Receipt Date: 08/12/2014
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`14195435 - GAU: 3993
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`Complete if Known
` Substitute for form 1449/PTO
`
`Application Number
`14/195,435
`
`March 3, 2014
`Howard C. Root etal.
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`3767
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
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`Art Unit
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`Examiner Name
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`Unassigned
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`NON PATENT LITERATURE DOCUMENTS
`Include nameofthe author (in CAPITAL LETTERS),title ofthe article (when appropriate),title of the
`item (book, magazine, journal, serial, symposium,catalog, etc.), date, page(s), volume-issue number(s),
`publisher, city and/or country where published
`
`AMINER
`INITIAL”
`
`-]
`
`Cite
`No.!
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`|
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` Tr Information,FiledAugust8,2014,inCaseNo. IPR2014-00760.
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`+ Joint Request to File Settlement ercementas Business Confidential — oo Information,FiledAugust8,nenCaseNo.TPR2014-00763.
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`—
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` ]
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`DATE
`CATHERINE WILLIAMS
`EXAMINER
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`SIGNATURE PANeipereD|09/25/2015
`
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`*EXAMINER:Initial if reference considered, whetherornotcitation is in conformance with MPEP 609. Drawline through citation if not in
`conformance and not considered. Include copy ofthis form with next communication to applicant. 'Applicant’s uniquecitation designation
`number(optional). 7Applicantis to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public whichisto file
`(and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to
`take 120 minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary
`depending upon the individual case. Any comments on the amountoftime you require to complete this form and/or suggestions for reducing
`this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, Washington,
`DC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450
`Alexandria, VA 22313-1450.
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`Ifyou need assistance in completing theform, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
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