throbber
PTO/AIA/80 (OM2)
`Approved for use through 11/30/2014, 0MB 0651-0035
`U.S. Patent and Trademark Office; U.S DEPARTMENT OF COMMERCE
`Under the P<1perwork Reduction Act of 1995, no persons are required to respond to a ~ollection of information unless it displays a valid 0MB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`I hereby revoke all previous powers of attorney given in the application identified in the attached statement
`under 37 CFR 3.73(c).
`I hereby appoint:
`
`[~] Practitioners associated with Customer Number:
`173481
`OR
`D Praciitioner(s) named below (if more than ien patent practitioners are to be named, then a customer number must be used):
`
`Name
`
`Registration
`Number
`
`Name
`
`Registration
`Number
`
`As attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned Ql!!y lo the undersigned according lo the USPTO assignment records or assignments documents
`attached to this form In accordance with 37 CFR 3.73(c).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(c) to:
`
`(cid:143) OR
`
`I
`
`The address associated with Customer Number:!~ ________________ ,
`
`Firm or
`Individual Name
`
`Address
`
`Country
`
`Telephone
`
`I ! Email
`
`Assignee Name and Address: PACT XPP TECHNOLOGIES AG
`Wa!ter-Gropius-Str. 15
`80807 Munich Germany
`
`A copy of this form, together with a statement under 37 CFR 3.73(c} (Form PTO/AIA/96 or equivalent} is required to be
`Filed in each application In which this form Is used. The statement under 37 CFR 3.73(c) may be completed by one of
`The practitioners appointed In this form, and must Identify the application In which this Power of Attorney Is to be flied.
`
`SIGNATURE of Assignee of Record
`rl
`The indivi~ual _w,os~_ . .sigrJature and title is supplied below is authorized to act on behalf of the assignee
`
`Signature
`
`Name
`
`Title
`
`Ma:ftin Vorbach
`
`Telephone
`
`This collection of information IS required by 37 CFR 1.31, 1.32 and 1 .33. The :nformation as required to obta:n or retain a benefit by the pubhc wh,ch is to file (and
`by the USPTO to process) an apptcabon. Confidentiality is governed by 35 U.S.C 122 and 37 CFR 1.11 and 1.14 This collection ls est:mated to take 3 minutes
`to complete, including gathering, preparing, and submitt;ng the completed application form to the USPTO. '!':me wi:I vary depending \.lpon Ille ,Mividual case, Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this b\Jrden, should be sent lo the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P 0. Box '1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9~99 and seiecl option 2.
`
`INTEL - 1036
`Page 1 of 6
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.l. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settlement negotiations.
`
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`INTEL - 1036
`Page 2 of 6
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Pa erwork Reduction Act of 1995, no ersons are re ulred to res ond to a colleciion of information unless ii dis la s a valid 0MB control number.
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant/Patent Owner: _M_a_rt_i_n_V_o_r_b_a_c_h _________________________ _
`Application No./Paten! No.: 12/944,068
`Filed/Issue Date: _1_-_1 _1-_2_0_1_0 _______ _
`Titled: METHODS AND DEVICES FOR TREATING AND/OR PROCESSING DATA
`PACT XPP TECHNOLOGIES AG
`a corporation
`----'------------------------
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`(Name of Assignee)
`
`states that, for the patent application/patent identified above, it is (choose fill! of options 1, 2, 3 or 4 below):
`1. [2] The assignee of the entire right, title, and interest.
`2. D An assignee of less than the entire right, title, and interest (check applicable box):
`0 The extent (by percentage) of its ownership interest is _____ %. Additional Statement(s) by the owners
`holding !he balance of the interest must be submitted to account for 100% of the ownership interest.
`D There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`Additional Statemen!(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`3. D The assignee of an undivided interest in the entirety (a complete assignment from one of the join! inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. D The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose fill! of options A or B below):
`A. 0 An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel ____ _, Frame ____ _, or for which a copy
`thereof is attached.
`B. 0 A chain of title from the inventor{s), of the patent application/patent identified above, to the current assignee as follows:
`1. From: VORBACH, MARTIN
`To: PACT XPP TECHNOLOGIES AG
`
`The document was recorded in the United States Palen! and Trademark Office at
`Reel 015945
`Frame 0622
`or for which a copy thereof is attached.
`2. From: PACT XPP TECHNOLOGIES AG
`To: RICHTER, THOMAS,; KRASS, MAREN
`
`The document was recorded in the United Slates Patent and Trademark Office at
`Reel 023882
`Frame 0403
`or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3. 73(b). The intormation Is required to obtain or retain a benefit by the pubHc which is to file (and by the US PTO lo
`process) an appfication. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.1 t and 1.14. This collection Is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of lime you require lo complete this form and/or suggestions for reducing this burden, should be sent lo the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PT0-9199 and select option 2.
`
`INTEL - 1036
`Page 3 of 6
`
`

`

`Under the Pa
`
`PTO/AIA/96 (08-12}
`App,oved for use through 01/31/20t3. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`ond to a coUection of infonnation uniess_i, displays a valid 0MB cont.,-ol number.
`STATEMENT UNDER 37 CFR 3c73{cl
`
`3. From: RICHTER. THOMAS.; KRASS. MAREN
`
`To: PACT XPP TECHNOLOGIES AG
`The document was recorded in the United States Patent and Trademark Office at
`• Frame 0089
`Reel 032225
`or for which a copy thereof is attached.
`
`4. From:
`
`5. From:
`
`6. From:
`
`To:
`The document was recorded fn the United States Patent and Trademark Office at
`Reel ________ __. Frame ________ __. or for which a copy thereof is attached.
`
`To:
`The document was recorded in the United States Patent and Trademark Office at
`Reel ________ __. Frame ________ __. or for which a copy thereof is attached.
`
`To:
`The document was recorded in the United States Patent and Trademark Office at
`Reel - - - - - - - -~ F rame - - - - - - - -~ or for which a copy thereof is attached.
`
`D
`
`[2J
`
`Additional documents in the chain of titre are listed on a supplemental sheet{s).
`
`As required by 37 CFR 3.73(c)(1 )(i). the documentary evidence of the chain of titre from the original owner to the
`assignee was. or concun-entry is berng. submitted for recordation pursuant to 37 CFR 3. 11.
`[NOTE: A separate copy (Le., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3. to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The unde
`
`lied below) is authorized to act on behalf of the assignee.
`
`Signature
`Martin Vorbach
`Printed or Typed Name
`
`Date
`
`Vltls./ l./J l'-(
`(5-t;
`
`[Page 2 of 2]
`
`Title or Registration Number
`
`INTEL - 1036
`Page 4 of 6
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`18473696
`
`12944068
`
`International Application Number:
`
`Confirmation Number:
`
`5007
`
`Title of Invention:
`
`METHODS AND DEVICES FOR TREATING AND/OR PROCESSING DATA
`
`First Named Inventor/Applicant Name:
`
`Martin VORBACH
`
`Customer Number:
`
`111420
`
`Filer:
`
`Edward Peter Heller/Emi Rhodes
`
`Filer Authorized By:
`
`Edward Peter Heller
`
`Attorney Docket Number:
`
`1601.0150
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`14-MAR-2014
`
`11-NOV-2010
`
`12:45:46
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`128954
`
`1
`
`Power of Attorney
`
`PACT _POA_ 14021 0.pdf
`
`no
`
`2
`
`d 1 b7 e26a7b4fb5fe0f9e1 d59794fe2098352
`4999
`
`Warnings:
`
`INTEL - 1036
`Page 5 of 6
`
`

`

`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. If this PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`2
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`PACT-015-DE-PCT-US-Cl-
`Dl_CFR373c_ 140313.pdf
`
`162755
`
`533d73167f90e 74e1c3b87a00747 eae5d33
`32ef6
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`291709
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`INTEL - 1036
`Page 6 of 6
`
`

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