throbber
(Slip Opinion)
`
`
`
` OCTOBER TERM, 2015
`
`
`Syllabus
`
`1
`
` NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
`
`
`
` being done in connection with this case, at the time the opinion is issued.
`
`
`
` The syllabus constitutes no part of the opinion of the Court but has been
`
` prepared by the Reporter of Decisions for the convenience of the reader.
`
` See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
`
`
`SUPREME COURT OF THE UNITED STATES
`
`
`
` Syllabus
`
`BIRCHFIELD v. NORTH DAKOTA
`
`CERTIORARI TO THE SUPREME COURT OF NORTH DAKOTA
`No. 14–1468. Argued April 20, 2016—Decided June 23, 2016*
`To fight the serious harms inflicted by drunk drivers, all States have
`
`laws that prohibit motorists from driving with a blood alcohol concen-
`tration (BAC) exceeding a specified level. BAC is typically deter-
`mined through a direct analysis of a blood sample or by using a ma-
`chine to measure the amount of alcohol in a person’s breath. To help
`secure drivers’ cooperation with such testing, the States have also
`enacted “implied consent” laws that require drivers to submit to BAC
`tests. Originally, the penalty for refusing a test was suspension of
`the motorist’s license. Over time, however, States have toughened
`their drunk-driving laws, imposing harsher penalties on recidivists
`
`and drivers with particularly high BAC levels. Because motorists
`who fear these increased punishments have strong incentives to re-
`
`ject testing, some States, including North Dakota and Minnesota,
`now make it a crime to refuse to undergo testing.
`
`In these cases, all three petitioners were arrested on drunk-driving
`
`charges. The state trooper who arrested petitioner Danny Birchfield
`advised him of his obligation under North Dakota law to undergo
`BAC testing and told him, as state law requires, that refusing to
`submit to a blood test could lead to criminal punishment. Birchfield
`refused to let his blood be drawn and was charged with a misde-
`meanor violation of the refusal statute. He entered a conditional
`
`guilty plea but argued that the Fourth Amendment prohibited crimi-
`
`nalizing his refusal to submit to the test. The State District Court re-
`——————
`
`
`*Together with No. 14–1470, Bernard v. Minnesota, on certiorari to
`
`the Supreme Court of Minnesota, and No. 14–1507, Beylund v. Levi,
`Director, North Dakota Department of Transportation, also on certiorari
`to the Supreme Court of North Dakota.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`
`2
`
`
`BIRCHFIELD v. NORTH DAKOTA
`
`
`
`Syllabus
`jected his argument, and the State Supreme Court affirmed.
`
`After arresting petitioner William Robert Bernard, Jr., Minnesota
`police transported him to the station. There, officers read him Min-
`nesota’s implied consent advisory, which like North Dakota’s informs
`motorists that it is a crime to refuse to submit to a BAC test. Ber-
`nard refused to take a breath test and was charged with test refusal
`
`in the first degree. The Minnesota District Court dismissed the
`
`charges, concluding that the warrantless breath test was not permit-
`ted under the Fourth Amendment. The State Court of Appeals re-
`versed, and the State Supreme Court affirmed.
`
`The officer who arrested petitioner Steve Michael Beylund took
`him to a nearby hospital. The officer read him North Dakota’s im-
`plied consent advisory, informing him that test refusal in these cir-
`cumstances is itself a crime. Beylund agreed to have his blood
`drawn. The test revealed a BAC level more than three times the le-
`gal limit. Beylund’s license was suspended for two years after an
`administrative hearing, and on appeal, the State District Court re-
`jected his argument that his consent to the blood test was coerced by
`
`
`the officer’s warning. The State Supreme Court affirmed.
`
`Held:
`
`
`1. The Fourth Amendment permits warrantless breath tests inci-
`dent to arrests for drunk driving but not warrantless blood tests.
`Pp. 13–36.
`
`
`
`(a) Taking a blood sample or administering a breath test is a
`
`search governed by the Fourth Amendment. See Skinner v. Railway
`
`Labor Executives’ Assn., 489 U. S. 602, 616–617; Schmerber v. Cali-
`
`fornia, 384 U. S. 757, 767–768. These searches may nevertheless be
`exempt from the warrant requirement if they fall within, as relevant
`here, the exception for searches conducted incident to a lawful arrest.
`
`This exception applies categorically, rather than on a case-by-case
`
`
`basis. Missouri v. McNeely, 569 U. S. ___, ___, n. 3. Pp. 14–16.
`
`
`(b) The search-incident-to-arrest doctrine has an ancient pedi-
`gree that predates the Nation’s founding, and no historical evidence
`suggests that the Fourth Amendment altered the permissible bounds
`of arrestee searches. The mere “fact of the lawful arrest” justifies “a
`full search of the person.” United States v. Robinson, 414 U. S. 218,
`235. The doctrine may also apply in situations that could not have
`been envisioned when the Fourth Amendment was adopted. In Riley
`v. California, 573 U. S. ___, the Court considered how to apply the
`doctrine to searches of an arrestee’s cell phone. Because founding era
`guidance was lacking, the Court determined “whether to exempt [the]
`search from the warrant requirement ‘by assessing, on the one hand,
`the degree to which it intrudes upon an individual’s privacy and, on
`
`the other, the degree to which it is needed for the promotion of legit-
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`
`
`Cite as: 579 U. S. ____ (2016)
`
`
`Syllabus
`
`imate governmental interests.’ ” Id., at ___. The same mode of anal-
`
`ysis is proper here because the founding era provides no definitive
`guidance on whether blood and breath tests should be allowed inci-
`
`dent to arrest. Pp. 16–20.
`
`
`
`(c) The analysis begins by considering the impact of breath and
`
`blood tests on individual privacy interests. Pp. 20–23.
`
`
`
`(1) Breath tests do not “implicat[e] significant privacy con-
`
`cerns.” Skinner, 489 U. S., at 626. The physical intrusion is almost
`negligible. The tests “do not require piercing the skin” and entail “a
`
`minimum of inconvenience.” Id., at 625. Requiring an arrestee to in-
`sert the machine’s mouthpiece into his or her mouth and to exhale
`
`“deep lung” air is no more intrusive than collecting a DNA sample by
`
`rubbing a swab on the inside of a person’s cheek, Maryland v. King,
`569 U. S. ___, ___, or scraping underneath a suspect’s fingernails,
`Cupp v. Murphy, 412 U. S. 291. Breath tests, unlike DNA samples,
`also yield only a BAC reading and leave no biological sample in the
`government’s possession. Finally, participation in a breath test is not
`likely to enhance the embarrassment inherent in any arrest. Pp. 20–
`
`22.
`
`
`
`(2) The same cannot be said about blood tests. They “require
`piercing the skin” and extract a part of the subject’s body, Skinner,
`supra, at 625, and thus are significantly more intrusive than blowing
`into a tube. A blood test also gives law enforcement a sample that
`can be preserved and from which it is possible to extract information
`beyond a simple BAC reading. That prospect could cause anxiety for
`the person tested. Pp. 22–23.
`
`
`(d) The analysis next turns to the States’ asserted need to obtain
`
`BAC readings. Pp. 23–33.
`
`
`
`
`
`(1) The States and the Federal Government have a “paramount
`
`interest . . . in preserving [public highway] safety,” Mackey v.
`
`Montrym, 443 U. S. 1, 17; and States have a compelling interest in
`
`creating “deterrent[s] to drunken driving,” a leading cause of traffic
`
`
`fatalities and injuries, id., at 18. Sanctions for refusing to take a
`BAC test were increased because consequences like license suspen-
`sion were no longer adequate to persuade the most dangerous offend-
`ers to agree to a test that could lead to severe criminal sanctions. By
`
`making it a crime to refuse to submit to a BAC test, the laws at issue
`provide an incentive to cooperate and thus serve a very important
`
`function. Pp. 23–25.
`
`
`
`
`(2) As for other ways to combat drunk driving, this Court’s de-
`
`cisions establish that an arresting officer is not obligated to obtain a
`
`warrant before conducting a search incident to arrest simply because
`there might be adequate time in the particular circumstances to ob-
`
`
`tain a warrant. The legality of a search incident to arrest must be
`
`
`
`
`
`
`
`
`
`3
`
`
`
`
`
`
`
`
`
`

`
`BIRCHFIELD v. NORTH DAKOTA
`
`
`
`Syllabus
`
`
`
`judged on the basis of categorical rules. See e.g., Robinson, supra, at
`
`235. McNeely, supra, at ___, distinguished. Imposition of a warrant
`requirement for every BAC test would likely swamp courts, given the
`enormous number of drunk-driving arrests, with little corresponding
`benefit. And other alternatives—e.g., sobriety checkpoints and igni-
`
`tion interlock systems—are poor substitutes. Pp. 25–30.
`
`
`
`
`(3) Bernard argues that warrantless BAC testing cannot be
`
`
`
`justified as a search incident to arrest because that doctrine aims to
`
`prevent the arrestee from destroying evidence, while the loss of blood
`
`alcohol evidence results from the body’s metabolism of alcohol, a nat-
`ural process not controlled by the arrestee. In both instances, howev-
`er, the State is justifiably concerned that evidence may be lost. The
`State’s general interest in “evidence preservation” or avoiding “the
`loss of evidence,” Riley, supra, at ___, readily encompasses the me-
`tabolization of alcohol in the blood. Bernard’s view finds no support
`in Chimel v. California, 395 U. S. 752, 763, Schmerber, 384 U. S., at
`
`
`769, or McNeely, supra, at ___. Pp. 30–33.
`
`
`(e) Because the impact of breath tests on privacy is slight, and
`
`the need for BAC testing is great, the Fourth Amendment permits
`warrantless breath tests incident to arrests for drunk driving. Blood
`
`tests, however, are significantly more intrusive, and their reasona-
`bleness must be judged in light of the availability of the less invasive
`
`alternative of a breath test. Respondents have offered no satisfactory
`justification for demanding the more intrusive alternative without a
`warrant. In instances where blood tests might be preferable—e.g.,
`
`where substances other than alcohol impair the driver’s ability to op-
`
`erate a car safely, or where the subject is unconscious—nothing pre-
`vents the police from seeking a warrant or from relying on the exi-
`
`
`gent circumstances exception if it applies. Because breath tests are
`significantly less intrusive than blood tests and in most cases amply
`serve law enforcement interests, a breath test, but not a blood test,
`may be administered as a search incident to a lawful arrest for drunk
`
`driving. No warrant is needed in this situation. Pp. 33–35.
`
`
`2. Motorists may not be criminally punished for refusing to submit
`to a blood test based on legally implied consent to submit to them. It
`is one thing to approve implied-consent laws that impose civil penal-
`ties and evidentiary consequences on motorists who refuse to comply,
`but quite another for a State to insist upon an intrusive blood test
`and then to impose criminal penalties on refusal to submit. There
`
`must be a limit to the consequences to which motorists may be
`deemed to have consented by virtue of a decision to drive on public
`
`roads. Pp. 36–37.
`
`3. These legal conclusions resolve the three present cases. Birch-
`
`field was criminally prosecuted for refusing a warrantless blood
`
`
`
`
`
`
`
`
`
`
`
`
`
`4
`
`
`
`
`

`
`5
`
`
`
`
`
`
`
`
`
`
`Cite as: 579 U. S. ____ (2016)
`
`
`Syllabus
`draw, and therefore the search that he refused cannot be justified as
`
`a search incident to his arrest or on the basis of implied consent. Be-
`cause there appears to be no other basis for a warrantless test of
`Birchfield’s blood, he was threatened with an unlawful search and
`unlawfully convicted for refusing that search. Bernard was criminal-
`ly prosecuted for refusing a warrantless breath test. Because that
`
`test was a permissible search incident to his arrest for drunk driving,
`the Fourth Amendment did not require officers to obtain a warrant
`prior to demanding the test, and Bernard had no right to refuse it.
`Beylund submitted to a blood test after police told him that the law
`required his submission. The North Dakota Supreme Court, which
`based its conclusion that Beylund’s consent was voluntary on the er-
`roneous assumption that the State could compel blood tests, should
`
`reevaluate Beylund’s consent in light of the partial inaccuracy of the
`officer’s advisory. Pp. 37–38.
`No. 14–1468, 2015 ND 6, 858 N. W. 2d 302, reversed and remanded;
`No. 14–1470, 859 N. W. 2d 762, affirmed; No. 14–1507, 2015 ND 18,
`859 N. W. 2d 403, vacated and remanded.
`ALITO, J., delivered the opinion of the Court, in which ROBERTS, C. J,
`and KENNEDY, BREYER, and KAGAN, JJ., joined. SOTOMAYOR, J., filed an
`opinion concurring in part and dissenting in part, in which GINSBURG,
`
`J., joined. THOMAS, J., filed an opinion concurring in the judgment in
`
`part and dissenting in part.
`
`
`
`
`
`
`
`

`
`
`
`
`
` Cite as: 579 U. S. ____ (2016)
`
`Opinion of the Court
`
`1
`
`
` NOTICE: This opinion is subject to formal revision before publication in the
`
`
`
` preliminary print of the United States Reports. Readers are requested to
`
` notify the Reporter of Decisions, Supreme Court of the United States, Wash­
`
` ington, D. C. 20543, of any typographical or other formal errors, in order
`
`
` that corrections may be made before the preliminary print goes to press.
`
`
`
`
`SUPREME COURT OF THE UNITED STATES
`
`14–1468
`
`
`
`WILLIAM ROBERT BERNARD, JR., PETITIONER
`
`14–1470
`v.
`MINNESOTA; AND
`
`ON WRIT OF CERTIORARI TO THE SUPREME COURT OF
`
`
`MINNESOTA
`
`
`
`
`STEVE MICHAEL BEYLUND, PETITIONER
`
`14–1507
`v.
`GRANT LEVI, DIRECTOR, NORTH DAKOTA
`
`DEPARTMENT OF TRANSPORTATION
`
`ON WRIT OF CERTIORARI TO THE SUPREME COURT OF
`
`
`NORTH DAKOTA
`
`
`[June 23, 2016]
`
` JUSTICE ALITO delivered the opinion of the Court.
`Drunk drivers take a grisly toll on the Nation’s roads,
`
`claiming thousands of lives, injuring many more victims,
`and inflicting billions of dollars in property damage every
`
`
`
`
`
`
`
`
`
`_________________
` Nos. 14–1468, 14–1470, and 14–1507
`_________________
` DANNY BIRCHFIELD, PETITIONER
`
` v.
`NORTH DAKOTA;
`
`ON WRIT OF CERTIORARI TO THE SUPREME COURT OF
`
`
`NORTH DAKOTA
`
`
`

`
`2
`
`
`BIRCHFIELD v. NORTH DAKOTA
`
`
`Opinion of the Court
`year. To fight this problem, all States have laws that
`prohibit motorists from driving with a blood alcohol con­
`centration (BAC) that exceeds a specified level. But de­
`termining whether a driver’s BAC is over the legal limit
`
`requires a test, and many drivers stopped on suspicion of
`drunk driving would not submit to testing if given the
`option. So every State also has long had what are termed
`“implied consent laws.” These laws impose penalties on
`
`motorists who refuse to undergo testing when there is
`sufficient reason to believe they are violating the State’s
`drunk-driving laws.
`
`In the past, the typical penalty for noncompliance was
`suspension or revocation of the motorist’s license. The
`cases now before us involve laws that go beyond that and
`make it a crime for a motorist to refuse to be tested after
`being lawfully arrested for driving while impaired. The
`question presented is whether such laws violate the
`Fourth Amendment’s prohibition against unreasonable
`searches.
`
`
`
`I
`
`The problem of drunk driving arose almost as soon as
`motor vehicles came into use. See J. Jacobs, Drunk Driv­
`ing: An American Dilemma 57 (1989) (Jacobs). New Jer­
`sey enacted what was perhaps the Nation’s first drunk-
`driving law in 1906, 1906 N. J. Laws pp. 186, 196, and
`other States soon followed. These early laws made it
`illegal to drive while intoxicated but did not provide a
`statistical definition of intoxication. As a result, prosecu­
`tors normally had to present testimony that the defendant
`was showing outward signs of intoxication, like imbalance
`or slurred speech. R. Donigan, Chemical Tests and the
`Law 2 (1966) (Donigan). As one early case put it, “[t]he
`effects resulting from the drinking of intoxicating liquors
`are manifested in various ways, and before any one can be
`shown to be under the influence of intoxicating liquor it is
`
`
`
`
`
`

`
`
`
` Cite as: 579 U. S. ____ (2016)
`
`Opinion of the Court
`necessary for some witness to prove that some one or more
`of these effects were perceptible to him.” State v. Noble,
`119 Ore. 674, 677, 250 P. 833, 834 (1926).
`The 1930’s saw a continued rise in the number of motor
`
`vehicles on the roads, an end to Prohibition, and not coin­
`cidentally an increased interest in combating the growing
`problem of drunk driving. Jones, Measuring Alcohol in
`Blood and Breath for Forensic Purposes—A Historical
`
`Review, 8 For. Sci. Rev. 13, 20, 33 (1996) (Jones). The
`
`
`American Medical Association and the National Safety
`Council set up committees to study the problem and ulti­
`mately concluded that a driver with a BAC of 0.15% or
`higher could be presumed to be inebriated. Donigan 21–
`22. In 1939, Indiana enacted the first law that defined
`
`presumptive intoxication based on BAC levels, using the
`recommended 0.15% standard. 1939 Ind. Acts p. 309;
`Jones 21. Other States soon followed and then, in re­
`sponse to updated guidance from national organizations,
`lowered the presumption to a BAC level of 0.10%. Don­
`igan 22–23. Later, States moved away from mere pre­
`sumptions that defendants might rebut, and adopted laws
`providing that driving with a 0.10% BAC or higher was
`per se illegal. Jacobs 69–70.
`Enforcement of laws of this type obviously requires the
`
`
`measurement of BAC. One way of doing this is to analyze
`a sample of a driver’s blood directly. A technician with
`medical training uses a syringe to draw a blood sample
`from the veins of the subject, who must remain still during
`
`the procedure, and then the sample is shipped to a sepa­
`rate laboratory for measurement of its alcohol concentra­
`tion. See 2 R. Erwin, Defense of Drunk Driving Cases
`
`§§17.03–17.04 (3d ed. 2015) (Erwin). Although it is possi­
`ble for a subject to be forcibly immobilized so that a sam­
`
`ple may be drawn, many States prohibit drawing blood
`from a driver who resists since this practice helps “to
`
`avoid violent confrontations.” South Dakota v. Neville,
`
`
`
`
`
`3
`
`
`
`

`
`4
`
`
`
`
`BIRCHFIELD v. NORTH DAKOTA
`
`
`Opinion of the Court
`459 U. S. 553, 559 (1983).
`
`The most common and economical method of calculating
`BAC is by means of a machine that measures the amount
`of alcohol in a person’s breath. National Highway Traffic
`Safety Admin. (NHTSA), E. Haire, W. Leaf, D. Preusser, &
`M. Solomon, Use of Warrants to Reduce Breath Test Re­
`fusals: Experiences from North Carolina 1 (No. 811461,
`Apr. 2011). One such device, called the “Drunkometer,”
`was invented and first sold in the 1930’s. Note, 30 N. C.
`L. Rev. 302, 303, and n. 10 (1952). The test subject would
`inflate a small balloon, and then the test analyst would
`release this captured breath into the machine, which
`forced it through a chemical solution that reacted to the
`presence of alcohol by changing color. Id., at 303. The test
`
`analyst could observe the amount of breath required to
`produce the color change and calculate the subject’s breath
`alcohol concentration and by extension, BAC, from this
`figure. Id., at 303–304. A more practical machine, called
`the “Breathalyzer,” came into common use beginning in
`the 1950’s, relying on the same basic scientific principles.
`
`3 Erwin §22.01, at 22–3; Jones 34.
`
`Over time, improved breath test machines were devel­
`oped. Today, such devices can detect the presence of
`alcohol more quickly and accurately than before, typically
`
`using infrared technology rather than a chemical reaction.
`2 Erwin §18A.01; Jones 36. And in practice all breath
`testing machines used for evidentiary purposes must be
`approved by the National Highway Traffic Safety Admin­
`istration. See 1 H. Cohen & J. Green, Apprehending and
`
`Prosecuting the Drunk Driver §7.04[7] (LexisNexis 2015).
`
`These machines are generally regarded as very reliable
`because the federal standards require that the devices
`produce accurate and reproducible test results at a variety
`of BAC levels, from the very low to the very high. 77 Fed.
`
`Reg. 35747 (2012); 2 Erwin §18.07; Jones 38; see also
`California v. Trombetta, 467 U. S. 479, 489 (1984).
`
`
`
`
`
`
`
`
`
`

`
`5
`
`
`
`
`
`
`
`
`
`
`
` Cite as: 579 U. S. ____ (2016)
`
`Opinion of the Court
`Measurement of BAC based on a breath test requires
`
`the cooperation of the person being tested. The subject
`must take a deep breath and exhale through a mouthpiece
`that connects to the machine. Berger, How Does it Work?
`Alcohol Breath Testing, 325 British Medical J. 1403 (2002)
`(Berger). Typically the test subject must blow air into the
`
`device “‘for a period of several seconds’” to produce an
`adequate breath sample, and the process is sometimes
`repeated so that analysts can compare multiple samples to
`ensure the device’s accuracy. Trombetta, supra, at 481;
`
`
`see also 2 Erwin §21.04[2][b](L), at 21–14 (describing the
`Intoxilyzer 4011 device as requiring a 12-second exhala­
`tion, although the subject may take a new breath about
`halfway through).
`
`Modern breath test machines are designed to capture
`so-called “deep lung” or alveolar air. Trombetta, supra, at
`481. Air from the alveolar region of the lungs provides the
`best basis for determining the test subject’s BAC, for it is
`in that part of the lungs that alcohol vapor and other
`gases are exchanged between blood and breath. 2 Erwin
`§18.01[2][a], at 18–7.
`
`
`When a standard infrared device is used, the whole
`process takes only a few minutes from start to finish.
`Berger 1403; 2 Erwin §18A.03[2], at 18A–14. Most evi­
`dentiary breath tests do not occur next to the vehicle, at
`the side of the road, but in a police station, where the
`controlled environment is especially conducive to reliable
`testing, or in some cases in the officer’s patrol vehicle or in
`special mobile testing facilities. NHTSA, A. Berning et al.,
`Refusal of Intoxication Testing: A Report to Congress 4,
`and n. 5 (No. 811098, Sept. 2008).
`
`
`Because the cooperation of the test subject is necessary
`when a breath test is administered and highly preferable
`when a blood sample is taken, the enactment of laws
`defining intoxication based on BAC made it necessary for
`
`
`
`
`
`
`
`
`
`

`
`BIRCHFIELD v. NORTH DAKOTA
`
`
`Opinion of the Court
`States to find a way of securing such cooperation.1 So-
`called “implied consent” laws were enacted to achieve this
`
`result. They provided that cooperation with BAC testing
`was a condition of the privilege of driving on state roads
`and that the privilege would be rescinded if a suspected
`drunk driver refused to honor that condition. Donigan
`177. The first such law was enacted by New York in 1953,
`
`and many other States followed suit not long thereafter.
`
`Id., at 177–179. In 1962, the Uniform Vehicle Code also
`included such a provision. Id., at 179. Today, “all 50
`States have adopted implied consent laws that require
`
`
`motorists, as a condition of operating a motor vehicle
`within the State, to consent to BAC testing if they are
`arrested or otherwise detained on suspicion of a drunk-
`driving offense.” Missouri v. McNeely, 569 U. S. ___, ___
`(2013) (plurality opinion) (slip op., at 18). Suspension or
`revocation of the motorist’s driver’s license remains the
`standard legal consequence of refusal. In addition, evi­
`dence of the motorist’s refusal is admitted as evidence of
`likely intoxication in a drunk-driving prosecution. See
`ibid.
`
`In recent decades, the States and the Federal Govern­
`ment have toughened drunk-driving laws, and those ef­
`forts have corresponded to a dramatic decrease in alcohol-
`related fatalities. As of the early 1980’s, the number of
`annual fatalities averaged 25,000; by 2014, the most re­
`cent year for which statistics are available, the number
`had fallen to below 10,000. Presidential Commission on
`Drunk Driving 1 (Nov. 1983); NHTSA, Traffic Safety
`Facts, 2014 Data, Alcohol-Impaired Driving 2 (No. 812231,
`Dec. 2015) (NHTSA, 2014 Alcohol-Impaired Driving). One
`
`
`
`6
`
`
`
`
`
`
`——————
`1In addition, BAC may be determined by testing a subject’s urine,
`which also requires the test subject’s cooperation. But urine tests
`appear to be less common in drunk-driving cases than breath and blood
`tests, and none of the cases before us involves one.
`
`
`
`
`
`
`
`

`
`7
`
`
`
`
`
`
`
`
`
`
`
`
`
` Cite as: 579 U. S. ____ (2016)
`
`Opinion of the Court
`legal change has been further lowering the BAC standard
`
`from 0.10% to 0.08%. See 1 Erwin, §2.01[1], at 2–3 to 2–4.
`In addition, many States now impose increased penalties
`for recidivists and for drivers with a BAC level that ex­
`ceeds a higher threshold. In North Dakota, for example,
`the standard penalty for first-time drunk-driving offenders
`is license suspension and a fine. N. D. Cent. Code Ann.
`§39–08–01(5)(a)(1) (Supp. 2015); §39–20–04.1(1). But an
`offender with a BAC of 0.16% or higher must spend at
`least two days in jail. §39–08–01(5)(a)(2). In addition, the
`State imposes increased mandatory minimum sentences
`for drunk-driving recidivists. §§39–08–01(5)(b)–(d).
`
`Many other States have taken a similar approach, but
`this new structure threatened to undermine the effective­
`ness of implied consent laws. If the penalty for driving
`with a greatly elevated BAC or for repeat violations ex­
`ceeds the penalty for refusing to submit to testing, motor­
`ists who fear conviction for the more severely punished
`offenses have an incentive to reject testing. And in some
`States, the refusal rate is high. On average, over one-fifth
`of all drivers asked to submit to BAC testing in 2011
`
`
`refused to do so. NHTSA, E. Namuswe, H. Coleman, & A.
`Berning, Breath Test Refusal Rates in the United States—
`2011 Update 1 (No. 811881, Mar. 2014). In North Dakota,
`the refusal rate for 2011 was a representative 21%. Id.,
`
`
`at 2. Minnesota’s was below average, at 12%. Ibid.
`
`To combat the problem of test refusal, some States have
`begun to enact laws making it a crime to refuse to undergo
`
`testing. Minnesota has taken this approach for decades.
`
`See 1989 Minn. Laws p. 1658; 1992 Minn. Laws p. 1947.
`And that may partly explain why its refusal rate now is
`below the national average. Minnesota’s rate is also half
`the 24% rate reported for 1988, the year before its first
`criminal refusal law took effect. See Ross, Simon, Cleary,
`Lewis, & Storkamp, Causes and Consequences of Implied
`Consent Refusal, 11 Alcohol, Drugs and Driving 57, 69
`
`
`
`
`
`

`
`BIRCHFIELD v. NORTH DAKOTA
`
`
`Opinion of the Court
`(1995). North Dakota adopted a similar law, in 2013, after
`
`a pair of drunk-driving accidents claimed the lives of an
`entire young family and another family’s 5- and 9-year-old
`boys.2 2013 N. D. Laws pp. 1087–1088 (codified at §§39–
`08–01(1)–(3)). The Federal Government also encourages
`this approach as a means for overcoming the incentive
`that drunk drivers have to refuse a test. NHTSA, Refusal
`of Intoxication Testing, at 20.
`
`
`II
`
`A
`
` Petitioner Danny Birchfield accidentally drove his car
`off a North Dakota highway on October 10, 2013. A state
`trooper arrived and watched as Birchfield unsuccessfully
`tried to drive back out of the ditch in which his car was
`stuck. The trooper approached, caught a strong whiff of
`alcohol, and saw that Birchfield’s eyes were bloodshot and
`watery. Birchfield spoke in slurred speech and struggled
`to stay steady on his feet. At the trooper’s request, Birch-
`field agreed to take several field sobriety tests and per­
`formed poorly on each. He had trouble reciting sections of
`the alphabet and counting backwards in compliance with
`the trooper’s directions.
`
`Believing that Birchfield was intoxicated, the trooper
`
`informed him of his obligation under state law to agree to
`a BAC test. Birchfield consented to a roadside breath test.
`The device used for this sort of test often differs from the
`machines used for breath tests administered in a police
`station and is intended to provide a preliminary assess­
`ment of the driver’s BAC. See, e.g., Berger 1403. Because
`the reliability of these preliminary or screening breath
`——————
`2See Smith, Moving From Grief to Action: Two Families Push for
`
`Stronger DUI Laws in N. D., Bismarck Tribune, Feb. 2, 2013, p. 1A;
`
`
`Haga, Some Kind of Peace: Parents of Two Young Boys Killed in
`Campground Accident Urge for Tougher DUI Penalties in N. D., Grand
`Forks Herald, Jan. 15, 2013, pp. A1–A2.
`
`
`
`8
`
`
`
`
`
`
`
`
`

`
`9
`
`
`
`
`
`
`
`
`
` Cite as: 579 U. S. ____ (2016)
`
`Opinion of the Court
`tests varies, many jurisdictions do not permit their numer­
`ical results to be admitted in a drunk-driving trial as
`evidence of a driver’s BAC. See generally 3 Erwin
`§24.03[1]. In North Dakota, results from this type of test
`are “used only for determining whether or not a further
`test shall be given.” N. D. Cent. Code Ann. §39–20–14(3).
`
`In Birchfield’s case, the screening test estimated that his
`BAC was 0.254%, more than three times the legal limit of
`0.08%. See §39–08–01(1)(a).
`
`The state trooper arrested Birchfield for driving while
`impaired, gave the usual Miranda warnings, again ad­
`vised him of his obligation under North Dakota law to
`undergo BAC testing, and informed him, as state law
`requires, see §39–20–01(3)(a), that refusing to take the
`test would expose him to criminal penalties. In addition to
`mandatory addiction treatment, sentences range from a
`mandatory fine of $500 (for first-time offenders) to fines of
`at least $2,000 and imprisonment of at least one year and
`one day (for serial offenders). §39–08–01(5). These crimi­
`nal penalties apply to blood, breath, and urine test refus­
`als alike. See §§39–08–01(2), 39–20–01, 39–20–14.
`
`Although faced with the prospect of prosecution under
`this law, Birchfield refused to let his blood be drawn. Just
`three months before, Birchfield had received a citation for
`driving under the influence, and he ultimately pleaded
`
`guilty to that offense. State v. Birchfield, Crim. No. 30–
`2013–CR–00720 (Dist. Ct. Morton Cty., N. D., Jan. 27,
`2014). This time he also pleaded guilty—to a misde-
`
`meanor violation of the refusal statute—but his plea was
`a conditional one: while Birchfield admitted refusing the
`blood test, he argued that the Fourth Amendment prohib­
`ited criminalizing his refusal to submit to the test. The
`State District Court rejected this argument and imposed a
`sentence that accounted for his prior conviction. Cf. §39–
`08–01(5)(b). The sentence included 30 days in jail (20 of
`
`which were suspended and 10 of which had already been
`
`
`
`
`
`

`
`
`
`
`
`
`
`10
`
`
`BIRCHFIELD v. NORTH DAKOTA
`
`
`Opinion of the Court
`served), 1 year of unsupervised probation, $1,750 in fine
`and fees, and mandatory participation in a sobriety pro­
`gram and in a substance abuse evaluation. App. to Pet.
`for Cert. in No. 14–1468, p. 20a.
`
`On appeal, the North Dakota Supreme Court affirmed.
`2015 ND 6, 858 N. W. 2d 302. The court found support for
`the test refusal statute in this Court’s McNeely plurality
`opinion, which had spoken favorably about “acceptable
`‘legal tools’ with ‘significant consequences’ for refusing to
`
`submit to testing.” 858 N. W. 2d, at 307 (quoting McNeely,
`569 U. S., at ___ (slip op., at 18)).
`B
`On August 5, 2012, Minnesota police received a report of
`
`a problem at a South St. Paul boat launch. Three appar­
`ently intoxicated men had gotten their truck stuck in the
`river while attempting to pull their boat out of the water.
`When police arrived, witnesses informed them that a man
`in underwear had been driving the truck. That man
`proved to be William Robert Bernard, Jr., petitioner in the
`second of these cases. Bernard admitted that he had been
`drinking but denied driving the truck (though he was
`holding its keys) and refused to perform any field sobriety
`tests. After noting that Bernard’s breath smelled of alco­
`hol and that his eyes were bloodshot and watery, officers
`arrested Bernard for driving while impaired.
`Back at the police station, officers read Bernard Minne­
`
`sota’s implied consent advisory, which like North Dakota’s
`informs motorists that it is a crime under state law to
`refuse to submit to a legally required BAC test. See Minn.
`Stat. §169A.51, subd. 2 (2014). Aside from noncriminal
`penalties like license revocation, §169A.52, subd. 3, test
`refusal

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket