoing. The program includes a cardiovascular safety study (PIONEER 6).
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`On March 24, 2017, FDA provided Type C written responses. The responses included
`recommendations and feedback on the quality development of the drug product.
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`NDA 209637 for Ozempic (semaglutide) injection 0.5 mg and 1 mg was approved on
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`December 5, 2017, for once-weekly (OW) subcutaneous (s.c.) administration, as adjunct to diet
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`and exercise to improve glycemic control in adults with T2DM.
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`On April 23, 2018, FDA provided recommendations and feedback for an amendment dated
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`March 23, 2018, which contained a cardiovascular “bridging” strategy involving cardiovascular
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`data from both the semaglutide injection and the semaglutide tablet trials.
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`FDA sent Preliminary Comments to Novo Nordisk on November 27, 2018.
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`2. DISCUSSION
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`The sponsor’s questions are followed by our bolded response. Any meeting discussion is in
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`italicized text. Any post-meeting comments are underlined.
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`Reference ID: 4369068Reference ID: 4497378
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`2.1.
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`Clinical
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`Question 1: Does the Agency agree to the proposed approach for presentation of the
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`efficacy evaluations in the SCE?
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`FDA Response to Question 1:
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`You propose to present the full evaluation of efficacy in the Summary of Clinical
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`Efficacy (SCE) trial-by-trial, with no pooling of data across trials, and that the SCE will
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`serve as Integrated Summary of Effectiveness (ISE). Your proposed approach seems
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`reasonable. We agree with the use of the treatment policy estimand as a primary
`estimand for presentations of study results and potential claims of superiority, and non-
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`inferiority.
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`Discussion: No further discussion.
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`Question 2: Does the Agency agree to 05 November 2018 as the cut-off date for the NDA?
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`FDA Response to Question 2:
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`Your proposal to included blinded safety data from 3 trials (PIONEER 7 extension, and
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`clinical pharmacology trials 4248, and 4427) as of the NDA cut-off date of
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` IND 114464
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` Page 4
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` November 5, 2018, is acceptable. If safety issues are identified that require an
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` assessment of unblinded data from these trials, unblinding may be requested.
` Additionally, for PIONEER 6, we recommend you include all adjudicated events in the
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` primary analysis between the cut-off date and the trial termination visit.
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`Discussion: The sponsor referred to slide 2 of their presentation. The sponsor clarified that
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`subjects’ last visits in PIONEER 6 occurred between July and September 2018. All events
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`that occurred up to the last study visit were adjudicated and will be included in the clinical
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`study report and the corresponding datasets in the NDA submission. The sponsor also
`mentioned that they underwent adjudications for all clinical events occurred between last
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`subject last visit and database lock for PIONEER 6 and describe the cases in the clinical
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`study report. The database lock for PIONEER 6 occurred in November 2018. FDA had no
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`further comments.
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`Question 3: Does the Agency agree with the proposal of waiving the submission of a
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`4-month safety update to the NDA for oral semaglutide?
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`FDA Response to Question 3:
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`No, we do not agree. You should submit the 4-month safety update with any available
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`new data.
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`Discussion: No further discussion.
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`Question 4: Does the Agency agree to only include data from oral semaglutide clinical trials
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`in the ISS?
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`FDA Response to Question 4:
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`Your proposal is acceptable.
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`Discussion: No further discussion.
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`Question 5: Does the Agency agree to the proposed pooling strategy to be used in the ISS?
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`FDA Response to Question 5:
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`You are proposing to evaluate safety based on the following pools: Phase 3a pool
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`(PIONEER 1-5, and 7-10), placebo pool (PIONEER 1, 4, 5, 8, and 9), and placebo dose
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`pool (where all three doses of semaglutide were evaluated, PIONEER 1, 8, and 9). You
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`also propose to present data from the cardiovascular outcome trial (PIONEER 6)
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`separately from the Phase 3 pool.
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`We agree that data from the cardiovascular outcomes trial can be presented separately.
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`To facilitate the safety review, we ask that you present the following additional pools:
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`Reference ID: 4369068Reference ID: 4497378
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` IND 114464
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` Page 5
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` 1. A pool of placebo-controlled studies (PIONEER 1, 4, 5, and 8)
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` 2. A pool of the multi-national Phase 3 studies (PIONEER 1-5, and 7, 8)
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` 3. A pool of the Japanese safety studies (PIONEER 9 and 10)
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`When presenting the safety findings, we request that you present the findings by
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`individual dose of semaglutide, pooled semaglutide, compared to placebo, compared to
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`active comparator, and compared to all comparators (as applicable).
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`Discussion: As an alternative to the pooling strategy that FDA recommended, the sponsor
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`proposed a revised pooling strategy with 3 pools, including a Phase 3a pool, a placebo pool,
`and a placebo-dose pool. The sponsor referred to slide 3 of their presentation. FDA agreed
`with this pooling strategy. FDA would like to have the ability to separate out the Japanese
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`studies (PIONEER 9 and 10), and the sponsor stated that these studies would be flagged in
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`datasets, and easily separated for analysis.
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`Question 6: Does the Agency agree with the proposed strategy for presentation of the safety
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`evaluation in the Integrated Summary of Safety?
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`FDA Response to Question 6:
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`You propose to assess safety in the ISS via an integrated approach based on the data
`collected across the oral semaglutide clinical program, based on the safety analysis set,
`and the on-treatment observation period (with the exception of death, and adverse
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`events with potential long latency between onset and diagnosis, for which the in-trial
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`observation period will be used). Safety data from clinical pharmacology trials will also
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`be presented in the ISS in a pool separate from the Phase 3 studies (exposure, and AEs).
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`Safety data from the dose finding study 3790 will be presented separately as it includes
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`doses not studied in the Phase 3 program. The evaluation of cardiovascular safety will
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`be based on the cardiovascular outcomes trial PIONEER 6.
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`Your proposed strategy for presenting safety appears generally adequate, with the
`exception of the proposed pools for the Phase 3 studies (see our response to Question 5
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`above).
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`At the time of the NDA submission, please submit a document listing the source of the
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`data for each of the safety tables.
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`Discussion: No further discussion.
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`Question 7: Does the Agency agree to the above proposal [regarding immunogenicity
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`assays]?
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`FDA Response to Question 7:
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`No, we do not agree. For the oral semiglutide program, you will need to submit a
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`complete immunogenicity dataset from the oral semaglutide program that includes data
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`Reference ID: 4369068Reference ID: 4497378
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` IND 114464
` Page 6
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`from screening, confirmatory and titering ADA assays, as well as a neutralizing assay.
`Although your screening assay is not isotype specific, you should provide data
`supporting that your assay would detect anti-semaglutide antibodies of IgA isotype, if
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`present in the serum. If there is clinical evidence of hypersensitivity, an assessment of
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`IgE antibodies using an assay that can detect clinically relevant levels of IgE may be
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`required. Please submit the preferred terms used to evaluate for hypersensitivity in the
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`clinical program with the NDA submission and clarify if these terms were pre-specified.
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`Regarding the neutralizing assay, submitting a cross-reference for the validation would
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`be acceptable. We recommend that the immunogenicity part of the submission be
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`arranged into distinct sections (1) Immunogenicity Risk Assessment, including a risk
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`assessment for the novel excipients used in your product (2) Tiered Bioanalytical
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`Strategy and Assay Validation Summaries, (3) Clinical Study Design and Detailed
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`Immunogenicity Sampling Plans, (4) Clinical Immunogenicity Data Analysis, and (5)
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`Conclusions and Risk Evaluation and Mitigation Strategies if needed (REMS).
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`Discussion: The sponsor stated that they would implement the recommendations as set forth
`in the FDA preliminary comments document. The sponsor referenced a November 14, 2018,
`submission to the IND which includes validated methods for antibody assays. The sponsor is
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`awaiting feedback from FDA on these methods, and plans to reanalyze samples once the
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`feedback is received. The sponsor inquired on the timeframe to provide feedback, and FDA
`stated that the review would be provided as soon as possible, since this is needed prior to the
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`NDA submission which is planned for March 2019.
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`2.1.
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`Statistics
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`Question 8: Does the Agency agree to the planned ADaM domains that will be included in
`the NDA?
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`FDA Response to Question 8:
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`Yes, we agree with your proposal to submit electronic data sets for all Phase 2, Phase 3,
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`and clinical pharmacology studies.
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`Discussion: No further discussion.
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`Question 9: Does the Agency have any comments to the format of the sample datasets
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`provided?
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`FDA Response to Question 9:
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`In addition to analysis results metadata in define-xml, please provide analysis programs
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`with adequate annotations that are used for key efficacy analysis including pre
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`specified sensitivity analysis, as well as post-hoc analyses included in the planned
`clinical study report, if any. Provide a separate tabular listing (see below example) in
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`pdf format to describe the key efficacy analysis you have done, the list should include
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`Reference ID: 4369068Reference ID: 4497378
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` IND 114464
` Page 7
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` the output file name, analysis program name, the title of results with table/figure
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`number, datasets utilized, and macros used. All macros inside the actual program for
`running should also be submitted.
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`Example of tabular listing:
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` Output file
` Program Name Title/Description
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` name
` Eff_output Eff_anal1.sas
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` Primary Efficacy
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` analysis
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` in Table XX.X in the
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` clinical study report
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` Datasets
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` Utilized
` ADLB, ADSL
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` Macro’s Used
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` %macro1
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` Please clarify a definition of “period 30” in the Table 4 Core Variables from the
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` submitted Analysis Data Reviewer’s Guide Trial ID NN9924-4233. Please clarify the
` meaning of “period 30” for each trial. Also, clarify the difference between variables
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`named TRT30P and TRTP. We prefer the same core variable names (for example, core
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` variable indicating treatment arm as TRTP or etc.) across ADaM domains and across
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` trials used in the key efficacy analyses.
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`Discussion: The sponsor referred to slide 5 of their presentation and the sponsor will clarify
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`the definition of variable names in the analysis data reviewer’s guide. FDA had no further
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`comments.
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`Question 10: Does the Agency have any comment to the excerpts from the Reviewer’s
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`Guide?
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`FDA Response to Question 10:
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`See response to Question 9.
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`Discussion: No further discussion.
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`2.2.
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`Regulatory
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`Question 11: Does the Agency have any input to the approach outlined above [regarding
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`use of a priority review voucher]?
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`FDA Response to Question 11:
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`We do not have any comments.
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`Discussion: No further discussion. See below discussion on Cardiovascular Strategy, which
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`includes reference to the priority review voucher.
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`Reference ID: 4369068Reference ID: 4497378
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` IND 114464
` Page 8
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` 2.3. Additional Discussion Topics
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` The sponsor included two additional topics with their slide presentation to discuss, if time
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`permitted, which were not included in the meeting package. These topics included the
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`cardiovascular strategy for oral semaglutide
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`Cardiovascular Strategy
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`The sponsor stated at the meeting that they intend to include a CV indication with the oral
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`semaglutide NDA. FDA encouraged the sponsor to request a Type C meeting, in teleconference
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`format, to review the topline safety and MACE results of the CVOT study. FDA stated that this
`teleconference should occur prior to the submission of the NDA, which is planned for March
`2019.
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`Post Meeting Comment: The sponsor submitted a formal meeting request on
`December 11, 2018, to discuss the CVOT study. In lieu of a type C meeting, the sponsor and
`FDA held an informal teleconference on December 20, 2018, for the sponsor to present the
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`topline safety and MACE results from the PIONEER-6 study. Based on the presentation at this
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`teleconference and lack of clarity on the data that will be relied upon for the sought-after
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`indication, FDA recommended that the sponsor submit a pre-NDA meeting request to discuss the
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`cardiovascular indication, for which the sponsor indicated that they may submit a separate
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`NDA.
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`In addition to the CV indication, the sponsor stated that they intend to submit a priority review
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`voucher for the oral semaglutide NDA, which would entail a 6-month review clock. FDA
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`recommended that if they do intend to use the voucher, that they may submit any finalized study
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`reports to the IND as soon as possible, prior to the NDA submission. These would include
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`clinical study reports, nonclinical reports, and/or clinical pharmacology reports. The sponsor
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`inquired on if FDA had a preferred format for clinical pharmacology data, and FDA agreed to
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`provide an example table with this information as soon as possible. Additionally, FDA
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`recommended that a data walkthrough meeting should occur shortly after the NDA is submitted.
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`Reference ID: 4369068Reference ID: 4497378
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`(b) (4)
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`(b) (4)
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` IND 114464
` Page 9
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` 3.0 OTHER IMPORTANT MEETING INFORMATION
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`PREA REQUIREMENTS
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`
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`Under the Pediatric Research Equity Act (PREA) (21 U.S.C. 355c), all applications for new
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`active ingredients (which includes new salts and new fixed combinations), new indications, new
`dosage forms, new dosing regimens, or new routes of administration are required to contain an
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` assessment of the safety and effectiveness of the product for the claimed indication(s) in
`pediatric patients unless this requirement is waived, deferred, or inapplicable.
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` Please be advised that under the Food and Drug Administration Safety and Innovation Act
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`(FDASIA), you must submit an Initial Pediatric Study Plan (iPSP) within 60 days of an End-of
`Phase-2 (EOP2) meeting. In the absence of an EOP2 meeting, refer to the draft guidance below.
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`The iPSP must contain an outline of the pediatric study or studies that you plan to conduct
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`(including, to the extent practicable study objectives and design, age groups, relevant endpoints,
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`and statistical approach); any request for a deferral, partial waiver, or waiver, if applicable, along
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`with any supporting documentation, and any previously negotiated pediatric plans with other
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`regulatory authorities. The iPSP should be submitted in PDF and Word format. Failure to
`include an Agreed iPSP with a marketing application could result in a refuse to file action.
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`For additional guidance on the timing, content, and submission of the iPSP, including an iPSP
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`Template, please refer to the draft guidance for industry, Pediatric Study Plans: Content of and
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`Process for Submitting Initial Pediatric Study Plans and Amended Pediatric Study Plans at:
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`http://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/U
`CM360507.pdf. In addition, you may contact the Division of Pediatric and Maternal Health at
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`
`
`
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`301-796-2200 or email Pedsdrugs@fda.hhs.gov. For further guidance on pediatric product
`development, please refer to:
`
`
`http://www.fda.gov/Drugs/DevelopmentApprovalProcess/DevelopmentResources/ucm049867.ht
`m.
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`
`
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`Reference ID: 4369068Reference ID: 4497378
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` IND 114464
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` PRESCRIBING INFORMATION
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`In your application, you must submit proposed prescribing information (PI) that conforms to the
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`content and format regulations found at 21 CFR 201.56(a) and (d) and 201.57 including the
`Pregnancy and Lactation Labeling Rule (PLLR) (for applications submitted on or after June 30,
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`2015). As you develop your proposed PI, we encourage you to review the labeling review
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`resources on the PLR Requirements for Prescribing Information and Pregnancy and Lactation
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`Labeling Final Rule websites, which include:
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`• The Final Rule (Physician Labeling Rule) on the content and format of the PI for human
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`drug and biological products.
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`• The Final Rule (Pregnancy and Lactation Labeling Rule) on the content and format of
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`information related to pregnancy, lactation, and females and males of reproductive
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`potential.
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`• Regulations and related guidance documents.
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`• A sample tool illustrating the format for Highlights and Contents, and
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`• The Selected Requirements for Prescribing Information (SRPI) − a checklist of
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`important format items from labeling regulations and guidances.
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`• FDA’s established pharmacologic class (EPC) text phrases for inclusion in the
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`Highlights Indications and Usage heading.
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`Pursuant to the PLLR, you should include the following information with your application to
`support the changes in the Pregnancy, Lactation, and Females and Males of Reproductive
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`Potential subsections of labeling. The application should include a review and summary of the
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`available published literature regarding the drug’s use in pregnant and lactating women and the
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`effects of the drug on male and female fertility (include search parameters and a copy of each
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`reference publication), a cumulative review and summary of relevant cases reported in your
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`pharmacovigilance database (from the time of product development to present), a summary of
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`drug utilization rates amongst females of reproductive potential (e.g., aged 15 to 44 years)
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`calculated cumulatively since initial approval, and an interim report of an ongoing pregnancy
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`registry or a final report on a closed pregnancy registry. If you believe the information is not
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`applicable, provide justification. Otherwise, this information should be located in Module
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`1. Refer to the draft guidance for industry – Pregnancy, Lactation, and Reproductive Potential:
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`Labeling for Human Prescription Drug and Biological Products – Content and Format
`(http://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/
`UCM425398.pdf).
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`Prior to submission of your proposed PI, use the SRPI checklist to ensure conformance with the
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`format items in regulations and guidances.
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`DISCUSSION OF SAFETY ANALYSIS STRATEGY FOR THE ISS
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`After initiation of all trials planned for the phase 3 program, you should consider requesting a
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`Type C meeting to gain agreement on the safety analysis strategy for the Integrated Summary of
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`Safety (ISS) and related data requirements. Topics of discussion at this meeting would include
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`Reference ID: 4369068Reference ID: 4497378
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` pooling strategy (i.e., specific studies to be pooled and analytic methodology intended to manage
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` between-study design differences, if applicable), specific queries including use of specific
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` standardized MedDRA queries (SMQs), and other important analyses intended to support safety.
` The meeting should be held after you have drafted an analytic plan for the ISS, and prior to
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` programming work for pooled or other safety analyses planned for inclusion in the ISS. This
` meeting, if held, would precede the Pre-NDA meeting. Note that this meeting is optional; the
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` issues can instead be addressed at the pre-NDA meeting.
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`To optimize the output of this meeting, submit the following documents for review as part of the
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`briefing package:
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`• Description of all trials to be included in the ISS. Please provide a tabular listing of
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`clinical trials including appropriate details.
`ISS statistical analysis plan, including proposed pooling strategy, rationale for inclusion
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`or exclusion of trials from the pooled population(s), and planned analytic strategies to
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`manage differences in trial designs (e.g., in length, randomization ratio imbalances, study
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`populations, etc.).
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`• For a phase 3 program that includes trial(s) with multiple periods (e.g., double-blind
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`randomized period, long-term extension period, etc.), submit planned criteria for analyses
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`across the program for determination of start / end of trial period (i.e., method of
`assignment of study events to a specific study period).
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`• Prioritized list of previously observed and anticipated safety issues to be evaluated, and
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`planned analytic strategy including any SMQs, modifications to specific SMQs, or
`sponsor-created groupings of Preferred Terms. A rationale supporting any proposed
`modifications to an SMQ or sponsor-created groupings should be provided.
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`When requesting this meeting, clearly mark your submission “DISCUSS SAFETY ANALYSIS
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`STRATEGY FOR THE ISS” in large font, bolded type at the beginning of the cover letter for
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`the Type C meeting request.
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`MANUFACTURING FACILITIES
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`To facilitate our inspectional process, we request that you clearly identify in a single location,
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`either on the Form FDA 356h, or an attachment to the form, all manufacturing facilities
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`associated with your application. Include the full corporate name of the facility and address
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`where the manufacturing function is performed, with the FEI number, and specific
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`manufacturing responsibilities for each facility.
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`Also provide the name and title of an onsite contact person, including their phone number, fax
`number, and email address. Provide a brief description of the manufacturing operation
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`conducted at each facility, including the type of testing and DMF number (if applicable). Each
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`facility should be ready for GMP inspection at the time of submission.
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`Consider using a table similar to the one below as an attachment to Form FDA 356h. Indicate
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`under Establishment Information on page 1 of Form FDA 356h that the information is provided
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`Reference ID: 4369068Reference ID: 4497378
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` IND 114464
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` in the attachment titled, “Product name, NDA/BLA 012345, Establishment Information for Form
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` 356h.”
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` Federal
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` Establishment
`Indicator
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`(FEI) or
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`Registration
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`Number
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`(CFN)
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` Site Name
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` Site Address
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` 2.
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`Corresponding names and titles of onsite contact:
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` Drug
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` Master
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` File
`Number
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`(if
`applicable)
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`Manufacturing Step(s)
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`or Type of Testing
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`[Establishment
`function]
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` Email address
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`Phone and
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` Fax
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` FDA has made a preliminary determination that the application for this product would not be
` reviewed as a new molecular entity (NME) and would not be subject to the Program under
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` PDUFA VI. Please note that this is a preliminary determination, based on information available
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` to FDA at this time, and will be re-evaluated at the time your application is submitted. This
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` determination is based on our understanding of the active moiety (21 CFR 314.108(a)) and
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` whether another marketing application containing the same active moiety is approved or
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` marketed. Please also note that the NME determination for an application is distinct from and
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` independent of the new chemical entity (NCE) determination and any related exclusivity
` determinations, which are made after approval of an NDA
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`OFFICE OF SCIENTIFIC INVESTIGATIONS (OSI) REQUESTS
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`The Office of Scientific Investigations (OSI) requests that the items described in the draft
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`Guidance for Industry Standardized Format for Electronic Submission of NDA and BLA Content
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`for the Planning of Bioresearch Monitoring (BIMO) Inspections for CDER Submissions
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`(February 2018) and the associated Bioresearch Monitoring Technical Conformance Guide
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`Containing Technical Specifications be provided to facilitate development of clinical investigator
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`and sponsor/monitor/CRO inspection assignments, and the background packages that are sent
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`with those assignments to the FDA ORA investigators who conduct those inspections. This
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`information is requested for all major trials used to support safety and efficacy in the application
`(i.e., phase 2/3 pivotal trials). Please note that if the requested items are provided elsewhere in
`submission in the format described, the Applicant can describe location or provide a link to the
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`requested information.
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` Site Name
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` Site Address
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`Onsite Contact
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`(Person, Title)
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`Reference ID: 4369068Reference ID: 4497378
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` IND 114464
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` Page 13
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` Please refer to the draft Guidance for Industry Standardized Format for Electronic Submission of
` NDA and BLA Content for the Planning of Bioresearch Monitoring (BIMO) Inspections for
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` CDER Submissions (February 2018) and the associated Bioresearch Monitoring Technical
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` Conformance Guide Containing Technical Specifications:
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`https://www.fda.gov/downloads/Drugs/DevelopmentApprovalProcess/FormsSubmissionRequire
`ments/UCM332466.pdf
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`https://www.fda.gov/downloads/Drugs/DevelopmentApprovalProcess/FormsSubmissionRequire
`ments/UCM332468.pdf.
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`4.0
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`Sponsor’s slides presented at the meeting
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`ATTACHMENTS AND HANDOUTS
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`Reference ID: 4369068Reference ID: 4497378
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`6 Page(s) hav