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`CARTER NOTICE OF REAL PARTY IN INTEREST
`
`In accordance with 37 C.F.R. § 41.8(a)(1) and ¶ 8.1 of the Standing Order (Paper No. 2),
`
`Carter hereby notifies the Board that any and all right, title, or interest in the involved U.S.
`
`Patent No. 6,407,213 is assigned to Genentech, Inc.
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`February 19, 2010
`
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`PFIZER EX. 1595
`Page 126
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER NOTICE OF
`REAL PARTY IN INTEREST” was filed this 19th day of February, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER NOTICE
`OF REAL PARTY IN INTEREST” was served this 19th day of February, 2010, by e-mail, on
`the Attorney of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1595
`Page 127
`
`
`
`Filed on behalf of:
`
`Party Carter
`
`By:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Paper No. _______
`Filed: February 19, 2010
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`Tel.: (202) 736-8914
`Fax: (202) 736-8711
`E-mail: jkushan@sidley.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`___________________
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`___________________
`
`CARTER NOTICE OF RELATED PROCEEDINGS
`
`PFIZER EX. 1595
`Page 128
`
`
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`CARTER NOTICE OF RELATED PROCEEDINGS
`
`In accordance with ¶ 8.2 of the Standing Order (Paper No. 2), Carter hereby notifies the
`
`Board that the following applications claim the benefit of priority of the November 17, 1993,
`
`filing date of Carter’s involved U.S. Patent No. 6,407,213.
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`U.S. Patent Application No. 08/439,004, filed May 11, 1995, now abandoned;
`
`U.S. Patent Application No. 09/115,800, filed July 15, 1998, now abandoned;
`
`U.S. Patent Application No. 09/705,392, filed November 2, 2000, now U.S.
`
`Patent No. 6,719,971, issued April 13, 2004;
`
`U.S. Patent Application No. 09/705,398, filed November 2, 2000, now U.S.
`
`Patent No. 6,800,738, issued October 5, 2004;
`
`U.S. Patent Application No. 09/705,686, filed November 2, 2000, now U.S.
`
`Patent No. 6,639,055, issued October 28, 2003;
`
`U.S. Patent Application No. 10/835,641, filed April 30, 2004, now abandoned;
`
`U.S. Patent Application No. 11/444,791, filed June 1, 2006, now abandoned; and
`
`U.S. Patent Application No. 11/969,430, now pending.
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`February 19, 2010
`
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`PFIZER EX. 1595
`Page 129
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER NOTICE OF
`RELATED PROCEEDINGS” was filed this 19th day of February, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER NOTICE
`OF RELATED PROCEEDINGS” was served this 19th day of February, 2010, by e-mail, on
`the Attorney of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1595
`Page 130
`
`
`
`Filed on behalf of:
`
`Party Carter
`
`By:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Paper No. _______
`Filed: February 19, 2010
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`Tel.: (202) 736-8914
`Fax: (202) 736-8711
`E-mail: jkushan@sidley.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`___________________
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`___________________
`
`CARTER CLEAN COPY OF CLAIMS
`
`PFIZER EX. 1595
`Page 131
`
`
`
`1
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`2
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`3
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`CARTER CLEAN COPY OF CLAIMS
`
`In accordance with 37 C.F.R. § 41.110(a), Carter herewith provides a clean copy of
`
`Carter’s involved claim, ·ò»ò, claims 30, 31, 60, 62, 63, 66, 67, 70, 73, and 77-81 of U.S. Patent
`
`No. 6,407,213.
`
`February 19, 2010
`
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`PFIZER EX. 1595
`Page 132
`
`
`
`Carter Clean Copy of Claims
`Interference No. 105,744
`Page A-1
`
`Clean Copy of Carter’s Involved Claims in U.S. Patent No. 6,407,213
`
`30.
`
`An antibody which binds p185ØÛÎî and comprises a humanized antibody
`
`variable domain, wherein the humanized antibody variable domain comprises non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind p185ØÛÎî
`
`incorporated into a human antibody variable domain, and further comprises a Framework
`
`Region (FR) amino acid substitution at a site selected from the group consisting of: 4L,
`
`38L, 43L, 44L, 46L, 58L, 62L, 65L, 66L, 67L, 68L, 69L, 73L, 85L, 98L, 2H, 4H, 36H,
`
`39H, 43H, 45H, 69H, 70H, 74H, 75H, 76H, 78H and 92H, utilizing the numbering system
`
`set forth in Kabat.
`
`31.
`
`The antibody of claim 30 wherein the substituted residue is the residue
`
`found at the corresponding location of the non-human antibody from which the non-human
`
`CDR amino acid residues are obtained.
`
`60.
`
`The antibody of claim 30 wherein the residue at site 78H has been
`
`substituted.
`
`62.
`
`A humanized antibody variable domain comprising non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind an antigen
`
`incorporated into a consensus human variable domain, and further comprising an amino
`
`acid substitution at a site selected from the group consisting of: 4L, 38L, 43L, 44L, 46L,
`
`58L, 62L, 65L, 66L, 67L, 68L, 69L, 73L, 85L, 98L, 2H, 4H, 36H, 39H, 43H, 45H, 69H,
`
`70H, 74H, 75H, 76H, 78H and 92H, utilizing the numbering system set forth in Kabat.
`
`63.
`
`A humanized antibody which lacks immunogenicity compared to a non-
`
`human parent antibody upon repeated administration to a human patient in order to treat a
`
`1
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`2
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`3
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`18
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`19
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`20
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`21
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`22
`
`PFIZER EX. 1595
`Page 133
`
`
`
`Carter Clean Copy of Claims
`Interference No. 105,744
`Page A-2
`
`1
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`chronic disease in that patient, wherein the humanized antibody comprises non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind an antigen
`
`incorporated into a human antibody variable domain, and further comprises an amino acid
`
`substitution at a site selected from the group consisting of: 4L, 38L, 43L, 44L, 46L, 58L,
`
`62L, 65L, 66L, 67L, 68L, 69L, 73L, 85L, 98L, 2H, 4H, 36H, 39H, 43H, 45H, 69H, 70H,
`
`74H, 75H, 76H, 78H and 92H, utilizing the numbering system set forth in Kabat.
`
`66.
`
`A humanized antibody heavy chain variable domain comprising non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind antigen
`
`incorporated into a human antibody variable domain, and further comprising a Framework
`
`Region (FR) amino acid substitution at a site selected from the group consisting of: 24H,
`
`73H, 76H, 78H, and 93H, utilizing the numbering system set forth in Kabat.
`
`67.
`
`The humanized variable domain of claim 66 wherein the substituted residue
`
`is the residue found at the corresponding location of the non-human antibody from which
`
`the non-human CDR amino acid residues are obtained.
`
`70.
`
`The humanized variable domain of claim 66 wherein the residue at site 24H
`
`has been substituted.
`
`73.
`
`The humanized variable domain of claim 66 wherein the residue at site 78H
`
`has been substituted.
`
`77.
`
`The humanized variable domain of claim 66 which further comprises amino
`
`acid substitutions at sites 71H, 73H and 78H.
`
`78.
`
`79.
`
`An antibody comprising the humanized variable domain of claim 66.
`
`A humanized variant of a non-human parent antibody which binds an
`
`antigen, wherein the humanized variant comprises Complementarity Determining Region
`
`PFIZER EX. 1595
`Page 134
`
`
`
`Carter Clean Copy of Claims
`Interference No. 105,744
`Page A-3
`
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`(CDR) amino acid residues of the non-human parent antibody incorporated into a human
`
`antibody variable domain, and further comprises Framework Region (FR) substitutions at
`
`heavy chain positions 71H, 73H, 78H and 93H, utilizing the numbering system set forth in
`
`Kabat.
`
`80.
`
`A humanized antibody variable domain comprising non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind an antigen
`
`incorporated into a human antibody variable domain, and further comprising a Framework
`
`Region (FR) amino acid substitution where the substituted FR residue:
`
`(a) noncovalently binds antigen directly;
`
`(b) interacts with a CDR; or
`
`(c) participates in the VÔ -VØ interface by affecting the proximity or orientation of
`
`the VÔ and VØ regions with respect to one another, and wherein the substituted FR residue
`
`is at a site selected from the group consisting of: 4L, 38L, 43L, 44L, 58L, 62L, 65L, 66L,
`
`67L, 68L, 69L, 73L, 85L, 98L, 2H, 4H, 24H, 36H, 39H, 43H, 45H, 69H, 70H, 73H, 74H,
`
`76H, 78H, 92H and 93H, utilizing the numbering system set forth in Kabat.
`
`81.
`
`The humanized variable domain of claim 80 wherein the substituted residue
`
`is the residue found at the corresponding location of the non-human antibody from which
`
`the non-human CDR amino acid residues are obtained.
`
`PFIZER EX. 1595
`Page 135
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER CLEAN COPY
`OF CLAIMS” attaching a clean set of Carter’s involved claims was filed this 19th day of
`February, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER CLEAN
`COPY OF CLAIMS” attaching a clean set of Carter’s involved claims was served this 19th day
`of February, 2010, by e-mail, on the Attorney of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1595
`Page 136
`
`
`
`Filed on behalf of:
`
`Party Carter
`
`By:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Paper No. _______
`Filed: February 19, 2010
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`Tel.: (202) 736-8914
`Fax: (202) 736-8711
`E-mail: jkushan@sidley.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`___________________
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`___________________
`
`CARTER REQUEST FOR FILE COPIES
`
`PFIZER EX. 1595
`Page 137
`
`
`
`1
`
`2
`
`3
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`4
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`5
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`6
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`7
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`8
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`
`CARTER REQUEST FOR FILE COPIES
`
`In accordance with 37 C.F.R. § 41.109(a) and ¶ 109.1.1 of the Standing Order (Paper No.
`
`2), Carter hereby requests copies of the following files:
`
`Adair Files:
`
`(i)
`
`(ii)
`
`U.S. Patent Application No. 11/284,261, filed November 21, 2005;
`
`U.S. Patent Application No. 08/846,658, filed May 1, 1997;
`
`(iii)
`
`U.S. Patent Application No. 08/303,569, filed September 7, 1994, now U.S.
`
`Patent No. 5,859,205, issued January 12, 1999;
`
`(iv)
`
`U.S. Patent Application No. 07/743,329, filed September 17, 1991, now
`
`abandoned;
`
`(v)
`
`(vi)
`
`PCT Application No. PCT/GB90/02017, filed December 21, 1990; and
`
`UK Application No. GB 8928874.0, filed December 21, 1989.
`
`Carter Files:
`
`(i)
`
`U.S. Patent Application No. 08/146,206, filed November 17, 1993, now U.S.
`
`Patent No. 6,407,213, issued June 18, 2002;
`
`PCT Application No. PCT/US92/05126, filed June 15, 1992; and
`
`U.S. Patent Application No. 07/715,272, filed June 14, 1991, now abandoned.
`
`(ii)
`
`(iii)
`
`Please ship the files to:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`
`PFIZER EX. 1595
`Page 138
`
`
`
`Carter Request for File Copies
`Interference No. 105,744
`Page 2 of 2
`
`In accordance with Part H of the Notice Declaring Interference (Paper No. 1) and ¶ 109
`
`of the Standing Order (Paper No. 2), a copy of Parts E and F of the Notice Declaring Interference
`
`with a hand-drawn circle around the patents and applications for which a copy of a file wrapper
`
`is requested and a copy of completed File Copy Request (SO Form 4) are attached hereto.
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`February 19, 2010
`
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`1
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`3
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`14
`15
`16
`
`PFIZER EX. 1595
`Page 139
`
`
`
`Part B. Judge managing the interference
`
`Administrative Patent Judge Sally Gardner Lane has been designated to manage
`
`the interference. Bd. R. 104(a).
`
`Part C. Standing order
`
`A Trial Section STANDING ORDER [SO] (Paper 2) accompanies this
`
`DECLARATION. The STANDING ORDER applies to this interference.
`
`Part D. Initial conference call
`
`A telephone conference call to discuss the interference is set for 2:00 p .m. on 16
`
`March 2010 (the Board will initiate the call).
`
`No later than four business days prior to the conference call, each party shall
`
`file and serve (SO ~~ 1 0.1 & 1 05) a list of the motions (Bd. R. 120; Bd. R. 204;
`
`SO ~~ 1 04.2.1, 120 & 204) the party intends to file.
`
`A sample schedule for taking action during the motion phase appears as Form 2
`
`in the STANDING ORDER. Counsel are encouraged to discuss the schedule prior to
`
`the conference call and to agree on dates for taking action. A typical motion period
`
`lasts approximately eight (8) months. Counsel should be prepared to justify any request
`
`for a shorter or longer period.
`
`Part E. Identification and order of t he parties
`
`Named inventors:
`
`Junior Party
`
`Paul J. Carter
`San Francisco, CA
`
`Leonard G. Presta
`San Francisco, CA
`
`-2-
`
`PFIZER EX. 1595
`Page 140
`
`
`
`Involved Patent:
`
`6,407,213, issued 18 June 2002, fro m application
`
`08/146,206, which was filed 17 November 1993, and was
`
`based on international application PCT/US92/05'126, filed 15
`
`June 1992.
`
`Title:
`
`METHOD FOR MAKI NG HUMANIZED ANTIBODIES
`
`Assignee:
`
`Genentech, Inc.
`
`Senior Party
`
`Named Inventors:
`
`John Robert Adair
`High Wycombe, United Ki ngdom
`
`Diljeet Singh Athwal
`London, United Ki ngdom
`
`John Spencer Emtage
`Marlow, United Ki ngdom
`
`Involved Application:
`
`11 /284,261, filed 21 November 2005
`
`Title:
`
`Assignee:
`
`HUMANISED ANTIBODIES
`
`Celltech R & D Limited
`
`The senior party is assigned exhibit numbers 1 001 -1999. The junior party is
`
`assigned exhibit numbers 2001 -2999. Bd. R. 154(c)(1 ); SO 1[154.2.1. The senior party
`
`is responsible for initiating settlement discussions. SO 1[126.1 .
`
`-3-
`
`PFIZER EX. 1595
`Page 141
`
`
`
`Part F. Count and claims of the part ies
`
`Count 1
`
`A humanized antibody heavy chain variable domain comprising
`
`non-human Complementarity Determining Region (COR) amino acid
`
`residues which bind antigen incorporated into a human antibody variable
`
`domain, and further comprising a Framework Region (FR} amino acid
`
`substitution at a site selected from the group consisting of: 24H, 71 H, 73H,
`
`and 78H, utilizing the numbering system set forth in Kabat.
`
`The claims of the parties are:
`
`Carter:
`
`1-82
`
`Adair:
`
`24
`
`The claims of the parties which correspond to Count 1 are:
`
`Carter:
`
`30, 31, 60, 62, 63, 66, 67, 70, 73, 77-81
`
`Adair:
`
`24
`
`The claims of the parties which do not correspond to Count 1, and therefore are
`
`not involved in the interference, are:
`
`Carter:
`
`1-29,32-59,61 ,64,65,68, 69, 71 , 72,74-76,82
`
`Adair:
`
`None
`
`-4-
`
`PFIZER EX. 1595
`Page 142
`
`
`
`
`
`Form 4. File Copy request
`
`FILE COPY REQUEST
`Contested Case No.: Interference No. 105,744
`
`Attach a copy of sections E and F of the DECLARATION to this REQUEST. On
`the copy, circle each patent and application that you are requesting.
`
`1.
`
`2.
`
`Include the following information to facilitate processing of this REQUEST:
`
`Charge fees to USPTO Deposit Account No. ______50-4028_______________
`
`Complete address, including street, city, state, zip code and telephone number
`(do not list a Post Office box because file copies are sent by commercial overnight
`courier).
`
`_____Oliver R. Ashe, Jr. ____________________________________________
`
`____ ASHE, P.C.___________________________________________________
`
`_____11440 Isaac Newton Sq. North, Suite 210__________________________
`
`_____Reston, VA 20190
`
`_________________________________________
`
`3.
`
`Telephone, including area code: __(703) 467-9001_ext. 201________________
`
`PFIZER EX. 1595
`Page 144
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER REQUEST FOR
`FILE COPIES” attaching Parts E and F of the Notice Declaring Interference and completed SO
`Form 4 was filed this 19th day of February, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER
`REQUEST FOR FILE COPIES” attaching Parts E and F of the Notice Declaring Interference
`and completed SO Form 4 was served this 19th day of February, 2010, by e-mail, on the Attorney
`of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1595
`Page 145
`
`
`
`Filed by: Trial Section
`Mail Stop Interferences
`Board of Patent Appeals & Interferences
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`Telephone: 571-272-4683
`BoxInterferences@USPTO.gov
`
`Paper 14
`Entered: 23 February 2010
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`BOARD OF PATENT APPEALS AND INTERFERENCES
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`____________________
`
`PAUL J. CARTER and LEONARD G. PRESTA
`Junior Party,
`Patent 6,407,213,
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL
`and JOHN SPENCER EMTAGE
`Senior Party,
`Application 11/284,261.
`____________________
`
`Order – Bd.R. 109(b) – Authorizing copies of Office records
`(Transmitting file copy requests to the Office of Public Records)
`
`The requests of the parties for file copies, along with those requested
`
`1
`2
`3
`4
`5
`6
`7
`
`89
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`29
`30
`31
`32
`33
`34
`
`35
`
`36
`
`37
`
`files at the Board, have been forwarded to the Office of Public Records of
`
`the United States Patent and Trademark Office. It is the responsibility of
`
`each party to inform the Board if a complete copy is not received within 21
`
`PFIZER EX. 1595
`Page 146
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`14
`15
`16
`17
`18
`19
`20
`
`days of this order. Bd.R. 109(c). If a party does not promptly notify the
`
`Board of missing or incomplete files, the party may not request an extension
`
`of time, Bd.R. 4(a), due to non-receipt of files.
`
`Note that files come in many different formats, see SO ¶ 109.2, and
`
`thus different files may arrive at different times.
`
`Upon consideration of the receipt of requests for files (see Part H of
`
`the DECLARATION), it is---
`
`ORDERED that the notice to the Board that a file copy has not
`
`been received or is incomplete must be transmitted via electronic mail
`
`addressed to BoxInterferences@uspto.gov, with “Attention Paralegal” in the
`
`subject line of the electronic mail message.
`
`/Yolunda R. Townes/
`Paralegal Specialist
`Trial Division
`
`cc: Office of Public Records, USPTO
`Revised: 23 January 2006
`
`2
`
`PFIZER EX. 1595
`Page 147
`
`
`
`cc (via electronic filing):
`
`Attorney for Carter:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20190
`
`Tel:
`Email:
`
`703-467-9001
`oashe@ashepc.com
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, D.C. 20005
`
`Tel:
`Email:
`
`202-736-8914
`jkushan@sidley.com
`
`Attorney for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Michael B. Fein, Esq.
`COZEN O’CONNOR P.C.
`1900 Market Street
`Philadelphia, PA 19103
`
`Tel:
`Email:
`
`215-665-5593
`dtrujillo@cozen.com
`
`3
`
`12
`
`34
`
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`29
`30
`31
`32
`33
`
`PFIZER EX. 1595
`Page 148
`
`
`
`Mail Stop Interference
`P.O. Box 1450
`Alexandria Va 22313-1450
`Tel: 571-272-9797
`Fax: 571-273-0042
`
`Paper 15
`Filed: 24 February 2010
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`
`PAUL J. CARTER AND LEONARD G. PRESTIA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILGEET SINGH ATHWAL, and JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`Patent Interference No. 105,744
`(Technology Center 1600)
`
`ORDER – Miscellaneous – 104(a)
`
`A conference call was held on 24 February 2010 at approximately 10:30 am.
`
`Paritcipating in the call were:
`
`(1) Oliver Ashe and Jeffrey P. Kushan for Junior Party Carter,
`
`(2) Doreen Trujillo and Michael B. Fein for Senior Party Adair, and
`
`(3) Sally Gardner Lane, Administrative Patent Judge.
`
`-1-
`
`PFIZER EX. 1595
`Page 149
`
`
`
`There was a delay in receipt of the declaration of the interference and other
`
`relevant papers by Carter. Moreover, the parties expressed that other delays have
`
`been caused by the major snowstorm that occurred in the Washington, D.C. area the
`
`week of February 8th.
`
`The parties moved for a delay of the initial conference call. The motion is
`
`GRANTED.
`
`It is
`
`ORDERED that the conference call is rescheduled for 15 April 2010 at
`
`10:00 am, and
`
`FURTHER ORDERED that the call will be initiated by the Board.
`
`/Sally Gardner Lane/
`Administrative Patent Judge
`
`-2-
`
`PFIZER EX. 1595
`Page 150
`
`
`
`cc (via overnight delivery):
`
`Attorney for Carter:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20190
`
`Tel:
`Email:
`
`703-467-9001
`oashe@ashepc.com
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, NW
`Washington, DC 20005
`
`Tel:
`Email:
`
`202-736-8914
`jkushan@sidley.com
`
`Attorney for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Michael B. Fein, Esq
`COZEN O’CONNOR P.C.
`1900 Market Street
`Philadelphia, PA 19103
`
`Tel:
`Email:
`
`215-665-5593
`dtrujillo@cozen.com
`
`-3-
`
`PFIZER EX. 1595
`Page 151
`
`
`
`Mail Stop Interference
`P.O. Box 1450
`Alexandria Va 22313-1450
`Tel: 571-272-4683
`Fax: 571-273-0042
`
`Paper 16
`
`Filed 3 March 2010
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`
`PAUL J. CARTER AND LEONARD G. PRESTIA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILGEET SINGH ATHWAL, and JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`Patent Interference No. 105,744
`(Technology Center 1600)
`
`ORDER – Miscellaneous – 104(a)
`
`A conference call was held on 3 March 2010 at approximately 2:30 pm.
`
`Participating in the call were:
`
`(1) Oliver Ashe for Carter,
`
`(2) Doreen Trujillo for Adair, and
`
`(3) Sally Gardner Lane, Administrative Patent Judge.
`
`-1-
`
`PFIZER EX. 1595
`Page 152
`
`
`
`The parties asked for the call to determine if they are required to file an
`
`annotated copy of the claims, and if so, for additional time to file the annotated copy.
`
`Parties are required to file “[f]or each involved claim having a limitation
`
`that is illustrated in a drawing or biotechnology material sequence, file an annotated
`
`copy of the claim indicating in bold face between braces ({}) where each limitation is
`
`shown in the drawing or sequence.” Bd. R. 110(b)(1).
`
`The parties indicated that, and a review of the claims indicates, that the claims do
`
`not recite any particular sequence. (Clean claim copies, Adair at Paper 5 and Carter at
`
`Paper 12). Under these particular circumstances, the parties need not file annotated
`
`copies of the claims.
`
`It is
`
`ORDERED that the parties need not file annotated copies of the claims.
`
`Bd. R. 110(b)(1).
`
`/Sally Gardner Lane/
`Administrative Patent Judge
`
`-2-
`
`PFIZER EX. 1595
`Page 153
`
`
`
`cc (electronic filing):
`
`Attorney for Carter:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20190
`
`703-467-9001
`Tel:
`Email: oashe@ashepc.com
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, D.C. 20005
`
`202-736-8914
`Tel:
`Email: jkushan@sidley.com
`
`Attorney for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Michael B. Fein, Esq.
`COZEN O’CONNOR P.C.
`1900 Market Street
`Philadelphia, PA 19103
`
`215-665-5593
`Tel:
`Email: dtrujillo@cozen.com
`Email: mfein@cozen.com
`
`-3-
`
`PFIZER EX. 1595
`Page 154
`
`
`
`Filed on behalf of:
`
`Party Carter
`
`By:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Paper No. _______
`Filed: March 16, 2010
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`Tel.: (202) 736-8914
`Fax: (202) 736-8711
`E-mail: jkushan@sidley.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`___________________
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`___________________
`
`CARTER NOTICE OF INCOMPLETE FILE COPIES
`
`PFIZER EX. 1595
`Page 155
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`12
`13
`14
`15
`
`16
`
`17
`
`18
`19
`20
`21
`
`CARTER NOTICE OF INCOMPLETE FILE COPIES
`
`In accordance with the instructions in the Order dated February 23, 2010 (Paper No. 14,
`
`Order - Bd.R. 109(b) - Authorizing copies of Office records), Carter hereby notifies the Board
`
`that Carter has received a copy of all requested file histories.
`
`The following papers are either missing from the files, incomplete (»ò¹ò, page(s) missing),
`
`or illegible:
`
`File
`GB 8928874.0
`to Adair et al.
`USSN 08/303,569 to
`Adair et al.
`
`Paper requested
`GB Application No. 8928874.0, filed
`December 21, 1989.
`Office Action mailed May 16, 1995
`(Paper No. 37).
`Protest Under 37 CFR § 1.291, filed
`April 1, 1997 (Paper No. 45).
`Communication mailed June 23, 1997
`(Paper No. 46).
`
`Reason for request
`Illegible (faint text)
`
`Page 1 (front page) is missing
`
`Missing
`
`Missing
`
`In view of the substantive nature of the above-identified documents, Carter respectfully
`
`requests the Board to promptly forward copies of these documents to the undersigned. In the
`
`event the Board does not have immediate access to these documents, immediate production
`
`should be required from Adair. See Bd.R. 150. The documents should be directed to:
`
`Oliver R. Ashe, Jr.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20190
`
`Please charge any associated costs to Deposit Account No. 50-4028.
`
`March 16, 2010
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`PFIZER EX. 1595
`Page 156
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER NOTICE OF
`INCOMPLETE FILE COPIES” was filed this 16th day of March, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`March 16, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER NOTICE
`OF INCOMPLETE FILE COPIES” was served this 16th day of March, 2010, by e-mail, on
`the Attorney of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`March 16, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1595
`Page 157
`
`
`
`Filed on behalf of: Adair
`By:
`Doreen Yatko Trujillo
`Michael B. Fein
`Cozen O'Connor P.C.
`1900 Market St.
`Philadelphia, P A 191 03
`Telephone: (215) 665-5593
`Facsimile: (215) 701-2005
`dtrujillo@cozen.com
`
`PaperNo: __
`Date Filed: March 16, 2010
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`V.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,26 1 ),
`
`Patent Interference No. 105,744
`(Technology Center 1600)
`
`ADAIR NOTICE OF INCOMPLETE FILE COPIES
`
`PFIZER EX. 1595
`Page 158
`
`
`
`1
`
`In accordance with the instructions in the Order dated February 23, 201 0 (Paper No. 14,
`
`2 Order- Bd.R. 109(b)- Authorizing copies of Office records), Adair hereby notifies the Board
`
`3
`
`4
`
`that Adair has received a copy of all requested file histories. However, as indicated in the
`
`attached documents, Adair has not received most of the references cited by or to the Patent
`
`5 Office in the file history of U.S. Application Serial No. 07/7 15,272. References Adair received
`
`6
`
`are crossed-out. Also, Adair was only able to open the first 2230 of 6819 pages of the file
`
`7 wrapper for Application Serial No. 08/146,206. For pages beyond 2230, there is a message of an
`
`8
`
`I/0 error. Both file histories were supplied on diskette.
`
`Respectfully submitted,
`
`/Doreen Yatko Trujillo/
`DOREENYATKOTRUJILLO
`Registration No. 35,719
`Lead Counsel for Adair
`
`9
`10
`11
`12
`13
`14
`15
`16
`17 Date: March 16, 2010
`18
`19 Cozen O'Connor P.C.
`1900 Market St.
`2 0
`Philadelphia, PA 19103
`21
`Telephone: (215) 665-5593
`22
`Facsimile: (215) 701 -2005
`2 3
`dtrujillo@cozen.com
`24
`
`-2-
`
`PFIZER EX. 1595
`Page 159
`
`
`
`Certificate of Service
`
`This will certify that a true copy of this paper and attachments was served this
`
`date on the party Carter by electronic mail directed to :
`
`Oliver R. Ashe, Jr.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20 190
`Tel.: (703)467